PSCU vs. FCEF ETF Comparison

Comparison of PowerShares S&P SmallCap Utilities Portfolio (PSCU) to First Trust CEF Income Opportunity ETF (FCEF)
PSCU

PowerShares S&P SmallCap Utilities Portfolio

PSCU Description

The PowerShares S&P SmallCap Utilities Portfolio (Fund) is based on the S&P SmallCap 600® Capped Utilities & Telecom Services Index (Index). The Fund will normally invest at least 90% of its total assets in common stocks that comprise the Index. The Index is designed to measure the overall performance of common stocks of US utilities and telecommunication services companies. These companies are principally engaged in providing either energy, water or natural gas utilities, as well as services designed to promote or enhance the transmission of voice, data and video over various communications media, including wireline, wireless (terrestrial-based), satellite and cable. The Index is a subset of the S&P SmallCap 600® Index, which is a float-adjusted, market-capitalization-weighted index reflecting the US small-cap market. The Fund and the Index are rebalanced and reconstituted quarterly.

Grade (RS Rating)

Last Trade

$51.16

Average Daily Volume

1,326

Number of Holdings *

34

* may have additional holdings in another (foreign) market
FCEF

First Trust CEF Income Opportunity ETF

FCEF Description The First Trust CEF Income Opportunity ETF is an actively managed exchange-traded fund. The Fund's investment objective is to provide current income with a secondary emphasis on total return. Under normal market conditions, the Fund will seek to achieve its investment objectives by investing at least 80% of its net assets (including investment borrowings) in a portfolio of closed-end investment companies that are listed and traded in the United States on registered exchanges.

Grade (RS Rating)

Last Trade

$20.45

Average Daily Volume

5,848

Number of Holdings *

48

* may have additional holdings in another (foreign) market
Performance
Period PSCU FCEF
30 Days 0.98% 0.46%
60 Days 0.23% 1.50%
90 Days -0.85% 3.43%
12 Months -3.20% 16.01%
0 Overlapping Holdings
Symbol Grade Weight in PSCU Weight in FCEF Overlap
PSCU Overweight 34 Positions Relative to FCEF
Symbol Grade Weight
OTTR B 6.45%
MSGS B 5.66%
MGEE A 5.15%
TRIP D 5.13%
CWT B 5.01%
AVA B 4.98%
CCOI F 4.94%
AWR C 4.7%
YELP C 4.66%
CPK B 4.31%
CARG C 3.59%
SATS B 3.53%
CNK D 3.39%
CWEN B 3.28%
CABO F 3.22%
SJW D 2.91%
TDS D 2.8%
NWN B 2.6%
LUMN F 2.23%
CARS D 1.9%
SSTK F 1.84%
SCHL D 1.73%
QNST A 1.62%
MSEX D 1.59%
UTL B 1.49%
THRY C 1.29%
TTGT D 1.28%
SHEN F 1.28%
CWEN B 1.28%
GOGO C 0.99%
AMCX D 0.63%
MCS F 0.61%
CNSL C 0.58%
ATNI F 0.36%
PSCU Underweight 48 Positions Relative to FCEF
Symbol Grade Weight
ETG B -3.9%
THQ A -3.59%
HQH B -3.54%
ARDC A -3.53%
HTD A -3.33%
SOR A -3.3%
ASGI A -3.23%
VRIG A -3.23%
ETO A -3.21%
EVT A -3.19%
GDV C -2.93%
JQC A -2.82%
TY B -2.71%
BST C -2.7%
JPC A -2.53%
GHY A -2.51%
UTF A -2.5%
RNP C -2.44%
BGB A -2.3%
PDO A -2.28%
BCAT B -2.02%
CET A -1.97%
GAM A -1.96%
JFR A -1.76%
UTG A -1.73%
RVT B -1.7%
EVG A -1.52%
JRI B -1.5%
NPFD B -1.49%
PGZ B -1.47%
PEO B -1.46%
DSL A -1.26%
AIO A -0.99%
CII B -0.98%
BUI A -0.78%
BCX A -0.77%
QQQX C -0.73%
HIO C -0.72%
BIT B -0.66%
HQL B -0.51%
RMT B -0.5%
KYN B -0.5%
JLS A -0.5%
PDX B -0.49%
TPZ A -0.47%
DLY A -0.25%
BME C -0.25%
IGI C -0.02%
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