ARKK vs. ARKF ETF Comparison

Comparison of ARK Innovation ETF (ARKK) to ARK Fintech Innovation ETF (ARKF)

ARKK

ARK Innovation ETF

ARKK Description

The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.77

Average Daily Volume

6,796,969

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$38.35

Average Daily Volume

407,606

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKK	ARKF
30 Days	16.16%	21.48%
60 Days	16.78%	29.87%
90 Days	18.45%	33.16%
12 Months	23.58%	72.13%

13 Overlapping Holdings

Symbol	Grade	Weight in ARKK	Weight in ARKF	Overlap
AMZN	C	1.59%	0.43%	0.43%
COIN	C	9.34%	10.71%	9.34%
DKNG	B	2.15%	4.25%	2.15%
HOOD	B	4.82%	4.64%	4.64%
META	D	2.42%	2.52%	2.42%
PATH	C	2.68%	2.25%	2.25%
PINS	F	1.14%	2.3%	1.14%
PLTR	B	5.33%	3.34%	3.34%
RBLX	C	6.36%	3.28%	3.28%
ROKU	D	9.33%	3.27%	3.27%
SHOP	B	4.78%	11.07%	4.78%
SOFI	B	1.2%	4.78%	1.2%
SQ	A	4.24%	6.13%	4.24%

ARKK Overweight 19 Positions Relative to ARKF

Symbol	Grade	Weight
TSLA	B	14.91%
CRSP	D	4.63%
PD	C	2.27%
RXRX	F	2.11%
NTLA	F	2.09%
BEAM	D	1.91%
TTD	B	1.89%
TXG	F	1.84%
TWST	F	1.8%
VCYT	B	1.73%
TER	F	1.37%
AMD	F	1.13%
NTRA	A	1.12%
ACHR	B	1.07%
ILMN	C	0.87%
PACB	F	0.63%
U	C	0.48%
CERS	D	0.36%
PRME	F	0.14%

ARKK Underweight 15 Positions Relative to ARKF

Symbol	Grade	Weight
TOST	B	-5.09%
MELI	C	-3.18%
SE	A	-1.79%
NU	C	-1.79%
GLBE	B	-1.78%
SPOT	B	-1.67%
RDDT	A	-1.57%
INTU	B	-1.5%
PYPL	B	-1.48%
BILL	A	-1.48%
NVDA	B	-1.32%
CRWD	B	-1.31%
Z	A	-1.03%
ICE	C	-0.96%
IBTA	C	-0.56%