ESIX vs. AFSM ETF Comparison

Comparison of SPDR S&P SmallCap 600 ESG ETF (ESIX) to Active Factor Small Cap ETF (AFSM)

ESIX

SPDR S&P SmallCap 600 ESG ETF

ESIX Description

SPDR S&P SmallCap 600 ESG ETF is an exchange traded fund launched by State Street Global Advisors, Inc. The fund is managed by SSGA Funds Management, Inc. It invests in public equity markets of the United States. The fund invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of small-cap companies. The fund invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It seeks to track the performance of the S&P SmallCap 600 ESG Index, by using representative sampling technique. SPDR S&P SmallCap 600 ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$33.61

Average Daily Volume

1,563

Number of Holdings ^*

367

* may have additional holdings in another (foreign) market

AFSM

Active Factor Small Cap ETF

AFSM Description

The investment seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.89

Average Daily Volume

14,039

Number of Holdings ^*

296

* may have additional holdings in another (foreign) market

Performance

Period	ESIX	AFSM
30 Days	8.02%	7.94%
60 Days	13.02%	14.45%
90 Days	13.57%	14.66%
12 Months	39.66%	42.30%

99 Overlapping Holdings

Symbol	Grade	Weight in ESIX	Weight in AFSM	Overlap
ACIW	B	0.68%	0.02%	0.02%
ACLS	F	0.31%	0.02%	0.02%
ADUS	D	0.26%	0.42%	0.26%
AKR	B	0.29%	0.31%	0.29%
ALKS	C	0.53%	0.94%	0.53%
AMN	F	0.17%	0.06%	0.06%
AMPH	D	0.2%	0.06%	0.06%
AMWD	B	0.17%	0.51%	0.17%
ANDE	D	0.17%	0.04%	0.04%
APAM	B	0.37%	0.06%	0.06%
APOG	A	0.2%	0.36%	0.2%
AROC	B	0.42%	0.6%	0.42%
ATGE	B	0.37%	0.3%	0.3%
AVNS	F	0.1%	0.27%	0.1%
AZZ	B	0.28%	0.26%	0.26%
BCC	B	0.6%	0.74%	0.6%
BHE	B	0.2%	0.28%	0.2%
BKU	B	0.32%	0.24%	0.24%
BMI	C	0.72%	0.61%	0.61%
BRC	B	0.36%	0.16%	0.16%
CAL	F	0.12%	0.36%	0.12%
CALM	B	0.4%	0.75%	0.4%
CASH	B	0.21%	0.33%	0.21%
