AMTR vs. FXU ETF Comparison

Comparison of ETRACS Alerian Midstream Energy Total Return Index ETN (AMTR) to First Trust Utilities AlphaDEX Fund (FXU)

AMTR

ETRACS Alerian Midstream Energy Total Return Index ETN

AMTR Description

The investment seeks to provide an unleveraged long exposure to the performance of the Alerian Midstream Energy Adjusted Net TR Index. The index is the adjusted net total return version of the Alerian Midstream Energy Index. The securities are subject to a Daily Tracking Fee equivalent to 0.75% per annum. The index tracks a broad-based composite of North American energy infrastructure companies that earn the majority of their cash flow from midstream energy activities involving energy commodities.

Grade (RS Rating)

Last Trade

$76.92

Average Daily Volume

1,052

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.98

Average Daily Volume

65,396

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	AMTR	FXU
30 Days	8.79%	-0.38%
60 Days	14.49%	4.57%
90 Days	19.71%	10.29%
12 Months	51.53%	32.39%

0 Overlapping Holdings

	Symbol	Grade	Weight in AMTR	Weight in FXU	Overlap

AMTR Overweight 10 Positions Relative to FXU

Symbol	Grade	Weight
ENB	A	9.15%
KMI	A	8.89%
PBA	C	6.1%
CQP	A	5.29%
MPLX	A	3.18%
KEY	A	1.49%
AM	A	0.77%
NGL	D	0.31%
HESM	C	0.14%
TELL	B	0.06%

AMTR Underweight 39 Positions Relative to FXU

Symbol	Grade	Weight
VST	A	-4.8%
NRG	B	-4.43%
PNW	A	-4.22%
AGR	A	-4.18%
NFG	A	-4.07%
UGI	C	-4.0%
EXC	C	-3.94%
CEG	D	-3.89%
ETR	A	-3.72%
SRE	A	-3.6%
PCG	A	-3.45%
OGE	A	-3.44%
ATO	A	-3.42%
CNP	A	-3.35%
EVRG	A	-3.32%
ED	D	-3.14%
IDA	A	-2.71%
WTRG	C	-2.55%
XEL	A	-2.55%
NI	A	-2.54%
AEE	A	-2.49%
DUK	C	-2.42%
DTE	C	-2.29%
CWEN	D	-2.27%
WEC	A	-1.66%
PPL	A	-1.64%
D	C	-1.64%
EIX	C	-1.57%
AEP	C	-1.57%
CMS	C	-1.57%
LNT	A	-1.55%
CLH	C	-0.9%
RSG	B	-0.87%
SO	C	-0.81%
PEG	C	-0.79%
FE	C	-0.78%
AWK	C	-0.76%
NEE	C	-0.74%
AES	F	-0.57%