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    Registered Investment Adviser ETF List

    ETFs which hold one or more stocks tagged as: Registered Investment Adviser

    Symbol Grade Name Weight
    SMIG B AAM Bahl & Gaynor Small/Mid Cap Income Growth ETF 4.16
    PBDC A Putnam BDC Income ETF 4.12
    KCE B SPDR S&P Capital Markets ETF 2.96
    BDCX A ETRACS Quarterly Pay 1.5X Leveraged Wells Fargo BDC Index ETN 2.09
    BDCZ A ETRACS Wells Fargo Business Development Company Index ETN Series B due April 26, 2041 2.09
    DGRS B WisdomTree U.S. SmallCap Dividend Growth Fund 1.9
    VPC A Virtus Private Credit Strategy ETF 1.79
    SQLV C Legg Mason Small-Cap Quality Value ETF 1.52
    BIZD A Market Vectors BDC Income ETF 1.36
    WCEO C Hypatia Women CEO ETF 1.33
    PFI B PowerShares Dynamic Financial 1.32
    SYLD B Cambria Shareholder Yield ETF 1.2
    DEEP C Roundhill Acquirers Deep Value ETF 1.04
    EES C WisdomTree SmallCap Earnings Fund 0.78
    FINX C Global X FinTech Thematic ETF 0.77
    CLSE A Convergence Long/Short Equity ETF 0.75
    FDM B First Trust DJ Select MicroCap ETF 0.73
    CSML C IQ Chaikin U.S. Small Cap ETF 0.65
    DES B SmallCap Dividend Fund 0.56
    FYC C First Trust Small Cap Growth AlphaDEX Fund 0.54
    BFOR C Barron's 400 0.51
    DWAS C PowerShares DWA SmallCap Technical Leaders Portfolio 0.44
    FYX C First Trust Small Cap Core AlphaDEX 0.4
    JSML C Janus Small Cap Growth Alpha ETF 0.4
    PSC C Principal U.S. Small Cap Index ETF 0.38
    MDIV A First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund 0.36
    AVSC C Avantis U.S. Small Cap Equity ETF 0.36
    SMLV B SPDR Russell 2000 Low Volatility 0.34
    FYT C First Trust Small Cap Value AlphaDEX Fund 0.3
    CSF C Compass EMP U.S. Discovery 500 Enhanced Volatility Weighted Fund 0.29
    TPSC C Timothy Plan US Small Cap Core ETF 0.29
    CSA B Compass EMP Small Cap 500 Volatility Weighted Index ETF 0.29
    RNSC C First Trust Small Cap US Equity Select ETF 0.27
    FPX C First Trust IPOX-100 Index Fund 0.25
    PSP C PowerShares Listed Private Equity 0.25
    JSMD C Janus Small/Mid Cap Growth Alpha ETF 0.25
    SMHB B ETRACS Monthly Pay 2x Leveraged Small Cap High Dividend ETN Series B 0.24
    ISMD C Inspire Small/Mid Cap Impact ETF 0.21
    DFAS C Dimensional U.S. Small Cap ETF 0.21
    DHS A WisdomTree High-Yielding Equity Fund 0.21
    BBSC C JPMorgan BetaBuilders U.S. Small Cap Equity ETF 0.19
    IWO C iShares Russell 2000 Growth ETF 0.18
    FLQS C Franklin LibertyQ U.S. Small Cap Equity ETF 0.16
    FSMD C Fidelity Small-Mid Factor ETF 0.15
    VFMF B Vanguard U.S. Multifactor ETF 0.15
    PRFZ C PowerShares FTSE RAFI US 1500 Small-Mid Portfolio 0.14
    VTWG C Vanguard Russell 2000 Growth ETF 0.14
    GSSC C Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF 0.13
    ISCV C iShares Morningstar Small-Cap Value ETF 0.12
    IWC C iShares Microcap ETF 0.11
    SMMV C iShares MSCI USA Small-Cap Min Vol Factor ETF 0.11
    FAD C First Trust MuFirst Trust Multi CG AlphaDEX 0.11
    JPSE C JPMorgan Diversified Return U.S. Small Cap Equity ETF 0.1
    IWM C iShares Russell 2000 ETF 0.1
    OUSM C O'Shares FTSE Russell Small Cap Quality Dividend ETF 0.09
    VTWO C Vanguard Russell 2000 ETF 0.09
    SCHA C Schwab U.S. Small-Cap ETF 0.08
    DFAT C Dimensional U.S. Targeted Value ETF 0.08
    ISCB C iShares Morningstar Small-Cap ETF 0.07
    RYLD C Global X Russell 2000 Covered Call ETF 0.07
    UWM C ProShares Ultra Russell2000 0.07
    AFSM C Active Factor Small Cap ETF 0.07
    FAB B First Trust Multi Cap Value AlphaDEX Fund 0.06
    URTY C ProShares UltraPro Russell2000 0.06
    BBSA B JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF 0.06
    OMFS C Invesco Russell 2000 Dynamic Multifactor ETF 0.06
    VFMO C Vanguard U.S. Momentum Factor ETF 0.05
    FNCL B Fidelity MSCI Financials Index ETF 0.05
    FNDA C Schwab Fundamental U.S. Small Company Index ETF 0.05
    VXF C Vanguard Extended Market ETF 0.04
    VBR C Vanguard Small-Cap Value ETF - DNQ 0.04
    ISCG C iShares Morningstar Small-Cap Growth ETF 0.04
    AVSU C Avantis Responsible U.S. Equity ETF 0.03
    DTD B WisdomTree Total Dividend Fund 0.03
    AVUV B Avantis U.S. Small Cap Value ETF 0.03
    DFUV B Dimensional US Marketwide Value ETF 0.03
    VB C Vanguard Small-Cap ETF 0.03
    DFAC C Dimensional U.S. Core Equity 2 ETF 0.03
    VFH B Vanguard Financials ETF - DNQ 0.03
    TILT A FlexShares Mornigstar US Market Factors Tilt Index Fund ETF 0.02
    VBK C Vanguard Small-Cap Growth ETF 0.02
    DFAU C Dimensional US Core Equity Market ETF 0.02
    SCHJ B HCM Defender 500 Index ETF 0.02
    ONEQ D Fidelity Nasdaq Composite Index Tracking Stock 0.02
    HDG A ProShares Hedge Replication ETF 0.02
    DEW A WisdomTree Europe High-Yielding Equity Fund 0.02
    BSV B Vanguard Short-Term Bond ETF 0.01
    VCSH B Vanguard Short-Term Corporate Bond ETF 0.01
    VTWV C Vanguard Russell 2000 Value ETF 0.01
    IWN C iShares Russell 2000 Value ETF 0.01
    BND C Vanguard Total Bond Market ETF 0.01
    HKND C Humankind US Stock ETF 0.01
    IWV C iShares Russell 3000 ETF 0.0
    ITOT C iShares Core S&P Total U.S. Stock Market ETF 0.0
    SCHB C Schwab U.S. Broad Market ETF 0.0
    FNDB B Schwab Fundamental U.S. Broad Market Index ETF 0.0
    SCHZ C Schwab US Aggregate Bond ETF 0.0
    TECB D iShares U.S. Tech Breakthrough Multisector ETF 0.0
    AVUS C Avantis U.S. Equity ETF 0.0
    DFUS C Dimensional U.S. Equity ETF 0.0
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