ARKK vs. BTEC ETF Comparison

Comparison of ARK Innovation ETF (ARKK) to Principal Healthcare Innovators Index ETF (BTEC)

ARKK

ARK Innovation ETF

ARKK Description

The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$44.52

Average Daily Volume

11,877,902

Number of Holdings ^*

* may have additional holdings in another (foreign) market

BTEC

Principal Healthcare Innovators Index ETF

BTEC Description

The investment seeks to provide investment results that closely correspond, before expenses, to the performance of the Nasdaq Healthcare Innovators Index (the "index"). Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies that compose the index at the time of purchase. The index uses a quantitative model designed to identify equity securities in the Nasdaq US Benchmark Index (including growth and value stock) that are small and medium capitalization U.S. healthcare companies.

Grade (RS Rating)

Last Trade

$35.99

Average Daily Volume

6,143

Number of Holdings ^*

245

* may have additional holdings in another (foreign) market

Performance

Period	ARKK	BTEC
30 Days	-11.01%	-4.84%
60 Days	-14.31%	-9.01%
90 Days	-4.80%	-1.63%
12 Months	26.60%	3.96%

13 Overlapping Holdings

Symbol	Grade	Weight in ARKK	Weight in BTEC	Overlap
BEAM	F	1.78%	0.42%	0.42%
CERS	D	0.3%	0.1%	0.1%
EXAS	F	1.39%	2.43%	1.39%
MRNA	A	1.19%	3.39%	1.19%
NTLA	D	2.43%	0.46%	0.46%
NTRA	A	0.26%	2.52%	0.26%
PACB	F	0.47%	0.09%	0.09%
PRME	F	0.18%	0.13%	0.13%
RXRX	D	1.8%	0.39%	0.39%
TWST	C	1.83%	0.43%	0.43%
TXG	F	1.94%	0.66%	0.66%
VCYT	D	1.21%	0.36%	0.36%
VERV	F	0.26%	0.12%	0.12%

ARKK Overweight 23 Positions Relative to BTEC

Symbol	Grade	Weight
TSLA	C	12.32%
COIN	D	8.54%
ROKU	F	8.31%
SQ	D	6.71%
PATH	F	5.62%
CRSP	F	4.57%
RBLX	D	4.41%
HOOD	D	4.01%
ZM	F	3.91%
U	D	3.43%
PLTR	C	2.96%
SHOP	D	2.94%
DKNG	C	2.59%
PDFS	F	2.19%
TDOC	F	1.94%
TTD	B	1.85%
META	D	1.8%
DNA	F	1.75%
TER	A	1.52%
PINS	B	1.43%
ACHR	D	1.01%
SOFI	F	1.0%
TWOU	F	0.0%

