FLN vs. AQWA ETF Comparison

Comparison of First Trust Latin America AlphaDEX Fund (FLN) to Global X Clean Water ETF (AQWA)

FLN

First Trust Latin America AlphaDEX Fund

FLN Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Latin America Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Latin America BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$19.48

Average Daily Volume

4,809

Number of Holdings ^*

8

* may have additional holdings in another (foreign) market

AQWA

Global X Clean Water ETF

AQWA Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Global Clean Water Industry Index. The fund invests at least 80% of its total assets, plus borrowings for investments purposes (if any), in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. The underlying index is designed to provide exposure to companies that have business operations in the provision of clean water. It is non-diversified.

Grade (RS Rating)

Last Trade

$17.01

Average Daily Volume

1,879

Number of Holdings ^*

21

* may have additional holdings in another (foreign) market

Performance

Period	FLN	AQWA
30 Days	-5.92%	-2.74%
60 Days	-3.42%	0.47%
90 Days	-0.79%	7.70%
12 Months	13.01%	17.46%

0 Overlapping Holdings

	Symbol	Grade	Weight in FLN	Weight in AQWA	Overlap

FLN Overweight 8 Positions Relative to AQWA

	Symbol	Grade	Weight
	GGB	F	3.4%
	ERJ	A	3.22%
	NU	C	3.18%
	BRFS	A	2.89%
	VALE	D	2.86%
	PAGS	C	2.31%
	BAP	C	1.4%
	STNE	D	0.67%

FLN Underweight 21 Positions Relative to AQWA

	Symbol	Grade	Weight
	ECL	B	-8.47%
	XYL	A	-8.02%
	AWK	B	-7.52%
	PNR	C	-6.89%
	CNM	A	-5.43%
	AOS	C	-4.71%
	WTRG	A	-4.36%
	WMS	C	-4.24%
	WTS	C	-3.17%
	BMI	A	-3.08%
	ZWS	C	-2.67%
	FELE	C	-2.35%
	CWT	A	-1.52%
	AWR	D	-1.46%
	MWA	A	-1.43%
	SJW	D	-0.9%
	MSEX	C	-0.47%
	ERII	D	-0.43%
	YORW	C	-0.28%
	ARTNA	F	-0.27%
	CWCO	D	-0.23%

FLN: Top Represented Industries & Keywords

Industries: Aerospace & Defense Banks - Diversified Banks - Regional - Latin America Industrial Metals & Minerals Packaged Foods Software - Application Software - Infrastructure Steel

Keywords: Bank Payment Systems Banking E-Commerce Fintech Acute Care Services Aerospace Material Alloys Alternative Payments Aluminum Products Animal Feed Asset Management Products Aviation Services Base Metal Beef Building Materials Cargo Transportation Service Cargo Transportation Services Cheese Cobalt

AQWA: Top Represented Industries & Keywords

Industries: Utilities - Regulated Water Diversified Industrials Industrial Distribution Pollution & Treatment Controls Rubber & Plastics Scientific & Technical Instruments Specialty Chemicals

Keywords: Construction Irrigation Plumbing S&P 500 Water Wastewater Services Water Services Water Systems Water Treatment Boiler Chemical Food Service Oil And Gas Stainless Steel Ventilating Water Industry Water Management Water Supply Water Utilities Beverage