FUTY vs. FXU ETF Comparison

Comparison of Fidelity MSCI Utilities Index ETF (FUTY) to First Trust Utilities AlphaDEX Fund (FXU)

FUTY

Fidelity MSCI Utilities Index ETF

FUTY Description

The investment seeks to provide investment returns that correspond, before fees and expenses, generally to the performance of the MSCI USA IMI Utilities Index. Investing at least 80% of assets in securities included in the fund's underlying index. The fund's underlying index is the MSCI USA IMI Utilities Index, which represents the performance of the utilities sector in the U.S. equity market. It may or may not hold all of the securities in the MSCI USA IMI Utilities Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$43.10

Average Daily Volume

145,191

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$32.64

Average Daily Volume

66,514

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FUTY	FXU
30 Days	1.60%	0.54%
60 Days	9.13%	7.96%
90 Days	10.09%	8.82%
12 Months	-0.01%	0.65%

36 Overlapping Holdings

Symbol	Grade	Weight in FUTY	Weight in FXU	Overlap
AEE	B	1.77%	2.52%	1.77%
AEP	A	4.04%	1.64%	1.64%
AES	A	1.01%	0.78%	0.78%
ATO	A	1.61%	2.48%	1.61%
AWK	B	2.12%	0.82%	0.82%
CMS	A	1.59%	1.66%	1.59%
CNP	A	1.64%	2.52%	1.64%
CWEN	A	0.17%	3.35%	0.17%
CWEN	A	0.06%	3.35%	0.06%
D	A	3.78%	2.54%	2.54%
DTE	A	2.04%	2.44%	2.04%
DUK	A	6.87%	2.55%	2.55%
ED	A	2.92%	4.29%	2.92%
EIX	A	2.43%	1.65%	1.65%
ES	A	1.92%	0.85%	0.85%
ETR	A	2.04%	4.21%	2.04%
EVRG	A	1.09%	4.09%	1.09%
EXC	A	3.4%	3.35%	3.35%
FE	A	1.91%	1.67%	1.67%
HE	F	0.1%	3.88%	0.1%
IDA	A	0.43%	2.55%	0.43%
LNT	A	1.16%	2.49%	1.16%
NEE	A	12.21%	1.72%	1.72%
NFG	A	0.42%	4.15%	0.42%
NI	A	1.14%	3.4%	1.14%
OGE	A	0.62%	4.14%	0.62%
PCG	A	3.12%	3.38%	3.12%
PEG	A	3.02%	3.34%	3.02%
PNW	A	0.77%	3.35%	0.77%
PPL	A	1.82%	1.66%	1.66%
SO	A	7.16%	0.84%	0.84%
SRE	A	4.01%	3.27%	3.27%
VST	A	2.08%	4.05%	2.08%
WEC	A	2.36%	1.68%	1.68%
WTRG	A	0.85%	1.63%	0.85%
XEL	B	2.76%	3.43%	2.76%

FUTY Overweight 31 Positions Relative to FXU

Symbol	Grade	Weight
CEG	A	5.46%
NRG	A	1.48%
UGI	A	0.46%
SWX	A	0.39%
POR	A	0.39%
NJR	A	0.38%
BKH	A	0.33%
ORA	F	0.32%
OGS	B	0.32%
ALE	A	0.31%
OTTR	B	0.29%
SR	A	0.29%
NWE	A	0.28%
PNM	C	0.27%
AVA	A	0.25%
MGEE	A	0.25%
CWT	A	0.24%
AWR	D	0.23%
NEP	B	0.23%
CPK	A	0.21%
SJW	D	0.15%
NWN	A	0.12%
MSEX	C	0.08%
UTL	B	0.07%
YORW	C	0.05%
NOVA	F	0.04%
GNE	F	0.03%
SGU	A	0.03%
ARTNA	F	0.03%
MNTK	F	0.02%
AMPS	F	0.02%

FUTY Underweight 4 Positions Relative to FXU

Symbol	Grade	Weight
AGR	A	-4.26%
RSG	A	-0.85%
WM	B	-0.82%
CLH	B	-0.81%