FXU vs. AQWA ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Global X Clean Water ETF (AQWA)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.98

Average Daily Volume

65,396

Number of Holdings *

39

* may have additional holdings in another (foreign) market
AQWA

Global X Clean Water ETF

AQWA Description The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes (if any), in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. The underlying index is designed to provide exposure to companies that have business operations in the provision of clean water. It is non-diversified.

Grade (RS Rating)

Last Trade

$17.89

Average Daily Volume

1,456

Number of Holdings *

21

* may have additional holdings in another (foreign) market
Performance
Period FXU AQWA
30 Days -0.38% -3.66%
60 Days 4.57% -0.63%
90 Days 10.29% 0.73%
12 Months 32.39% 18.72%
2 Overlapping Holdings
Symbol Grade Weight in FXU Weight in AQWA Overlap
AWK C 0.76% 7.43% 0.76%
WTRG C 2.55% 4.42% 2.55%
FXU Overweight 37 Positions Relative to AQWA
Symbol Grade Weight
VST A 4.8%
NRG B 4.43%
PNW A 4.22%
AGR A 4.18%
NFG A 4.07%
UGI C 4.0%
EXC C 3.94%
CEG D 3.89%
ETR A 3.72%
SRE A 3.6%
PCG A 3.45%
OGE A 3.44%
ATO A 3.42%
CNP A 3.35%
EVRG A 3.32%
ED D 3.14%
IDA A 2.71%
XEL A 2.55%
NI A 2.54%
AEE A 2.49%
DUK C 2.42%
DTE C 2.29%
CWEN D 2.27%
WEC A 1.66%
PPL A 1.64%
D C 1.64%
EIX C 1.57%
AEP C 1.57%
CMS C 1.57%
LNT A 1.55%
CLH C 0.9%
RSG B 0.87%
SO C 0.81%
PEG C 0.79%
FE C 0.78%
NEE C 0.74%
AES F 0.57%
FXU Underweight 19 Positions Relative to AQWA
Symbol Grade Weight
PNR A -8.43%
ECL D -7.92%
XYL D -7.22%
CNM F -3.95%
AOS F -3.91%
WMS F -3.8%
BMI B -3.41%
ZWS B -2.92%
WTS A -2.88%
FELE B -2.21%
MWA A -1.96%
AWR A -1.72%
CWT C -1.55%
SJW F -0.88%
ERII B -0.62%
MSEX B -0.6%
YORW D -0.28%
ARTNA F -0.28%
CWCO C -0.27%
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