Investment Bank Stocks List

Related ETFs - A few ETFs which own one or more of the above listed Investment Bank stocks.

Investment Bank Stocks Recent News

Date Stock Title
Nov 8 UBS Salesforce, Inc. (CRM) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 8 MS Prudential Names Morgan Stanley’s Chappuis to Succeed Hunt as PGIM CEO
Nov 8 RF Why WEC Energy, Merck And Regions Financial Are Winners For Passive Income
Nov 8 UBS UBS Hires Financial Advisor Anibal Drelichman in Washington, D.C.
Nov 8 MS MSIM Adds Latest Strategy, Parametric Equity Plus, to $3.3 Billion ETF Platform
Nov 8 MS Morgan Stanley’s Legal Woes Mount With Judge’s Latest Deferred-Comp Decision
Nov 8 RF Zacks.com featured highlights include Alphabet, Leidos and Regions Financial
Nov 8 BMO BMO on Provincial GDP Growth Differences in Canada
Nov 8 MS Earnings Beat: Morgan Stanley Just Beat Analyst Forecasts, And Analysts Have Been Updating Their Models
Nov 8 BCS Best savings accounts that offer above-inflation rates, 8 November
Nov 8 UBS UBS pilots new blockchain-powered payment system
Nov 8 UBS UBS AG Published its 3Q24 Financial Report (Ad hoc announcement pursuant to Article 53 of the SIX Exchange Regulation Listing Rules)
Nov 7 UBS Meta Platforms, Inc. (META) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 7 UMBF Old National, Byline, other Midwest banks to benefit under Trump presidency: Piper
Nov 7 UBS Colgate-Palmolive Company (CL) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 7 UBS The Coca-Cola Company (KO) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 7 UBS AECOM (ACM) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 7 UBS The Boeing Company (BA) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 7 UBS Norfolk Southern Corporation (NSC) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Nov 7 UBS Suncor Energy (SU) Makes It On UBS’ List Of Stocks For The AI, Growth & Low Rates Era
Investment Bank

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry, it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a screen separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

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