DIV vs. FXU ETF Comparison

Comparison of Global X Super Dividend ETF (DIV) to First Trust Utilities AlphaDEX Fund (FXU)
DIV

Global X Super Dividend ETF

DIV Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the INDXX SuperDividendTM U.S. Low Volatility Index. The fund invests at least 80% of its total assets in the securities of the underlying index. It also invests at least 80% of its total assets in dividend yielding U.S. securities. The underlying index tracks the performance of 50 equally weighted common stocks, MLPs and REITs that rank among the highest dividend yielding equity securities in the United States, as defined by INDXX, LLC. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$19.19

Average Daily Volume

144,414

Number of Holdings *

48

* may have additional holdings in another (foreign) market
FXU

First Trust Utilities AlphaDEX Fund

FXU Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.41

Average Daily Volume

63,420

Number of Holdings *

39

* may have additional holdings in another (foreign) market
Performance
Period DIV FXU
30 Days 3.57% 3.80%
60 Days 4.12% 6.16%
90 Days 6.14% 13.01%
12 Months 24.75% 36.87%
4 Overlapping Holdings
Symbol Grade Weight in DIV Weight in FXU Overlap
AGR B 2.14% 4.14% 2.14%
D C 2.32% 1.64% 1.64%
DUK C 2.28% 2.4% 2.28%
OGE B 2.38% 3.43% 2.38%
DIV Overweight 44 Positions Relative to FXU
Symbol Grade Weight
VIRT B 3.96%
IP B 3.01%
KMI A 2.95%
SR A 2.88%
NHI D 2.75%
PM B 2.68%
MO A 2.59%
T A 2.47%
OHI C 2.41%
LTC B 2.29%
MPLX A 2.23%
CBL A 2.21%
NWE B 2.11%
NWN A 2.1%
IBM C 2.09%
AVA A 2.09%
DEA D 2.04%
TFSL A 2.03%
GLPI C 2.02%
UVV B 2.01%
EBF F 1.99%
GLP A 1.98%
CTRA B 1.95%
CCOI B 1.92%
UHT D 1.92%
WEN D 1.9%
WLKP A 1.89%
VZ C 1.89%
ALX D 1.82%
ABBV D 1.79%
PFE D 1.78%
USAC B 1.78%
KHC F 1.73%
CAPL D 1.73%
SPH B 1.63%
LYB F 1.59%
WU D 1.55%
SFL D 1.54%
CHRD D 1.52%
DOW F 1.52%
CHCT C 1.29%
BRY F 1.24%
ARLP A 1.16%
FRO F 0.7%
DIV Underweight 35 Positions Relative to FXU
Symbol Grade Weight
VST B -4.93%
PNW B -4.27%
NRG B -4.16%
NFG A -4.15%
UGI A -3.97%
EXC C -3.97%
ETR B -3.73%
SRE A -3.63%
CEG D -3.55%
PCG A -3.5%
CNP B -3.45%
ATO A -3.44%
EVRG A -3.38%
ED D -3.05%
IDA A -2.81%
XEL A -2.63%
NI A -2.61%
AEE A -2.57%
WTRG B -2.47%
DTE C -2.31%
CWEN C -2.22%
PPL B -1.68%
WEC A -1.68%
LNT A -1.65%
CMS C -1.59%
EIX B -1.58%
AEP D -1.54%
RSG A -0.85%
CLH B -0.84%
PEG A -0.82%
SO D -0.8%
FE C -0.77%
AWK D -0.76%
NEE D -0.74%
AES F -0.57%
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