Investment Bank Stocks List

Related ETFs - A few ETFs which own one or more of the above listed Investment Bank stocks.

Investment Bank Stocks Recent News

Date Stock Title
Nov 14 NTRS Northern Trust to Participate in Goldman Sachs 2024 US Financial Services Conference
Nov 14 NTRS Northern Trust Selected to Provide Custody Services to Fiji National Provident Fund
Nov 13 MS Klarna Readies US IPO With Valuation Recovering From Plunge
Nov 13 MS What Makes Morgan Stanley (MS) a Strong Momentum Stock: Buy Now?
Nov 13 NTRS Northern Trust Asset Management Names New Head of Tactical Asset Allocation
Nov 13 FHN Why This 1 Momentum Stock Could Be a Great Addition to Your Portfolio
Nov 13 HBAN 3 Dividend Stocks In US With Yields Up To 5.7%
Nov 13 MS Oil Steadies Near November Lows With Outlook for Demand in Focus
Nov 12 MS Bank of America CEO: Federal Reserve should remain independent
Nov 12 MS Sector Update: Financial Stocks Decline Tuesday Afternoon
Nov 12 MS Parametric Expands Custom Active Platform With Additional Strategies From Capital Group, MSIM and New Partner Lazard Asset Management
Nov 12 MS Wall Street is bullish about bigger bonuses again
Nov 12 RF Regions Financial Scheduled to Participate in Upcoming Goldman Sachs Financial Services Conference
Nov 12 RF Regions Bank Earns Military Friendly® Employer Designation
Nov 12 MS Morgan Stanley Expansion Capital Makes $20 Million Investment in NovoPayment
Nov 11 NTRS Northern Trust Asset Management Hires Director of Quantitative Solutions, Asia Pacific
Nov 11 FHN First Horizon National (FHN) is a Top-Ranked Value Stock: Should You Buy?
Nov 11 MS Stocks to Watch Monday: Tesla, Coinbase, Robinhood, Cigna
Nov 11 MS Morgan Stanley's PE arm to sell HVAC firm to Goldman Sachs Alternatives
Nov 11 BMO Investors Look for Canadian Banks to Catch Up After Trump Victory
Investment Bank

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry, it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a screen separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

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