ARKK Underweight 232 Positions Relative to BTEC

Symbol	Grade	Weight
ALNY	D	-3.27%
ILMN	D	-3.0%
SRPT	B	-2.73%
CTLT	C	-2.3%
CERE	A	-1.75%
VKTX	B	-1.72%
ITCI	B	-1.61%
INSP	A	-1.57%
CYTK	D	-1.53%
PCVX	C	-1.5%
ELAN	D	-1.47%
IONS	D	-1.41%
RVMD	A	-1.35%
APLS	F	-1.33%
BPMC	A	-1.28%
GKOS	A	-1.15%
BBIO	D	-1.04%
ALPN	A	-1.01%
IMVT	D	-0.94%
NUVL	C	-0.9%
MDGL	C	-0.89%
INSM	D	-0.86%
RARE	D	-0.84%
IRTC	B	-0.81%
AXSM	B	-0.79%
CRNX	A	-0.77%
SWTX	C	-0.76%
IOVA	C	-0.75%
ENOV	D	-0.71%
TMDX	A	-0.7%
FOLD	D	-0.7%
IDYA	C	-0.68%
AZTA	D	-0.67%
PRCT	A	-0.63%
ARWR	D	-0.63%
ACLX	D	-0.63%
JANX	A	-0.59%
SMMT	B	-0.59%
TNDM	A	-0.56%
CLDX	C	-0.55%
ICUI	F	-0.54%
RYTM	B	-0.54%
NARI	D	-0.52%
VCEL	C	-0.52%
VERA	C	-0.51%
ARVN	D	-0.51%
TGTX	B	-0.51%
KYMR	C	-0.49%
DNLI	D	-0.49%
RCKT	F	-0.48%
PTCT	B	-0.47%
GERN	A	-0.47%
RNA	A	-0.46%
DYN	C	-0.46%
RXST	A	-0.46%
KROS	C	-0.46%
SANA	B	-0.45%
AGIO	A	-0.44%
SNDX	C	-0.42%
ATEC	D	-0.41%
MYGN	C	-0.39%
INBX	C	-0.39%
ARDX	C	-0.36%
ADMA	A	-0.36%
EWTX	B	-0.36%
PTGX	D	-0.35%
KURA	C	-0.35%
MORF	F	-0.34%
RCUS	D	-0.33%
AKRO	F	-0.32%
NVCR	F	-0.32%
TARS	C	-0.3%
DAWN	A	-0.29%
DCPH	A	-0.29%
FDMT	C	-0.29%
MIRM	D	-0.29%
XNCR	B	-0.29%
ATRC	F	-0.27%
SRRK	C	-0.27%
PRTA	F	-0.27%
VIR	F	-0.26%
SAVA	B	-0.25%
ARQT	C	-0.25%
MRVI	B	-0.25%
ALXO	A	-0.24%
LQDA	C	-0.24%
MGNX	C	-0.23%
BCRX	D	-0.22%
CGEM	A	-0.22%
RLAY	D	-0.21%
CYRX	C	-0.21%
EYPT	C	-0.21%
SAGE	F	-0.21%
TYRA	B	-0.21%
AVNS	D	-0.21%
ETNB	F	-0.2%
ZNTL	F	-0.2%
BLFS	B	-0.2%
SPRY	B	-0.2%
RGNX	D	-0.2%
VRDN	D	-0.2%
SILK	B	-0.19%
ELVN	A	-0.19%
PLRX	D	-0.19%
KNSA	B	-0.19%
AUPH	F	-0.19%
FNA	D	-0.19%
KIDS	B	-0.19%
CTKB	D	-0.19%
ARCT	D	-0.18%
EOLS	C	-0.18%
SVRA	B	-0.17%
TMCI	F	-0.17%
COGT	D	-0.17%
SIGA	A	-0.17%
LBPH	B	-0.17%
YMAB	B	-0.17%
OCUL	D	-0.16%
LYEL	C	-0.16%
HLVX	D	-0.16%
AVTE	D	-0.16%
SIBN	F	-0.16%
IRON	F	-0.16%
NRIX	D	-0.16%
PHAT	D	-0.15%
MLYS	C	-0.15%
NVAX	F	-0.15%
OLMA	D	-0.15%
NUVB	A	-0.15%
QTRX	D	-0.15%
WVE	B	-0.15%
CABA	D	-0.15%
CDMO	B	-0.14%
OFIX	F	-0.14%
ANAB	B	-0.14%
OABI	D	-0.14%
ABUS	D	-0.14%
HUMA	A	-0.14%
KALV	B	-0.13%
NKTX	D	-0.13%
ALEC	D	-0.13%
ALLO	F	-0.13%
THRD	A	-0.13%
TBPH	D	-0.13%
ORIC	D	-0.13%
URGN	D	-0.13%
VYGR	C	-0.12%
ANIK	A	-0.12%
LRMR	D	-0.12%
EDIT	F	-0.12%
NVRO	F	-0.12%
TRDA	C	-0.12%
ZIMV	D	-0.12%
LXRX	F	-0.11%
BMEA	F	-0.11%
AURA	D	-0.11%
PLSE	D	-0.11%
REPL	F	-0.11%
PGEN	C	-0.11%
CELC	D	-0.11%
ALT	D	-0.11%
ITOS	B	-0.11%
PEPG	B	-0.11%
CDNA	C	-0.11%
ADPT	F	-0.11%
SRDX	B	-0.11%
TVTX	F	-0.11%
HRTX	D	-0.11%
MRSN	D	-0.1%
RVNC	F	-0.1%
CRBU	F	-0.1%
TNYA	C	-0.1%
ANNX	D	-0.1%
CRMD	A	-0.1%
FATE	D	-0.1%
HROW	F	-0.1%
LUNG	D	-0.09%
RAPT	F	-0.09%
AXGN	F	-0.09%
TERN	F	-0.09%
ALDX	B	-0.09%
MGTX	D	-0.09%
CVRX	F	-0.09%
ERAS	D	-0.09%
ARAY	F	-0.08%
VTYX	F	-0.08%
XERS	F	-0.08%
INZY	D	-0.08%
MACK	A	-0.08%
FENC	D	-0.08%
ENTA	D	-0.08%
IGMS	D	-0.08%
ANGO	D	-0.08%
AVXL	F	-0.08%
CDXS	C	-0.07%
RIGL	F	-0.07%
STRO	D	-0.07%
ATNM	C	-0.07%
AKYA	F	-0.07%
XFOR	C	-0.07%
QSI	D	-0.07%
OMER	D	-0.07%
CHRS	F	-0.07%
TSVT	D	-0.07%
MCRB	D	-0.06%
KOD	D	-0.06%
ACET	F	-0.06%
INGN	D	-0.06%
OM	D	-0.06%
BLUE	F	-0.06%
SCPH	F	-0.06%
RCEL	F	-0.06%
PSTX	C	-0.06%
SGMO	F	-0.05%
EBS	F	-0.05%
KPTI	F	-0.05%
PDSB	F	-0.05%
BTAI	F	-0.05%
BFLY	F	-0.05%
ACRS	D	-0.05%
OMGA	F	-0.05%
PMVP	C	-0.05%
ATRA	F	-0.05%
CUTR	C	-0.05%
MURA	F	-0.04%
GNLX	F	-0.04%
FGEN	F	-0.04%
BCAB	B	-0.04%
ALLK	F	-0.04%
GRTS	F	-0.03%
EYEN	F	-0.03%
MRNS	F	-0.02%