SOLR vs. NBCT ETF Comparison

Comparison of SmartETFs Sustainable Energy II ETF (SOLR) to Neuberger Berman Carbon Transition Infrastructure ETF (NBCT)

SOLR

SmartETFs Sustainable Energy II ETF

SOLR Description

SmartETFs Sustainable Energy II ETF is an exchange traded fund launched and managed by Guinness Atkinson Asset Management, Inc. The fund is co-managed by Penserra Capital Management, LLC. The fund invests in public equity markets of global region. The fund invests in stocks of companies operating across energy and sustainable energy companies sectors. It invests in growth and value stocks of companies across diversified market capitalization. The fund invests in stocks of companies that directly promote environmental responsibility. The fund employs fundamental analysis to create its portfolio. It employs proprietary research to create its portfolio. SmartETFs Sustainable Energy II ETF was formed on November 11, 2020 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.91

Average Daily Volume

604

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NBCT

Neuberger Berman Carbon Transition Infrastructure ETF

NBCT Description

Under normal market conditions, the fund invests at least 80% of its net assets (plus borrowing for investment purposes) in equity securities of carbon transition companies and infrastructure companies. It invests a significant portion of its assets in carbon transition companies, which the Managers consider to be those companies that have, or in the Portfolio Managers" view, are reasonably expected to have, at least 20% of their assets or revenue, committed to or derived from infrastructure that will facilitate global decarbonization and/or the reduction of other greenhouse gas emissions.

Grade (RS Rating)

Last Trade

$26.35

Average Daily Volume

669

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SOLR	NBCT
30 Days	-3.16%	-1.02%
60 Days	-1.23%	3.39%
90 Days	2.87%	8.82%
12 Months	-9.58%	11.78%

6 Overlapping Holdings

Symbol	Grade	Weight in SOLR	Weight in NBCT	Overlap
ETN	B	5.16%	5.84%	5.16%
FSLR	A	4.03%	3.48%	3.48%
HUBB	D	4.97%	3.98%	3.98%
ITRI	B	3.79%	3.36%	3.36%
NEE	A	4.85%	3.74%	3.74%
ORA	C	2.96%	1.54%	1.54%

SOLR Overweight 13 Positions Relative to NBCT

Symbol	Grade	Weight
TT	A	5.07%
ST	B	3.38%
IBP	B	3.28%
APTV	F	3.11%
NXPI	B	3.05%
ON	D	2.79%
THRM	D	2.45%
ENPH	F	1.78%
CSIQ	F	1.74%
AMRC	F	1.28%
SEDG	F	0.67%
NOVA	F	0.56%
TPIC	D	0.14%

SOLR Underweight 21 Positions Relative to NBCT

Symbol	Grade	Weight
LIN	C	-5.78%
CEG	B	-5.33%
ABBV	D	-4.95%
PWR	A	-3.79%
LNG	D	-3.54%
WCN	C	-3.28%
WMB	A	-3.1%
D	A	-2.19%
J	C	-1.96%
CNP	A	-1.79%
GNRC	B	-1.63%
SRE	A	-1.63%
DTM	A	-1.62%
FE	A	-1.4%
APD	C	-1.35%
GTLS	D	-1.24%
NEP	B	-1.19%
DUK	A	-1.16%
AY	A	-1.11%
EXC	A	-1.1%
JCI	B	-0.85%