ARKQ vs. SMH ETF Comparison

Comparison of ARK Autonomous Technology & Robotics ETF (ARKQ) to Market Vectors Semiconductor ETF (SMH)

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$53.38

Average Daily Volume

112,665

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMH

Market Vectors Semiconductor ETF

SMH Description

The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors US Listed Semiconductor 25 Index (the "Semiconductor Index"). The fund normally invests at least 80% of its total assets in securities that comprise the fund's benchmark index. The Semiconductor Index is comprised of common stocks and depositary receipts of U.S. exchange-listed companies in the semiconductor industry. Such companies may include medium-capitalization companies and foreign companies that are listed on a U.S. exchange. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$217.64

Average Daily Volume

8,669,735

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKQ	SMH
30 Days	-2.29%	-3.22%
60 Days	-1.91%	3.47%
90 Days	0.83%	15.60%
12 Months	17.34%	78.99%

6 Overlapping Holdings

Symbol	Grade	Weight in ARKQ	Weight in SMH	Overlap
AMD	C	1.86%	3.94%	1.86%
NVDA	B	2.04%	20.04%	2.04%
QCOM	B	1.55%	4.8%	1.55%
SNPS	C	1.68%	3.22%	1.68%
TER	B	8.31%	0.52%	0.52%
TSM	B	2.73%	12.53%	2.73%

ARKQ Overweight 23 Positions Relative to SMH

Symbol	Grade	Weight
TSLA	D	10.01%
KTOS	B	9.8%
TRMB	C	7.31%
PATH	D	7.11%
IRDM	B	6.07%
AVAV	A	5.59%
DE	B	3.87%
ACHR	D	3.29%
BLDE	B	2.11%
GOOG	A	2.1%
RKLB	F	2.0%
U	F	1.94%
ISRG	C	1.7%
CAT	B	1.62%
TDY	D	1.32%
ANSS	C	1.32%
JOBY	D	1.31%
LMT	A	1.12%
OSPN	B	0.68%
DDD	F	0.67%
MTLS	D	0.52%
VUZI	F	0.32%
TWOU	F	0.02%

ARKQ Underweight 19 Positions Relative to SMH

Symbol	Grade	Weight
AVGO	B	-7.87%
ASML	C	-4.85%
TXN	B	-4.78%
MU	A	-4.53%
AMAT	B	-4.49%
LRCX	C	-4.45%
INTC	F	-3.89%
ADI	A	-3.74%
KLAC	B	-3.47%
CDNS	D	-3.03%
NXPI	B	-1.97%
MCHP	A	-1.74%
MRVL	C	-1.72%
STM	D	-1.26%
MPWR	C	-1.0%
ON	D	-0.83%
SWKS	B	-0.61%
QRVO	B	-0.4%
OLED	D	-0.29%