FCTE vs. DIVY ETF Comparison

Comparison of SMI 3Fourteen Full-Cycle Trend ETF (FCTE) to Sound Equity Income ETF (DIVY)

FCTE

SMI 3Fourteen Full-Cycle Trend ETF

FCTE Description

The fund is actively managed and typically owns 20 domestic stocks that are normally included in the S&P 500 Index ("S&P 500"). The FCT strategy is based on a proprietary model developed by 3Fourteen that selects stocks based on quality stock screens and trend factors such as return on capital and cash flow stability, earnings growth, return on investment, momentum, linear regression and trend analysis. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.48

Average Daily Volume

113,504

Number of Holdings ^*

20

* may have additional holdings in another (foreign) market

DIVY

Sound Equity Income ETF

DIVY Description

The investment seeks to produce long-term capital appreciation. The fund's principal investment strategy is designed to provide exposure to the aggregate value of ordinary dividends expected to be paid on a portfolio of large capitalization equity securities listed for trading in the U.S. (Large Cap Securities). The fund may use a variety of investment strategies to achieve this objective. Under normal circumstances, it generally invests in a combination of dividend swaps, dividend futures and forwards on indexes of Large Cap Securities (Large Cap Securities Indexes). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.15

Average Daily Volume

4,431

Number of Holdings ^*

8

* may have additional holdings in another (foreign) market

Performance

Period	FCTE	DIVY
30 Days	-3.60%	-1.84%
60 Days	-1.98%	-1.63%
90 Days	3.09%	2.77%
12 Months		10.66%

0 Overlapping Holdings

	Symbol	Grade	Weight in FCTE	Weight in DIVY	Overlap

FCTE Overweight 20 Positions Relative to DIVY

	Symbol	Grade	Weight
	DECK	B	5.46%
	APH	B	5.42%
	MCK	C	5.29%
	META	B	5.2%
	RMD	A	5.2%
	GD	C	5.17%
	GOOGL	A	5.17%
	RSG	D	5.15%
	BRO	B	5.14%
	MSFT	D	5.1%
	NTAP	D	5.03%
	DPZ	B	5.0%
	MCO	D	5.0%
	PHM	D	4.8%
	TSCO	D	4.77%
	LRCX	F	4.76%
	CL	F	4.75%
	AMAT	F	4.72%
	KLAC	F	4.47%
	MTD	D	4.42%

FCTE Underweight 8 Positions Relative to DIVY

	Symbol	Grade	Weight
	OKE	B	-4.54%
	T	A	-4.53%
	LYB	F	-4.4%
	OMC	B	-4.3%
	IBM	C	-4.16%
	C	A	-3.45%
	PFE	D	-3.42%
	GSK	F	-3.36%

FCTE: Top Represented Industries & Keywords

Industries: Semiconductor Equipment & Materials Internet Content & Information Aerospace & Defense Capital Markets Data Storage Diagnostics & Research Electronic Components Footwear & Accessories Household & Personal Products Insurance Brokers Medical Distribution Medical Instruments & Supplies Residential Construction Restaurants Software - Infrastructure Specialty Retail Waste Management

Keywords: S&P 500 Nasdaq 100 Computing Hyperscale Integrated Circuits Operating System Semiconductor Semiconductor Device Fabrication Software Business Solutions Chemical Vapor Deposition Claims Processing Clothing Dentist Electronics Industries Lithography Metrology Mobile Devices Online Retail Photolithography

DIVY: Top Represented Industries & Keywords

Industries: Drug Manufacturers - Major Advertising Agencies Banks - Global Information Technology Services Oil & Gas Midstream Specialty Chemicals Telecom Services

Keywords: S&P 500 Acid Inflammation Medication Pharmaceutical Products Smoking Smoking Cessation Technology Segment Acetate Advisory Services Alcohol Alloys Alzheimer's Disease Animal Health Antacid Anti Infectives Antibiotics Asthma Bank Banking