ARKX vs. SOLR ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to SmartETFs Sustainable Energy II ETF (SOLR)
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$17.67

Average Daily Volume

54,213

Number of Holdings *

25

* may have additional holdings in another (foreign) market
SOLR

SmartETFs Sustainable Energy II ETF

SOLR Description SmartETFs Sustainable Energy II ETF is an exchange traded fund launched and managed by Guinness Atkinson Asset Management, Inc. The fund is co-managed by Penserra Capital Management, LLC. The fund invests in public equity markets of global region. The fund invests in stocks of companies operating across energy and sustainable energy companies sectors. It invests in growth and value stocks of companies across diversified market capitalization. The fund invests in stocks of companies that directly promote environmental responsibility. The fund employs fundamental analysis to create its portfolio. It employs proprietary research to create its portfolio. SmartETFs Sustainable Energy II ETF was formed on November 11, 2020 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$26.38

Average Daily Volume

387

Number of Holdings *

19

* may have additional holdings in another (foreign) market
Performance
Period ARKX SOLR
30 Days 5.37% -6.84%
60 Days 16.10% -5.79%
90 Days 21.44% -2.99%
12 Months 26.94% 5.23%
0 Overlapping Holdings
Symbol Grade Weight in ARKX Weight in SOLR Overlap
ARKX Overweight 25 Positions Relative to SOLR
Symbol Grade Weight
KTOS B 9.84%
RKLB B 9.73%
IRDM C 8.3%
AVAV C 7.36%
TRMB A 6.82%
TER F 5.43%
LHX B 4.58%
AMZN B 3.85%
PLTR A 3.78%
ACHR B 3.22%
BLDE D 3.2%
GRMN B 2.77%
DE D 2.28%
JOBY B 2.2%
GOOG B 2.13%
PRNT B 1.77%
HEI A 1.56%
HON A 1.42%
TDY B 1.36%
PATH D 1.25%
SNPS C 1.2%
LMT D 1.2%
AMD F 1.12%
ANSS B 0.99%
DDD C 0.77%
ARKX Underweight 19 Positions Relative to SOLR
Symbol Grade Weight
HUBB B -5.16%
TT A -5.12%
ETN A -5.06%
NEE C -4.8%
OC A -4.28%
ITRI B -4.15%
ORA B -3.91%
ON F -3.2%
NXPI F -3.06%
FSLR F -3.04%
IBP F -2.97%
ST F -2.84%
APTV F -2.44%
THRM F -1.97%
AMRC F -1.65%
CSIQ F -1.38%
ENPH F -1.02%
SEDG F -0.13%
TPIC F -0.11%
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