EMLP vs. ACES ETF Comparison

Comparison of First Trust North American Energy Infrastructure Fund (EMLP) to ALPS Clean Energy ETF (ACES)
EMLP

First Trust North American Energy Infrastructure Fund

EMLP Description

The investment seeks total return. The fund invests at least 80% of its net assets (plus the amount of any borrowing for investment purposes) in equity securities of companies deemed by the sub-advisor to be engaged in the energy infrastructure sector. These companies principally include publicly-traded master limited partnerships and limited liability companies taxed as partnerships ("MLPs"), MLP affiliates, Canadian income trusts and their successor companies, pipeline companies, utilities, and other companies. It is non-diversified.

Grade (RS Rating)

Last Trade

$29.57

Average Daily Volume

197,569

Number of Holdings *

51

* may have additional holdings in another (foreign) market
ACES

ALPS Clean Energy ETF

ACES Description The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.89

Average Daily Volume

107,982

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period EMLP ACES
30 Days 1.09% -8.63%
60 Days 7.53% -7.18%
90 Days 9.03% -9.28%
12 Months 14.02% -36.33%
2 Overlapping Holdings
Symbol Grade Weight in EMLP Weight in ACES Overlap
CWEN B 0.49% 2.31% 0.49%
NEP D 0.94% 3.26% 0.94%
EMLP Overweight 49 Positions Relative to ACES
Symbol Grade Weight
EPD A 8.51%
ET A 7.34%
OKE A 5.68%
PAGP A 5.29%
KMI A 4.42%
DTM A 4.12%
MPLX A 3.97%
SRE B 3.3%
NFG A 3.07%
TRGP A 3.03%
PEG A 2.59%
PPL A 2.56%
AEP A 2.39%
PWR A 2.27%
LNT A 2.19%
WMB A 2.1%
SO A 1.99%
ATO A 1.99%
WEC B 1.68%
OGS B 1.5%
CMS A 1.47%
XEL B 1.32%
LNG B 1.27%
EVRG A 1.26%
ETR A 1.23%
DTE B 1.23%
FLR A 1.11%
AES B 0.99%
WLKP C 0.94%
CQP C 0.92%
HESM D 0.76%
DUK A 0.73%
CNP A 0.72%
VST A 0.69%
WTRG B 0.65%
IDA A 0.51%
AROC A 0.51%
NJR A 0.48%
ES A 0.47%
SUN C 0.38%
AEE B 0.28%
CEG A 0.27%
D A 0.25%
CPK A 0.24%
USAC D 0.15%
EXC B 0.11%
UGI A 0.09%
AWK C 0.05%
ENLC A 0.0%
EMLP Underweight 30 Positions Relative to ACES
Symbol Grade Weight
FSLR A -6.51%
DAR D -5.52%
ITRI A -5.21%
ENPH D -5.0%
ALB F -4.64%
RIVN F -4.45%
TSLA D -4.44%
ORA F -4.1%
WOLF F -4.02%
HASI B -3.48%
RUN F -2.95%
LCID F -2.74%
PLUG F -2.36%
ANDE B -2.32%
ARRY F -2.05%
SHLS F -1.78%
GPRE F -1.67%
FLNC B -1.24%
REX A -1.12%
NKLA F -1.05%
AMRC D -0.76%
CHPT F -0.69%
NOVA F -0.53%
AMSC C -0.52%
CLNE F -0.5%
PLL F -0.31%
STEM F -0.3%
AMPS F -0.26%
SPWR F -0.25%
GEVO F -0.18%
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