CHCO	B	0.2%	0.51%	0.2%
COLL	F	0.12%	0.05%	0.05%
COOP	A	0.7%	0.62%	0.62%
CPRX	B	0.29%	0.93%	0.29%
CSGS	B	0.17%	0.13%	0.13%
CTRE	C	0.57%	0.08%	0.08%
DFIN	F	0.18%	0.44%	0.18%
DNOW	C	0.16%	0.25%	0.16%
DXC	C	0.45%	0.29%	0.29%
EGBN	B	0.1%	0.53%	0.1%
EIG	B	0.14%	0.12%	0.12%
EMBC	C	0.09%	0.03%	0.03%
EPAC	B	0.31%	0.0%	0.0%
EXTR	B	0.25%	0.2%	0.2%
FBP	C	0.38%	0.32%	0.32%
FDP	B	0.13%	0.63%	0.13%
FORM	F	0.36%	0.04%	0.04%
FTDR	A	0.48%	0.06%	0.06%
GEO	B	0.37%	0.31%	0.31%
GES	F	0.06%	0.16%	0.06%
GFF	C	0.31%	0.1%	0.1%
HIW	B	0.4%	0.37%	0.37%
HLX	D	0.16%	0.21%	0.16%
HRMY	D	0.15%	0.36%	0.15%
HSII	A	0.1%	0.6%	0.1%
HUBG	B	0.32%	0.27%	0.27%
IDCC	A	0.5%	1.13%	0.5%
JXN	B	0.92%	0.75%	0.75%
KELYA	F	0.06%	0.22%	0.06%
KN	B	0.18%	0.22%	0.18%
KSS	F	0.23%	0.07%	0.07%
LGND	B	0.27%	0.4%	0.27%
LPG	F	0.11%	0.35%	0.11%
LRN	B	0.47%	0.36%	0.36%
MATX	B	0.6%	0.38%	0.38%
MD	B	0.15%	0.37%	0.15%
MHO	C	0.5%	0.81%	0.5%
MLI	B	1.16%	1.31%	1.16%
MLKN	F	0.18%	0.08%	0.08%
MTH	D	0.75%	0.37%	0.37%
NAVI	F	0.13%	0.18%	0.13%
NMIH	D	0.33%	0.59%	0.33%
NSIT	F	0.53%	0.05%	0.05%
NTCT	B	0.17%	0.23%	0.17%
NX	C	0.16%	0.21%	0.16%
ODP	F	0.11%	0.36%	0.11%
OFG	C	0.22%	0.53%	0.22%
OMI	F	0.1%	0.05%	0.05%
PCRX	D	0.09%	0.14%	0.09%
PFBC	B	0.12%	0.82%	0.12%
PFS	B	0.31%	0.3%	0.3%
PINC	B	0.26%	0.49%	0.26%
PIPR	B	0.59%	0.23%	0.23%
PRG	C	0.22%	0.26%	0.22%
PRGS	B	0.32%	0.38%	0.32%
RAMP	C	0.21%	0.09%	0.09%
RDN	D	0.56%	0.71%	0.56%
REZI	A	0.35%	0.53%	0.35%
SBH	C	0.14%	0.22%	0.14%
SCSC	C	0.13%	0.14%	0.13%
SIG	C	0.48%	0.37%	0.37%
SLG	B	0.58%	0.67%	0.58%
SLVM	A	0.35%	0.64%	0.35%
SMP	C	0.08%	0.23%	0.08%
SPSC	F	0.76%	0.09%	0.09%
STBA	C	0.17%	0.51%	0.17%
SXC	A	0.11%	0.25%	0.11%
TBBK	C	0.29%	0.64%	0.29%
TILE	A	0.16%	0.38%	0.16%
TNC	F	0.19%	0.18%	0.18%
TPH	D	0.43%	0.07%	0.07%
UFPT	C	0.28%	0.62%	0.28%
WGO	C	0.19%	0.07%	0.07%
WNC	D	0.09%	0.37%	0.09%
WT	B	0.14%	0.49%	0.14%
XRX	F	0.12%	0.16%	0.12%

