SCAP vs. SDVY ETF Comparison

Comparison of InfraCap Small Cap Income ETF (SCAP) to First Trust SMID Cap Rising Dividend Achievers ETF (SDVY)

SCAP

InfraCap Small Cap Income ETF

SCAP Description

The investment seeks to provide total return through long-term capital appreciation and current income. The fund seeks to achieve its investment objective by investing in a diversified group of U.S.-traded equity securities consisting of common and preferred stock, ADRs, and REITs. Under normal circumstances, it invests at least 80% of its net assets (plus any borrowings for investment purposes) in small cap securities. The fund's sub-advisor generally defines a small cap company as one having a market capitalization less than the market cap of the largest company in the Russell 2000 Index at the time of acquisition.

Grade (RS Rating)

Last Trade

$37.08

Average Daily Volume

2,490

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$38.91

Average Daily Volume

1,255,136

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SCAP	SDVY
30 Days	4.32%	6.75%
60 Days	4.12%	7.90%
90 Days	5.37%	8.74%
12 Months		36.25%

4 Overlapping Holdings

Symbol	Grade	Weight in SCAP	Weight in SDVY	Overlap
BPOP	C	1.05%	0.96%	0.96%
EWBC	A	3.02%	1.24%	1.24%
SLM	A	1.38%	1.07%	1.07%
SM	B	2.64%	1.04%	1.04%

SCAP Overweight 38 Positions Relative to SDVY

Symbol	Grade	Weight
HRI	C	3.47%
CASY	A	3.17%
MKSI	C	3.04%
GATX	A	2.95%
MUR	D	2.62%
PNFP	B	2.61%
CHRD	D	2.6%
PFBC	B	2.58%
ASIX	B	2.51%
PAGP	A	2.46%
NTB	B	2.35%
AVNT	B	2.27%
KRC	B	2.09%
BRX	A	1.95%
DKL	C	1.94%
POR	C	1.92%
AES	F	1.89%
NYT	D	1.82%
AGNC	C	1.81%
REXR	F	1.79%
WWD	C	1.75%
MCBS	B	1.7%
ESI	B	1.65%
JEF	A	1.58%
AB	B	1.55%
NTST	C	1.53%
EPRT	B	1.5%
BLMN	F	1.46%
CELH	F	1.36%
PK	C	1.31%
AIZ	A	1.22%
WAL	B	1.19%
CHCT	C	1.16%
STAG	D	1.12%
MMI	C	1.1%
SBLK	F	1.09%
COOP	B	1.02%
VLYPP	A	0.45%

SCAP Underweight 90 Positions Relative to SDVY

Symbol	Grade	Weight
TPL	A	-1.44%
SYF	B	-1.27%
SNA	A	-1.26%
ZION	B	-1.24%
PRDO	B	-1.24%
SNV	C	-1.24%
GRMN	B	-1.23%
MLI	B	-1.23%
UNM	A	-1.22%
MATX	C	-1.22%
WTFC	A	-1.21%
CALM	A	-1.2%
WTTR	A	-1.18%
JXN	C	-1.18%
CADE	B	-1.18%
STLD	B	-1.17%
G	B	-1.17%
J	D	-1.17%
HBAN	A	-1.16%
CR	A	-1.14%
IBOC	B	-1.14%
FIX	A	-1.14%
DELL	B	-1.13%
KTB	B	-1.13%
RHI	C	-1.13%
EME	A	-1.13%
LECO	C	-1.12%
RL	C	-1.12%
EQH	C	-1.12%
CMC	B	-1.12%
CMA	B	-1.12%
OC	A	-1.11%
RF	A	-1.11%
RS	B	-1.1%
BKE	B	-1.1%
CFG	B	-1.1%
OZK	B	-1.1%
CINF	A	-1.1%
CRBG	B	-1.09%
IEX	C	-1.09%
EBC	B	-1.08%
CRC	A	-1.07%
FITB	B	-1.07%
ITT	A	-1.05%
VOYA	B	-1.05%
LSTR	D	-1.04%
AFG	A	-1.04%
ALLY	C	-1.04%
MGY	A	-1.03%
CF	A	-1.03%
PHIN	A	-1.03%
GGG	B	-1.03%
RGA	A	-1.03%
WHD	B	-1.03%
FBP	C	-1.02%
BEN	C	-1.02%
WGO	C	-1.02%
BCC	B	-1.02%
EDR	A	-1.01%
UFPI	C	-0.99%
TOL	B	-0.99%
OMC	C	-0.99%
TEX	F	-0.98%
RDN	D	-0.97%
MTG	C	-0.96%
NTAP	C	-0.96%
EXPD	C	-0.95%
EG	C	-0.94%
IPG	D	-0.93%
AGCO	D	-0.93%
AESI	B	-0.92%
SHOO	F	-0.92%
SLVM	B	-0.92%
DKS	D	-0.91%
LEA	F	-0.9%
DINO	D	-0.9%
ESNT	F	-0.88%
KBH	D	-0.88%
PHM	D	-0.88%
AOS	F	-0.87%
VSH	F	-0.87%
WLK	D	-0.87%
WSM	C	-0.86%
WMS	F	-0.86%
MTH	D	-0.86%
IBP	D	-0.85%
AMKR	D	-0.83%
NSP	F	-0.83%
CCS	D	-0.82%
CRI	F	-0.79%