GRID vs. NBCT ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to Neuberger Berman Carbon Transition Infrastructure ETF (NBCT)
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$121.32

Average Daily Volume

89,450

Number of Holdings *

45

* may have additional holdings in another (foreign) market
NBCT

Neuberger Berman Carbon Transition Infrastructure ETF

NBCT Description Under normal market conditions, the fund invests at least 80% of its net assets (plus borrowing for investment purposes) in equity securities of carbon transition companies and infrastructure companies. It invests a significant portion of its assets in carbon transition companies, which the Managers consider to be those companies that have, or in the Portfolio Managers" view, are reasonably expected to have, at least 20% of their assets or revenue, committed to or derived from infrastructure that will facilitate global decarbonization and/or the reduction of other greenhouse gas emissions.

Grade (RS Rating)

Last Trade

$28.17

Average Daily Volume

875

Number of Holdings *

29

* may have additional holdings in another (foreign) market
Performance
Period GRID NBCT
30 Days 6.88% 7.59%
60 Days 7.04% 9.28%
90 Days 14.44% 16.21%
12 Months 23.61% 16.19%
8 Overlapping Holdings
Symbol Grade Weight in GRID Weight in NBCT Overlap
ABBV D 8.24% 5.0% 5.0%
ETN B 8.5% 5.81% 5.81%
GEV C 0.29% 2.38% 0.29%
GNRC B 0.06% 1.56% 0.06%
HUBB C 3.6% 3.8% 3.6%
ITRI B 0.74% 3.73% 0.74%
JCI B 7.38% 0.82% 0.82%
PWR C 4.08% 3.81% 3.81%
GRID Overweight 37 Positions Relative to NBCT
Symbol Grade Weight
APTV C 3.89%
ENPH D 2.53%
NVT B 2.17%
NVDA B 2.12%
TSLA D 1.61%
QCOM A 1.43%
ORCL C 1.4%
CSCO D 1.37%
GE C 1.2%
TXN A 1.18%
IBM D 1.1%
HON B 0.97%
ATKR D 0.95%
ADI A 0.72%
SEDG F 0.52%
AEIS C 0.51%
EMR C 0.48%
NXPI A 0.41%
MYRG D 0.39%
FLNC D 0.18%
TRMB D 0.09%
AES B 0.08%
WLDN B 0.08%
AMSC C 0.08%
PLPC C 0.06%
WCC B 0.05%
LFUS C 0.04%
MTZ C 0.04%
BDC B 0.03%
ENS C 0.03%
ACA B 0.03%
VMI C 0.03%
ESE C 0.02%
STM F 0.02%
DGII F 0.01%
AZZ B 0.01%
EBR F 0.0%
GRID Underweight 21 Positions Relative to NBCT
Symbol Grade Weight
CEG B -5.72%
LIN D -5.35%
NEE A -3.93%
FSLR C -3.59%
LNG D -3.39%
WCN D -3.13%
WMB A -2.98%
D B -2.14%
J D -1.81%
CNP B -1.74%
SRE B -1.64%
ORA C -1.56%
DTM A -1.55%
FE A -1.39%
APD C -1.36%
GTLS C -1.22%
NEP C -1.17%
DUK B -1.16%
AY B -1.13%
EXC B -1.06%
SHW D -0.76%
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