ESIX Overweight 268 Positions Relative to AFSM

Symbol	Grade	Weight
LUMN	B	1.03%
GKOS	B	0.84%
ATI	D	0.78%
AWI	A	0.73%
ALK	B	0.71%
LNC	B	0.66%
MMSI	A	0.65%
BCPC	B	0.63%
ITRI	A	0.61%
FSS	C	0.6%
SHAK	B	0.58%
GPI	B	0.58%
DY	C	0.57%
SEE	C	0.57%
MGY	A	0.56%
IBP	F	0.56%
ACA	B	0.56%
BOX	B	0.55%
SM	C	0.55%
EAT	B	0.54%
AL	B	0.54%
PECO	B	0.52%
PLXS	B	0.5%
ITGR	B	0.5%
AEIS	B	0.49%
ABCB	B	0.49%
ICUI	C	0.48%
AGO	B	0.47%
SITM	B	0.47%
FELE	C	0.47%
FUL	D	0.47%
OGN	F	0.46%
MAC	B	0.46%
GVA	A	0.46%
SEM	B	0.45%
KFY	B	0.45%
SKT	B	0.43%
CRC	B	0.43%
RUSHA	B	0.43%
PBH	B	0.43%
AUB	B	0.42%
SMTC	A	0.42%
CVCO	A	0.42%
PJT	B	0.42%
NWL	B	0.42%
VRRM	F	0.42%
CATY	B	0.41%
FULT	B	0.41%
JBT	B	0.41%
UCB	B	0.41%
HASI	F	0.41%
HP	C	0.4%
WDFC	B	0.4%
WD	B	0.39%
ABM	B	0.39%
DORM	B	0.39%
CBU	B	0.39%
FHB	B	0.38%
SXT	B	0.38%
APLE	B	0.38%
NPO	C	0.38%
BXMT	B	0.37%
SHOO	D	0.37%
AEO	F	0.37%
CWK	B	0.37%
DEI	B	0.36%
SMPL	C	0.36%
CWT	D	0.34%
GNW	C	0.34%
BOH	B	0.34%
TDS	B	0.34%
SFNC	B	0.34%
AWR	B	0.34%
HBI	B	0.33%
TRN	B	0.33%
IOSP	B	0.33%
BFH	B	0.33%
INDB	B	0.33%
PTEN	D	0.33%
BL	C	0.33%
LCII	D	0.32%
DIOD	D	0.32%
CARG	B	0.32%
DV	D	0.31%
LXP	D	0.31%
SNEX	B	0.3%
PPBI	B	0.3%
FFBC	B	0.3%
UE	A	0.3%
MTX	B	0.29%
HNI	B	0.29%
KLIC	C	0.29%
ARCB	C	0.29%
AGYS	C	0.29%
PAYO	A	0.29%
PLMR	C	0.28%
YELP	C	0.27%
STRA	D	0.27%
VCEL	B	0.27%
OMCL	B	0.27%
CCS	D	0.27%
SBCF	B	0.27%
BANR	B	0.27%
CNMD	C	0.26%
KWR	D	0.26%
RNST	B	0.26%
HAYW	C	0.26%
AAP	F	0.26%
IBTX	B	0.26%
MYRG	C	0.26%
BANF	B	0.26%
ROCK	C	0.25%
ROIC	A	0.25%
CAKE	B	0.25%
KMT	B	0.25%
EVTC	C	0.25%
VIAV	B	0.25%
PSMT	C	0.25%
CWEN	D	0.25%
ENR	B	0.24%
B	B	0.24%
SHO	B	0.24%
HI	C	0.24%
BANC	B	0.24%
TNDM	F	0.24%
FL	F	0.23%
TFIN	B	0.23%
ALG	C	0.23%
GBX	B	0.22%
STC	C	0.22%
VYX	C	0.22%
OI	D	0.22%
