XES vs. FXN ETF Comparison

Comparison of SPDR S&P Oil & Gas Equipment & Services ETF (XES) to First Trust Energy AlphaDEX Fund (FXN)

XES

SPDR S&P Oil & Gas Equipment & Services ETF

XES Description

The investment seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of an index derived from the oil and gas equipment and services segment of a U.S. total market composite index. In seeking to track the performance of the S&P Oil & Gas Equipment & Services Select Industry Index, the fund employs a replication strategy. It generally invests substantially all, but at least 80%, of its total assets in the securities comprising the index. The index represents the oil and gas equipment and services industry group of the S&P Total Market Index ("S&P TMI"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$78.36

Average Daily Volume

44,227

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXN

First Trust Energy AlphaDEX Fund

FXN Description

The investment seeks results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Energy Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the energy sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$16.34

Average Daily Volume

1,090,942

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	XES	FXN
30 Days	-8.27%	-4.25%
60 Days	-11.67%	-7.22%
90 Days	-13.60%	-4.64%
12 Months	-14.78%	-8.22%

5 Overlapping Holdings

Symbol	Grade	Weight in XES	Weight in FXN	Overlap
BKR	A	5.42%	1.73%	1.73%
FTI	B	5.19%	0.83%	0.83%
HAL	F	4.8%	2.38%	2.38%
NOV	F	4.72%	4.05%	4.05%
SLB	F	4.85%	1.6%	1.6%

XES Overweight 22 Positions Relative to FXN

Symbol	Grade	Weight
HP	C	5.48%
WHD	B	4.9%
PTEN	F	4.79%
CHX	F	4.77%
RIG	D	4.65%
AROC	D	4.47%
VAL	F	4.33%
LBRT	F	4.26%
WFRD	F	4.14%
TDW	F	4.04%
OII	D	3.43%
HLX	F	2.79%
AESI	F	2.74%
XPRO	F	2.53%
NBR	C	2.04%
CLB	A	1.78%
WTTR	D	1.76%
PUMP	F	1.59%
RES	F	1.33%
NR	F	0.79%
TTI	C	0.76%
VTOL	D	0.65%

XES Underweight 33 Positions Relative to FXN

Symbol	Grade	Weight
MTDR	D	-4.36%
OVV	F	-4.27%
DVN	F	-4.08%
CHRD	F	-4.04%
CIVI	F	-4.03%
APA	F	-4.0%
DINO	F	-3.82%
FANG	F	-3.42%
CTRA	F	-3.36%
PR	F	-3.36%
CVX	A	-3.35%
EOG	D	-3.27%
COP	D	-3.26%
MRO	C	-3.26%
VLO	F	-3.18%
EQT	C	-2.63%
RRC	D	-2.56%
XOM	C	-2.49%
OXY	F	-2.43%
PSX	F	-2.32%
MPC	F	-2.22%
DTM	A	-1.93%
TRGP	A	-1.88%
KMI	B	-1.87%
HES	B	-1.65%
NFE	F	-1.59%
TPL	A	-1.09%
WMB	A	-0.96%
OKE	B	-0.88%
LNG	A	-0.84%
AM	C	-0.83%
AR	F	-0.82%
FSLR	C	-0.66%

XES: Top Represented Industries & Keywords

Industries: Oil & Gas Equipment & Services Oil & Gas Drilling Airports & Air Services Pollution & Treatment Controls