FBZ vs. ARKK ETF Comparison

Comparison of First Trust Brazil AlphaDEX Fund (FBZ) to ARK Innovation ETF (ARKK)
FBZ

First Trust Brazil AlphaDEX Fund

FBZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Brazil Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Brazil BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$10.39

Average Daily Volume

1,471

Number of Holdings *

9

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$54.77

Average Daily Volume

6,796,716

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period FBZ ARKK
30 Days -3.17% 16.16%
60 Days -7.36% 16.78%
90 Days -10.21% 18.45%
12 Months -5.16% 23.58%
0 Overlapping Holdings
Symbol Grade Weight in FBZ Weight in ARKK Overlap
FBZ Overweight 9 Positions Relative to ARKK
Symbol Grade Weight
ERJ A 4.86%
NU C 3.61%
GGB C 3.46%
BRFS C 2.79%
VALE F 2.32%
CSAN F 1.06%
ABEV F 0.7%
STNE F 0.54%
PAGS F 0.43%
FBZ Underweight 32 Positions Relative to ARKK
Symbol Grade Weight
TSLA B -14.91%
COIN C -9.34%
ROKU D -9.33%
RBLX C -6.36%
PLTR B -5.33%
HOOD B -4.82%
SHOP B -4.78%
CRSP D -4.63%
SQ A -4.24%
PATH C -2.68%
META D -2.42%
PD C -2.27%
DKNG B -2.15%
RXRX F -2.11%
NTLA F -2.09%
BEAM D -1.91%
TTD B -1.89%
TXG F -1.84%
TWST F -1.8%
VCYT B -1.73%
AMZN C -1.59%
TER F -1.37%
SOFI B -1.2%
PINS F -1.14%
AMD F -1.13%
NTRA A -1.12%
ACHR B -1.07%
ILMN C -0.87%
PACB F -0.63%
U C -0.48%
CERS D -0.36%
PRME F -0.14%
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