ARKX vs. SOXS ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to Direxion Daily Semiconductor Bear 3x Shares (SOXS)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$14.72

Average Daily Volume

67,113

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOXS

Direxion Daily Semiconductor Bear 3x Shares

SOXS Description

The investment seeks daily investment results, before fees and expenses, of 300% of the inverse of the performance of the PHLX Semiconductor Sector Index. The fund creates short positions by investing at least 80% of its assets in: futures contracts; options on securities, indices and futures contracts; equity caps, floors and collars; swap agreements; forward contracts; short positions; reverse repurchase agreements; ETFs; and other financial instruments that, in combination, provide leveraged and unleveraged exposure to the index. The index measures the performance of the semiconductor subsector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$40.23

Average Daily Volume

17,331,825

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	SOXS
30 Days	-1.08%	29.36%
60 Days	1.03%	22.59%
90 Days	3.37%	-23.07%
12 Months	10.93%	-79.20%

1 Overlapping Holdings

	Symbol	Grade	Weight in ARKX	Weight in SOXS	Overlap
	TER	A	5.47%	1.59%	1.59%

ARKX Overweight 26 Positions Relative to SOXS

Symbol	Grade	Weight
AVAV	A	9.24%
KTOS	B	8.73%
IRDM	B	8.2%
TRMB	D	7.4%
LHX	B	5.17%
ACHR	D	3.79%
AMZN	B	3.46%
PRNT	D	3.01%
PATH	F	2.95%
DE	D	2.93%
BLDE	A	2.82%
GRMN	A	2.63%
JOBY	D	2.27%
RKLB	D	2.16%
GOOG	A	2.08%
HON	C	1.49%
HEI	A	1.49%
SNPS	D	1.44%
U	D	1.39%
MYNA	B	1.24%
ANSS	D	1.2%
LMT	A	1.16%
PLTR	C	1.08%
TDY	D	1.07%
OSPN	A	0.81%
DDD	F	0.39%

ARKX Underweight 25 Positions Relative to SOXS

Symbol	Grade	Weight
NVDA	C	-8.24%
QCOM	C	-8.23%
TXN	A	-7.85%
INTC	F	-7.36%
AVGO	D	-7.0%
AMD	D	-4.66%
MU	B	-4.35%
NXPI	B	-4.15%
LRCX	D	-4.14%
TSM	C	-3.95%
AMAT	D	-3.89%
KLAC	C	-3.8%
ADI	A	-3.79%
MCHP	A	-3.53%
ASML	D	-3.0%
SWKS	F	-2.85%
MRVL	D	-2.56%
QRVO	C	-1.8%
ON	D	-1.38%
MPWR	C	-1.06%
ENTG	D	-1.02%
MKSI	C	-0.84%
SLAB	F	-0.7%
CRUS	D	-0.66%
SMTC	A	-0.49%