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    Broker Dealer Stocks List

    Symbol Grade Name % Change
    MKTX F MarketAxess Holdings, Inc. 0.46
    SSB D South State Corporation -1.25
    ENV D Envestnet, Inc -1.12
    FITB D Fifth Third Bancorp -1.10
    SCHW D Charles Schwab Corporation (The) -0.19
    KCE C SPDR S&P Capital Markets ETF -0.87
    VIRT B Virtu Financial, Inc. -0.26
    FITBI A Fifth Third Bancorp - Depositary Share repstg 1/1000th Ownership Interest Perp Pfd Series I 0.48
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    Related Industries: Banks - Regional - US Capital Markets
    Related Stock Lists: Bank Banking Exchange Traded Fund Commercial Banking S&P 500 Advisory Services Asset Management Services Broker Dealer Services Brokerage Capital Markets Services Cash Management Cash Management Services Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Portfolio Management Public Finance

    Related ETFs - A few ETFs which own one or more of the above listed Broker Dealer stocks.

    Symbol Grade Name Weight
    BNKU D MicroSectors U.S. Big Banks Index 3X Leveraged ETNs 10.0
    BNKD C MicroSectors U.S. Big Banks Index -3X Inverse Leveraged ETNs 10.0
    IAI B iShares U.S. Broker-Dealers ETF 8.73
    IAT D iShares U.S. Regional Banks ETF 6.95
    DFNL C Davis Select Financial ETF 6.48
    View all Broker Dealer ETFs...
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    Compare BNKU to BNKD Compare IAI to DFNL Compare IAT to DFNL

        Broker Dealer Stocks Recent News

        Date Stock Title
        Jun 15 SCHW 3 Powerhouse Growth ETFs With a History of Outperforming the S&P 500
        Jun 14 SCHW Schwab Investing Survey: Gen Z Gets an Early Start as Confidence Rises
        Jun 14 SCHW One Major Mistake to Avoid with Your Roth IRA
        Jun 14 SCHW Schwab Modern Wealth Survey shows boomers are financially optimistic
        Jun 14 SCHW Schwab’s Aguilar Eyes 20% Growth After $1.2 Trillion Milestone
        Jun 14 SCHW Charles Schwab client assets rise 4% in May; new brokerage accounts slide 13%
        Jun 14 VIRT How to Find Strong Finance Stocks Slated for Positive Earnings Surprises
        Jun 14 VIRT Virtu Financial prices senior notes for refinancing
        Jun 13 VIRT Virtu Financial, Inc. Announces Pricing of Opportunistic Refinancings
        Jun 13 SCHW Are Financial Advisors Too Bullish?
        Jun 12 SCHW 2024 Schwab Modern Wealth Survey Shows Increasing Financial Confidence From Generation to Generation and Younger Americans Investing at an Earlier Age
        Jun 12 FITB Fifth Third Bancorp buys back $125M of its shares
        Jun 11 SCHW Unhappy customer: Why I finally took my business from Vanguard to Charles Schwab
        Jun 11 SCHW It’s not just you — Schwab, Thinkorswim and TD Ameritrade were down this morning
        Jun 11 VIRT Virtu Financial (VIRT) Soars 10.3%: Is Further Upside Left in the Stock?
        Jun 11 SCHW Charles Schwab: Riding The Wave Of Interest Rates - Cautious Buy (Technical Analysis)
        Jun 11 FITB Fifth Third Named 2024 Enterprise Identity Management Project of the Year by the Identity Defined Security Alliance
        Jun 11 SCHW Sell In May? Schwab Investors Dumped This Institutional Favorite But Bought 4 Magnificent Seven Stocks
        Jun 10 SCHW Schwab Trading Activity Index™: Score Moves Fractionally Higher in May, Remaining at Moderate-Low Levels
        Jun 10 VIRT Virtu Financial to offer $500M senior first lien notes in private offering
        Related Industries: Banks - Regional - US Capital Markets
        Related Stock Lists: Bank Banking Exchange Traded Fund Commercial Banking S&P 500 Advisory Services Asset Management Services Broker Dealer Services Brokerage Capital Markets Services Cash Management Cash Management Services Dealer Services Depository Products Direct Lending Diversified Financial International Trade Mortgage Broker Portfolio Management Public Finance
        Broker Dealer

        A broker-dealer is a financial services firm that trades securities either for its own account or on behalf of other firms and individuals. Broker-dealers are responsible for executing buy and sell orders for stocks, bonds, mutual funds, and other securities. They also provide advice and research to their clients, as well as other services such as underwriting new issues and providing market-making services.

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