BOTZ vs. ARKF ETF Comparison

Comparison of Global X Robotics & Artificial Intelligence Thematic ETF (BOTZ) to ARK Fintech Innovation ETF (ARKF)

BOTZ

Global X Robotics & Artificial Intelligence Thematic ETF

BOTZ Description

The Global X Robotics & Artificial Intelligence Thematic ETF (BOTZ) seeks to invest in companies that potentially stand to benefit from increased adoption and utilization of robotics and artificial intelligence (AI), including those involved with industrial robotics and automation, non-industrial robots, and autonomous vehicles.

Grade (RS Rating)

Last Trade

$33.19

Average Daily Volume

436,794

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$38.35

Average Daily Volume

407,606

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	BOTZ	ARKF
30 Days	4.77%	21.48%
60 Days	7.10%	29.87%
90 Days	4.14%	33.16%
12 Months	26.63%	72.13%

2 Overlapping Holdings

	Symbol	Grade	Weight in BOTZ	Weight in ARKF	Overlap
	NVDA	B	14.12%	1.32%	1.32%
	PATH	C	2.27%	2.25%	2.25%

BOTZ Overweight 18 Positions Relative to ARKF

Symbol	Grade	Weight
ISRG	A	10.61%
ABBV	F	9.31%
DT	D	4.65%
PEGA	B	3.24%
CGNX	D	3.04%
UPST	B	2.55%
AVAV	C	2.51%
PRCT	B	1.89%
JBT	B	1.64%
AI	B	1.35%
OMCL	C	0.93%
APPN	B	0.7%
HLX	B	0.68%
SOUN	B	0.61%
PRO	C	0.48%
FARO	C	0.21%
IRBT	F	0.08%
CRNC	C	0.06%

BOTZ Underweight 26 Positions Relative to ARKF

Symbol	Grade	Weight
SHOP	B	-11.07%
COIN	C	-10.71%
SQ	A	-6.13%
TOST	B	-5.09%
SOFI	B	-4.78%
HOOD	B	-4.64%
DKNG	B	-4.25%
PLTR	B	-3.34%
RBLX	C	-3.28%
ROKU	D	-3.27%
MELI	C	-3.18%
META	D	-2.52%
PINS	F	-2.3%
SE	A	-1.79%
NU	C	-1.79%
GLBE	B	-1.78%
SPOT	B	-1.67%
RDDT	A	-1.57%
INTU	B	-1.5%
PYPL	B	-1.48%
BILL	A	-1.48%
CRWD	B	-1.31%
Z	A	-1.03%
ICE	C	-0.96%
IBTA	C	-0.56%
AMZN	C	-0.43%