ARKK vs. FNGU ETF Comparison

Comparison of ARK Innovation ETF (ARKK) to BMO REX MicroSectors FANG Index 3X Leveraged Exchange Traded Notes (FNGU)

ARKK

ARK Innovation ETF

ARKK Description

The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$46.64

Average Daily Volume

5,663,265

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FNGU

BMO REX MicroSectors FANG Index 3X Leveraged Exchange Traded Notes

FNGU Description

The investment seeks return linked to a three times leveraged participation in the daily performance of the NYSE FANG+™ Index, total return (the “index”). The notes are intended to be daily trading tools for sophisticated investors to manage daily trading risks as part of an overall diversified portfolio. The index is an equal-dollar weighted index designed to represent a segment of the technology and consumer discretionary sectors consisting of highly-traded growth stocks of technology and tech-enabled companies.

Grade (RS Rating)

Last Trade

$437.32

Average Daily Volume

795,176

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKK	FNGU
30 Days	1.68%	10.39%
60 Days	4.06%	12.82%
90 Days	13.18%	27.50%
12 Months	21.84%	182.73%

2 Overlapping Holdings

	Symbol	Grade	Weight in ARKK	Weight in FNGU	Overlap
	AMZN	A	1.14%	9.87%	1.14%
	META	B	2.59%	10.02%	2.59%

ARKK Overweight 30 Positions Relative to FNGU

Symbol	Grade	Weight
TSLA	A	14.37%
ROKU	D	10.64%
COIN	C	8.31%
RBLX	A	6.08%
PLTR	B	5.47%
HOOD	B	4.92%
SQ	B	4.84%
CRSP	C	4.61%
SHOP	B	3.85%
PATH	C	2.9%
PD	C	2.4%
NTLA	F	2.25%
TXG	F	2.24%
DKNG	F	2.18%
RXRX	F	2.1%
TTD	B	1.92%
TWST	F	1.89%
VCYT	A	1.74%
TER	F	1.68%
BEAM	F	1.61%
U	C	1.59%
PINS	C	1.42%
SOFI	A	1.39%
AMD	F	1.34%
ACHR	C	0.93%
PACB	C	0.68%
NTRA	B	0.58%
CERS	F	0.35%
PRME	C	0.17%
MRNA	F	0.13%

ARKK Underweight 8 Positions Relative to FNGU

Symbol	Grade	Weight
CRWD	C	-10.78%
AVGO	B	-10.17%
NOW	A	-10.11%
AAPL	C	-9.93%
NVDA	B	-9.83%
GOOGL	A	-9.83%
NFLX	A	-9.75%
MSFT	D	-9.7%