FXU vs. SEA ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to U.S. Global Sea to Sky Cargo ETF (SEA)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.41

Average Daily Volume

63,420

Number of Holdings *

39

* may have additional holdings in another (foreign) market
SEA

U.S. Global Sea to Sky Cargo ETF

SEA Description The investment seeks to track the investment results (before fees and expenses) of the Dow Jones Global Shipping IndexSM (the underlying index). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) that represent securities in the underlying index. The underlying index is comprised of developed market-listed equity securities of companies that are classified as being in the shipping industry. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$16.10

Average Daily Volume

7,096

Number of Holdings *

11

* may have additional holdings in another (foreign) market
Performance
Period FXU SEA
30 Days 3.80% -3.85%
60 Days 6.16% -7.36%
90 Days 13.01% -6.60%
12 Months 36.87% 6.09%
0 Overlapping Holdings
Symbol Grade Weight in FXU Weight in SEA Overlap
FXU Overweight 39 Positions Relative to SEA
Symbol Grade Weight
VST B 4.93%
PNW B 4.27%
NRG B 4.16%
NFG A 4.15%
AGR B 4.14%
UGI A 3.97%
EXC C 3.97%
ETR B 3.73%
SRE A 3.63%
CEG D 3.55%
PCG A 3.5%
CNP B 3.45%
ATO A 3.44%
OGE B 3.43%
EVRG A 3.38%
ED D 3.05%
IDA A 2.81%
XEL A 2.63%
NI A 2.61%
AEE A 2.57%
WTRG B 2.47%
DUK C 2.4%
DTE C 2.31%
CWEN C 2.22%
PPL B 1.68%
WEC A 1.68%
LNT A 1.65%
D C 1.64%
CMS C 1.59%
EIX B 1.58%
AEP D 1.54%
RSG A 0.85%
CLH B 0.84%
PEG A 0.82%
SO D 0.8%
FE C 0.77%
AWK D 0.76%
NEE D 0.74%
AES F 0.57%
FXU Underweight 11 Positions Relative to SEA
Symbol Grade Weight
DAC B -4.64%
STNG F -4.19%
TRMD F -3.76%
INSW F -3.61%
FDX B -3.17%
UPS C -3.17%
EXPD D -3.01%
ZTO F -2.92%
GSL F -2.19%
FRO F -1.81%
ASC F -1.46%
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