AWEG vs. ARKX ETF Comparison

Comparison of Alger Weatherbie Enduring Growth ETF (AWEG) to ARK Space Exploration & Innovation ETF (ARKX)

AWEG

Alger Weatherbie Enduring Growth ETF

AWEG Description

The fund invests primarily in equity securities of mid-cap growth companies with an environmental, social and governance ("ESG") rating of medium or better, as rated by Sustainalytics, a third-party ESG rating agency, at the time of purchase. Under normal circumstances, 80% of companies in the fund"s portfolio, based on net assets, will have a Sustainalytics ESG rating. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.02

Average Daily Volume

170

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

68,538

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AWEG	ARKX
30 Days	8.09%	11.51%
60 Days	8.41%	19.11%
90 Days	8.23%	20.66%
12 Months	36.90%	31.44%

1 Overlapping Holdings

	Symbol	Grade	Weight in AWEG	Weight in ARKX	Overlap
	HEI	A	4.66%	1.56%	1.56%

AWEG Overweight 23 Positions Relative to ARKX

Symbol	Grade	Weight
TDG	D	11.7%
CWST	A	6.43%
GKOS	B	4.99%
STEP	C	4.87%
TNDM	D	4.84%
WCN	A	4.8%
PCTY	C	3.92%
NEOG	F	3.62%
HUBS	A	3.14%
OLLI	D	2.99%
SPSC	D	2.94%
ACAD	C	2.9%
MEG	F	2.87%
XPO	B	2.86%
UPST	B	2.77%
RXO	D	2.64%
HLNE	B	2.11%
NCNO	C	2.09%
PGNY	F	2.07%
SITE	F	2.02%
AGYS	A	1.77%
NTRA	A	1.44%
TTD	B	1.41%

AWEG Underweight 24 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	B	-9.84%
RKLB	A	-9.73%
IRDM	D	-8.3%
AVAV	C	-7.36%
TRMB	B	-6.82%
TER	F	-5.43%
LHX	C	-4.58%
AMZN	C	-3.85%
PLTR	B	-3.78%
ACHR	B	-3.22%
BLDE	C	-3.2%
GRMN	B	-2.77%
DE	B	-2.28%
JOBY	B	-2.2%
GOOG	C	-2.13%
PRNT	B	-1.77%
HON	C	-1.42%
TDY	B	-1.36%
PATH	C	-1.25%
SNPS	B	-1.2%
LMT	D	-1.2%
AMD	F	-1.12%
ANSS	B	-0.99%
DDD	C	-0.77%