FJP vs. SCZ ETF Comparison

Comparison of First Trust Japan AlphaDEX Fund (FJP) to iShares MSCI EAFE Small-Cap ETF (SCZ)
FJP

First Trust Japan AlphaDEX Fund

FJP Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Japan Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Japan BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$53.78

Average Daily Volume

13,886

Number of Holdings *

7

* may have additional holdings in another (foreign) market
SCZ

iShares MSCI EAFE Small-Cap ETF

SCZ Description The investment seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI EAFE Small Cap Index (the "underlying index"). The fund generally invests at least 90% of its assets in securities of the underlying index and in depositary receipts representing securities of the underlying index. The underlying index represents the small-cap segment of the MSCI EAFE Index. As of June 30, 2012, the underlying index consisted of the following 22 developed market country indexes or regions.

Grade (RS Rating)

Last Trade

$63.11

Average Daily Volume

1,465,358

Number of Holdings *

31

* may have additional holdings in another (foreign) market
Performance
Period FJP SCZ
30 Days -1.61% 0.46%
60 Days -0.73% 0.46%
90 Days 4.31% 4.99%
12 Months 22.03% 6.36%
1 Overlapping Holdings
Symbol Grade Weight in FJP Weight in SCZ Overlap
PIXY F 0.61% 0.04% 0.04%
FJP Overweight 6 Positions Relative to SCZ
Symbol Grade Weight
NMR D 2.11%
HMC D 1.4%
TM D 0.8%
MUFG C 0.38%
MFG C 0.37%
SONY D 0.28%
FJP Underweight 30 Positions Relative to SCZ
Symbol Grade Weight
AEI F -0.15%
TIGO A -0.11%
HAFN A -0.08%
ZIM B -0.05%
BWLP B -0.05%
INMD F -0.05%
TRMD B -0.05%
MLCO D -0.05%
ODD F -0.04%
FVRR F -0.03%
KRNT F -0.03%
ELBM D -0.03%
MNTX C -0.03%
TARO B -0.02%
RENB F -0.02%
SMMF B -0.02%
RSKD B -0.02%
CALT D -0.02%
CLBT D -0.02%
NNDM D -0.02%
RDWR D -0.02%
WKME D -0.01%
GCBC B -0.01%
SMWB D -0.01%
VGR D -0.01%
VMAR F -0.01%
PGY F -0.01%
CHGX D -0.01%
ITRN C -0.01%
VALN F -0.01%
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