SUPP vs. SOLR ETF Comparison

Comparison of Engine No. 1 Transform Supply Chain ETF (SUPP) to SmartETFs Sustainable Energy II ETF (SOLR)

SUPP

Engine No. 1 Transform Supply Chain ETF

SUPP Description

The fund is an actively managed exchange-traded fund ("ETF") that invests in U.S.-listed equity, ADR securities, and non-U.S. developed and emerging market-listed securities, which over time may vary as market and investment opportunities change. The fund may also enter into currency-related spot transactions when it transacts in equities denominated in foreign currencies or invest in certain derivative instruments, such as currency futures or forwards that will help the adviser manage risk associated with foreign currency exposure, if any, or futures contracts. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$67.46

Average Daily Volume

996

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOLR

SmartETFs Sustainable Energy II ETF

SOLR Description

SmartETFs Sustainable Energy II ETF is an exchange traded fund launched and managed by Guinness Atkinson Asset Management, Inc. The fund is co-managed by Penserra Capital Management, LLC. The fund invests in public equity markets of global region. The fund invests in stocks of companies operating across energy and sustainable energy companies sectors. It invests in growth and value stocks of companies across diversified market capitalization. The fund invests in stocks of companies that directly promote environmental responsibility. The fund employs fundamental analysis to create its portfolio. It employs proprietary research to create its portfolio. SmartETFs Sustainable Energy II ETF was formed on November 11, 2020 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.42

Average Daily Volume

452

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SUPP	SOLR
30 Days	1.01%	-5.40%
60 Days	3.56%	-7.04%
90 Days	4.89%	-5.68%
12 Months	30.86%	3.82%

2 Overlapping Holdings

	Symbol	Grade	Weight in SUPP	Weight in SOLR	Overlap
	ETN	A	5.67%	5.06%	5.06%
	TT	A	5.17%	5.12%	5.12%

SUPP Overweight 15 Positions Relative to SOLR

Symbol	Grade	Weight
WCN	A	9.25%
WSC	F	7.52%
MLM	C	6.91%
TSM	B	6.71%
TDG	D	6.36%
NVDA	B	6.33%
VMC	B	5.45%
PTC	B	5.27%
WM	B	3.96%
MU	D	3.16%
WMS	F	2.82%
CSX	C	2.54%
SAIA	B	1.37%
LRCX	F	1.27%
URI	C	1.04%

SUPP Underweight 17 Positions Relative to SOLR

Symbol	Grade	Weight
HUBB	B	-5.16%
NEE	C	-4.8%
OC	A	-4.28%
ITRI	C	-4.15%
ORA	B	-3.91%
ON	D	-3.2%
NXPI	D	-3.06%
FSLR	F	-3.04%
IBP	D	-2.97%
ST	F	-2.84%
APTV	F	-2.44%
THRM	F	-1.97%
AMRC	F	-1.65%
CSIQ	F	-1.38%
ENPH	F	-1.02%
SEDG	F	-0.13%
TPIC	F	-0.11%