FBK	B	0.21%
DRH	B	0.21%
NBHC	B	0.21%
ROG	C	0.21%
LKFN	B	0.2%
EPC	D	0.2%
PZZA	C	0.2%
JBLU	C	0.2%
FCF	B	0.2%
HMN	B	0.19%
WKC	D	0.19%
WWW	A	0.19%
TRIP	D	0.19%
LZB	C	0.19%
THS	F	0.19%
MYGN	F	0.18%
TRUP	C	0.18%
SONO	C	0.18%
SCL	C	0.18%
SJW	D	0.18%
PDCO	D	0.18%
CENTA	D	0.18%
LTC	B	0.18%
NGVT	C	0.18%
VECO	F	0.18%
ELME	C	0.17%
CUBI	C	0.17%
VRTS	B	0.17%
PEB	D	0.17%
STAA	F	0.17%
UPBD	C	0.17%
NWN	B	0.17%
HOPE	B	0.17%
LNN	B	0.16%
UNIT	B	0.16%
VRE	B	0.16%
USPH	C	0.16%
DVAX	C	0.16%
JBGS	D	0.16%
HTH	C	0.16%
XHR	B	0.16%
TALO	C	0.16%
COHU	C	0.15%
HLIT	F	0.15%
KW	B	0.15%
THRM	F	0.15%
XNCR	B	0.15%
ALEX	B	0.15%
QNST	C	0.14%
CERT	D	0.14%
ARLO	D	0.14%
SAFT	C	0.14%
MSEX	B	0.14%
NVEE	D	0.14%
WOR	D	0.14%
AAT	B	0.14%
KALU	C	0.14%
DEA	D	0.14%
UNFI	B	0.14%
PMT	D	0.13%
ECPG	B	0.13%
TGI	B	0.13%
DCOM	B	0.13%
CRK	B	0.13%
BHLB	B	0.13%
PBI	C	0.13%
AMSF	A	0.12%
ALGT	C	0.12%
CSR	B	0.12%
CARS	C	0.12%
CENX	B	0.12%
DAN	F	0.12%
AORT	B	0.12%
CBRL	D	0.12%
FBRT	B	0.12%
OXM	F	0.12%
MMI	B	0.11%
CLB	C	0.11%
UTL	C	0.11%
BDN	C	0.11%
SBSI	B	0.11%
SDGR	D	0.11%
HFWA	B	0.1%
TMP	B	0.1%
PARR	F	0.1%
RCUS	C	0.1%
EYE	D	0.1%
PRAA	C	0.1%
VVI	B	0.1%
JACK	D	0.1%
VTOL	C	0.1%
CWEN	D	0.1%
RWT	D	0.1%
CPF	B	0.09%
KOP	D	0.09%
BJRI	C	0.09%
PRA	B	0.09%
ASIX	B	0.09%
HAYN	A	0.09%
JBSS	F	0.09%
VTLE	D	0.09%
SEDG	F	0.09%
MNRO	B	0.09%
VIR	C	0.09%
MGPI	F	0.08%
AXL	D	0.08%
GDOT	D	0.08%
NBR	C	0.08%
HAFC	B	0.08%
MATW	C	0.08%
GPRE	F	0.08%
FWRD	D	0.08%
MTUS	C	0.07%
IRWD	D	0.07%
HAIN	D	0.07%
WSR	B	0.07%
HPP	F	0.07%
TRST	B	0.07%
SPTN	F	0.07%
INN	D	0.07%
NVRI	F	0.06%
THRY	F	0.06%
LESL	D	0.06%
AMBC	C	0.06%
SHEN	F	0.06%
FLGT	F	0.05%
USNA	C	0.05%
PAHC	B	0.05%
GOGO	C	0.05%
UFCS	B	0.05%
RGNX	D	0.05%
BGS	F	0.05%
CNSL	B	0.04%
CENT	D	0.04%
WRLD	C	0.04%
CRSR	F	0.03%

