FPX vs. SMLL ETF Comparison

Comparison of First Trust IPOX-100 Index Fund (FPX) to Harbor Active Small Cap ETF (SMLL)

FPX

First Trust IPOX-100 Index Fund

FPX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the IPOX(R)-100 U.S. Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified, value-weighted price index measuring the performance of the top U.S. companies ranked quarterly by market capitalization in the IPOX(R) Global Composite Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$126.18

Average Daily Volume

15,366

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMLL

Harbor Active Small Cap ETF

SMLL Description

The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.42

Average Daily Volume

3,358

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FPX	SMLL
30 Days	11.39%	9.52%
60 Days	14.14%	13.98%
90 Days	21.68%
12 Months	44.98%

4 Overlapping Holdings

Symbol	Grade	Weight in FPX	Weight in SMLL	Overlap
DOCS	C	0.58%	3.71%	0.58%
FOUR	A	0.35%	3.08%	0.35%
OSCR	D	0.45%	1.95%	0.45%
PECO	A	0.28%	1.56%	0.28%

FPX Overweight 80 Positions Relative to SMLL

Symbol	Grade	Weight
IOT	A	6.76%
CARR	C	6.73%
PLTR	B	6.59%
APP	B	5.68%
REGN	F	4.46%
DASH	B	4.27%
GEV	B	3.56%
CEG	C	3.51%
KVUE	A	3.15%
CRWD	B	2.52%
DUOL	A	2.51%
RBLX	C	2.04%
ABNB	C	1.69%
TPG	A	1.64%
VRT	B	1.54%
DTM	A	1.54%
HOOD	B	1.42%
COIN	C	1.38%
PCVX	D	1.22%
CR	A	1.19%
DKNG	B	1.19%
VLTO	C	1.01%
OWL	A	0.99%
VERX	A	0.92%
RKT	F	0.92%
RYAN	A	0.92%
HQY	A	0.91%
CRBG	B	0.9%
TOST	B	0.9%
JXN	C	0.9%
RDDT	A	0.87%
SNOW	B	0.86%
KNF	B	0.85%
FNF	B	0.83%
ESAB	C	0.76%
NRG	B	0.75%
GEHC	D	0.75%
UTHR	C	0.68%
AZEK	A	0.67%
THC	D	0.62%
COHR	B	0.61%
NSIT	F	0.59%
COOP	B	0.56%
KNTK	A	0.54%
GKOS	B	0.53%
NUVL	C	0.47%
SOLV	D	0.47%
CNX	A	0.46%
ACT	C	0.42%
PSN	D	0.42%
ACLX	C	0.41%
NPAB	F	0.37%
PRCT	B	0.35%
RVMD	C	0.34%
SLVM	B	0.34%
LNW	F	0.33%
RBRK	A	0.32%
STEP	C	0.31%
BROS	A	0.29%
BSY	F	0.29%
CRDO	B	0.28%
SGBX	F	0.27%
ROIV	C	0.27%
KYMR	D	0.24%
RNA	C	0.23%
TMDX	F	0.23%
ITRI	C	0.21%
KRYS	C	0.2%
LTH	C	0.19%
KROS	D	0.18%
PHIN	A	0.18%
INTA	B	0.17%
OGN	F	0.16%
ZETA	D	0.16%
GRND	A	0.15%
VRRM	F	0.15%
RXST	F	0.14%
ACVA	B	0.13%
DYN	F	0.12%
FA	C	0.1%

FPX Underweight 36 Positions Relative to SMLL

Symbol	Grade	Weight
LBRT	D	-6.17%
KNSL	B	-4.97%
SSNC	B	-4.74%
JBI	F	-4.68%
PCTY	C	-3.66%
RS	B	-3.43%
ZG	A	-3.13%
WTFC	A	-3.01%
LYFT	C	-2.71%
FRSH	B	-2.63%
APAM	B	-2.61%
RLJ	C	-2.42%
ATR	B	-2.37%
WRBY	A	-2.04%
LSTR	D	-1.85%
PLOW	D	-1.79%
USPH	B	-1.77%
HAYW	B	-1.76%
MC	C	-1.51%
MCRI	A	-1.51%
MORN	B	-1.49%
SAM	C	-1.32%
NNN	C	-1.3%
CHWY	B	-1.26%
QTWO	A	-1.26%
WSC	F	-1.2%
NWE	B	-1.09%
RBC	A	-1.08%
BECN	B	-1.08%
FBIN	D	-1.07%
RL	C	-1.06%
EWCZ	F	-1.01%
TRUE	C	-0.95%
TMCI	C	-0.91%
CMS	C	-0.88%
REYN	D	-0.74%