FXU vs. DIV ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Global X Super Dividend ETF (DIV)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$39.50

Average Daily Volume

63,008

Number of Holdings *

39

* may have additional holdings in another (foreign) market
DIV

Global X Super Dividend ETF

DIV Description The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the INDXX SuperDividendTM U.S. Low Volatility Index. The fund invests at least 80% of its total assets in the securities of the underlying index. It also invests at least 80% of its total assets in dividend yielding U.S. securities. The underlying index tracks the performance of 50 equally weighted common stocks, MLPs and REITs that rank among the highest dividend yielding equity securities in the United States, as defined by INDXX, LLC. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$18.77

Average Daily Volume

145,355

Number of Holdings *

48

* may have additional holdings in another (foreign) market
Performance
Period FXU DIV
30 Days 1.41% 0.69%
60 Days 4.59% 2.62%
90 Days 10.86% 4.90%
12 Months 34.24% 21.79%
4 Overlapping Holdings
Symbol Grade Weight in FXU Weight in DIV Overlap
AGR A 4.14% 2.09% 2.09%
D C 1.64% 2.29% 1.64%
DUK C 2.4% 2.25% 2.25%
OGE A 3.43% 2.36% 2.36%
FXU Overweight 35 Positions Relative to DIV
Symbol Grade Weight
VST A 4.93%
PNW B 4.27%
NRG B 4.16%
NFG A 4.15%
UGI C 3.97%
EXC C 3.97%
ETR A 3.73%
SRE A 3.63%
CEG C 3.55%
PCG A 3.5%
CNP A 3.45%
ATO A 3.44%
EVRG A 3.38%
ED C 3.05%
IDA A 2.81%
XEL A 2.63%
NI A 2.61%
AEE A 2.57%
WTRG B 2.47%
DTE C 2.31%
CWEN C 2.22%
PPL A 1.68%
WEC A 1.68%
LNT A 1.65%
CMS C 1.59%
EIX C 1.58%
AEP C 1.54%
RSG A 0.85%
CLH C 0.84%
PEG C 0.82%
SO C 0.8%
FE C 0.77%
AWK C 0.76%
NEE C 0.74%
AES F 0.57%
FXU Underweight 44 Positions Relative to DIV
Symbol Grade Weight
VIRT A -3.71%
IP A -3.04%
KMI A -2.87%
NHI D -2.79%
SR A -2.75%
PM A -2.56%
MO A -2.47%
OHI B -2.44%
T A -2.42%
LTC B -2.27%
MPLX A -2.23%
CBL A -2.19%
DEA D -2.16%
IBM C -2.11%
ABBV F -2.09%
CCOI B -2.08%
NWN A -2.06%
NWE C -2.03%
AVA C -2.03%
GLPI C -2.02%
WEN C -2.01%
EBF D -2.01%
UHT D -1.97%
UVV B -1.94%
TFSL A -1.93%
ALX D -1.92%
GLP A -1.89%
WLKP A -1.87%
VZ C -1.86%
PFE F -1.85%
CTRA B -1.83%
USAC B -1.77%
KHC F -1.75%
SPH C -1.75%
CAPL D -1.72%
LYB F -1.65%
DOW F -1.63%
WU F -1.55%
SFL D -1.52%
CHRD F -1.5%
BRY F -1.37%
CHCT C -1.29%
ARLP A -1.13%
FRO D -0.67%
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