ESIX Underweight 197 Positions Relative to AFSM

Symbol	Grade	Weight
SKYW	B	-1.2%
NHC	C	-1.15%
SFM	A	-1.0%
ANF	C	-0.86%
CRS	B	-0.85%
DAKT	B	-0.82%
EME	B	-0.77%
MTG	D	-0.75%
TMHC	A	-0.74%
FIX	A	-0.74%
STRL	A	-0.73%
CVLT	A	-0.73%
HALO	C	-0.72%
ZETA	B	-0.69%
UVE	C	-0.68%
LNTH	D	-0.64%
SANM	B	-0.64%
POWL	B	-0.63%
CEIX	B	-0.63%
MCY	A	-0.62%
GMED	B	-0.61%
NTB	B	-0.6%
CRVL	B	-0.58%
GMS	B	-0.58%
PLUS	C	-0.58%
SUPN	B	-0.57%
BTU	B	-0.57%
NHI	C	-0.57%
HWKN	C	-0.56%
DOLE	B	-0.56%
KBH	C	-0.55%
PRK	B	-0.55%
PI	C	-0.54%
CORT	B	-0.54%
BXC	B	-0.54%
BRBR	A	-0.53%
COKE	D	-0.53%
CVNA	B	-0.53%
MUSA	C	-0.52%
BELFB	B	-0.52%
YOU	D	-0.52%
TGNA	B	-0.51%
ACT	D	-0.5%
APPF	D	-0.49%
DDS	C	-0.48%
IIPR	F	-0.48%
HRB	D	-0.47%
TEX	C	-0.47%
CSWI	A	-0.45%
YMAB	C	-0.45%
PRDO	B	-0.44%
RMR	C	-0.44%
PLAB	C	-0.43%
WFRD	F	-0.41%
BLBD	F	-0.41%
SPNS	B	-0.41%
BDC	B	-0.4%
HIMS	B	-0.4%
AMR	C	-0.39%
USLM	A	-0.39%
M	C	-0.39%
INMD	C	-0.38%
EVER	F	-0.38%
RXST	F	-0.37%
IESC	A	-0.37%
VRNT	F	-0.37%
ANIP	D	-0.37%
BPMC	C	-0.37%
QTWO	B	-0.36%
ESNT	F	-0.35%
CNXN	C	-0.35%
PDM	B	-0.35%
CRAI	B	-0.35%
ATKR	D	-0.34%
GRBK	D	-0.33%
PBF	F	-0.32%
TRMK	B	-0.32%
CUZ	B	-0.32%
MOG.A	B	-0.32%
PRMW	C	-0.31%
CMC	B	-0.31%
RDNT	A	-0.31%
ASO	F	-0.31%
LOPE	A	-0.31%
CCRN	F	-0.3%
CNK	B	-0.3%
SBRA	B	-0.3%
SCS	C	-0.3%
PSN	B	-0.29%
HURN	B	-0.29%
IBOC	B	-0.29%
BKE	B	-0.29%
BNL	D	-0.29%
TWI	F	-0.28%
HCC	A	-0.28%
CRDO	A	-0.28%
ITCI	A	-0.28%
HCI	B	-0.28%
BKH	C	-0.27%
THFF	B	-0.27%
GIII	C	-0.27%
VRNS	D	-0.27%
MEDP	D	-0.26%
MED	D	-0.26%
PRM	B	-0.26%
PHIN	B	-0.26%
TCMD	B	-0.26%
VIRT	A	-0.26%
GNK	D	-0.25%
AGX	B	-0.25%
ADMA	B	-0.25%
ABG	B	-0.25%
LMAT	A	-0.24%
HDSN	F	-0.24%
INTA	B	-0.23%
ASC	F	-0.23%
IMKTA	D	-0.22%
SIGA	D	-0.22%
VNDA	C	-0.22%
INSW	F	-0.22%
MRVI	F	-0.21%
BLFS	B	-0.21%
TMDX	F	-0.21%
ENS	F	-0.21%
AMKR	F	-0.21%
DHT	F	-0.2%
VCTR	B	-0.2%
HAE	B	-0.2%
SGBX	F	-0.2%
ONTO	F	-0.2%
WABC	B	-0.2%
CMPR	F	-0.2%
PK	C	-0.2%
KRC	B	-0.2%
GOGL	D	-0.19%
NVST	C	-0.19%
UCTT	D	-0.19%
ASGN	B	-0.19%
NSSC	F	-0.19%
NUS	F	-0.19%
TARS	B	-0.19%
HOV	D	-0.18%
AXSM	D	-0.18%
SD	F	-0.17%
STNG	F	-0.17%
VSH	F	-0.17%
HY	F	-0.17%
TPC	B	-0.17%
ADNT	F	-0.17%
SCVL	D	-0.15%
TGTX	A	-0.15%
HROW	C	-0.15%
OSCR	F	-0.15%
MOV	D	-0.14%
ALRM	C	-0.14%
AYI	A	-0.14%
TWST	C	-0.13%
NECB	A	-0.13%
CLW	F	-0.13%
ALKT	C	-0.13%
METC	C	-0.13%
CWCO	D	-0.13%
ASTH	D	-0.13%
INVA	B	-0.12%
AIT	A	-0.12%
YEXT	B	-0.11%
CGEM	F	-0.11%
CECO	D	-0.11%
CHRD	F	-0.11%
AMCX	D	-0.1%
MAX	F	-0.09%
KRYS	C	-0.08%
KTB	A	-0.08%
PEBK	B	-0.07%
GRND	B	-0.06%
EOLS	F	-0.06%
JWN	C	-0.06%
ATLO	D	-0.06%
REVG	B	-0.05%
OTTR	D	-0.05%
SWX	B	-0.05%
ATEN	B	-0.05%
OGS	C	-0.05%
CTS	B	-0.05%
SWI	B	-0.04%
LBRT	F	-0.04%
VITL	F	-0.04%
PHR	F	-0.04%
SEMR	F	-0.04%
TDC	D	-0.04%
ETD	F	-0.04%
HE	D	-0.04%
PGNY	F	-0.03%
JBI	F	-0.03%
RYI	C	-0.03%
MITK	C	-0.0%
MAIN	B	-0.0%