FBT vs. ARKK ETF Comparison

Comparison of First Trust Amex Biotech Index Fund (FBT) to ARK Innovation ETF (ARKK)
FBT

First Trust Amex Biotech Index Fund

FBT Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NYSE Arca Biotechnology Index(SM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is an equal-dollar weighted index designed to measure the performance of a cross section of companies in the biotechnology industry that are primarily involved in the use of biological processes to develop products or provide services. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$148.43

Average Daily Volume

22,443

Number of Holdings *

30

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$46.50

Average Daily Volume

11,830,348

Number of Holdings *

36

* may have additional holdings in another (foreign) market
Performance
Period FBT ARKK
30 Days -1.75% -1.32%
60 Days -4.11% -7.46%
90 Days -1.84% -0.43%
12 Months -4.38% 25.40%
4 Overlapping Holdings
Symbol Grade Weight in FBT Weight in ARKK Overlap
BEAM F 2.8% 1.78% 1.78%
EXAS D 2.81% 1.39% 1.39%
MRNA B 3.54% 1.19% 1.19%
NTRA A 3.33% 0.26% 0.26%
FBT Overweight 26 Positions Relative to ARKK
Symbol Grade Weight
BGNE D 3.7%
ITCI B 3.69%
UTHR A 3.67%
BIIB D 3.64%
NBIX B 3.55%
BNTX D 3.48%
AMGN B 3.47%
HALO C 3.4%
ARGX D 3.39%
VRTX D 3.39%
CORT D 3.39%
ALNY D 3.37%
REGN C 3.34%
CPRX D 3.34%
ACAD F 3.32%
MTD D 3.31%
INCY D 3.29%
ALKS F 3.29%
ILMN F 3.28%
GMAB F 3.28%
WAT D 3.27%
GILD F 3.22%
EXEL F 3.21%
RGEN D 3.09%
BRKR D 3.02%
BMRN F 3.02%
FBT Underweight 32 Positions Relative to ARKK
Symbol Grade Weight
TSLA C -12.32%
COIN D -8.54%
ROKU F -8.31%
SQ D -6.71%
PATH F -5.62%
CRSP F -4.57%
RBLX C -4.41%
HOOD C -4.01%
ZM F -3.91%
U F -3.43%
PLTR C -2.96%
SHOP C -2.94%
DKNG C -2.59%
NTLA F -2.43%
PDFS F -2.19%
TXG F -1.94%
TDOC F -1.94%
TTD B -1.85%
TWST A -1.83%
META D -1.8%
RXRX F -1.8%
DNA F -1.75%
TER A -1.52%
PINS A -1.43%
VCYT F -1.21%
ACHR F -1.01%
SOFI F -1.0%
PACB F -0.47%
CERS F -0.3%
VERV F -0.26%
PRME F -0.18%
TWOU F -0.0%
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