FBZ vs. MEM ETF Comparison

Comparison of First Trust Brazil AlphaDEX Fund (FBZ) to Matthews Emerging Markets Equity Active ETF (MEM)

FBZ

First Trust Brazil AlphaDEX Fund

FBZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Brazil Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Brazil BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$10.46

Average Daily Volume

1,480

Number of Holdings ^*

* may have additional holdings in another (foreign) market

MEM

Matthews Emerging Markets Equity Active ETF

MEM Description

The investment seeks long-term capital appreciation. Under normal circumstances, the fund seeks to achieve its investment objective by investing at least 80% of its net assets, which include borrowings for investment purposes, in the common and preferred stocks of companies located in emerging market countries. It seeks to invest in companies capable of sustainable growth based on the fundamental characteristics of those companies, including balance sheet information; number of employees; size and stability of cash flow; management’s depth, adaptability and integrity; product lines; marketing strategies; corporate governance; and financial health.

Grade (RS Rating)

Last Trade

$30.58

Average Daily Volume

8,195

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FBZ	MEM
30 Days	-6.27%	2.68%
60 Days	-9.28%	3.30%
90 Days	-13.91%	3.85%
12 Months	-1.97%	10.37%

2 Overlapping Holdings

	Symbol	Grade	Weight in FBZ	Weight in MEM	Overlap
	ASAI	F	1.81%	0.48%	0.48%
	NU	A	1.11%	0.5%	0.5%

FBZ Overweight 9 Positions Relative to MEM

Symbol	Grade	Weight
ERJ	D	5.83%
BRFS	A	3.94%
GGB	D	3.04%
PAGS	D	2.84%
STNE	D	2.58%
VALE	F	1.67%
ABEV	F	0.58%
XP	F	0.53%
CSAN	D	0.46%

FBZ Underweight 17 Positions Relative to MEM

Symbol	Grade	Weight
IBN	A	-3.52%
HDB	B	-2.02%
TSM	B	-1.97%
BABA	F	-1.55%
BAP	C	-1.31%
BILI	C	-1.09%
KB	B	-1.03%
MMYT	B	-0.95%
TCOM	D	-0.93%
TTE	C	-0.89%
PBR	D	-0.76%
MELI	B	-0.73%
INFY	B	-0.55%
GLOB	D	-0.51%
FCX	D	-0.49%
BEKE	F	-0.46%
YUMC	F	-0.45%