CQQQ vs. KTEC ETF Comparison

Comparison of Guggenheim China Technology ETF (CQQQ) to KraneShares Hang Seng TECH Index ETF (KTEC)

CQQQ

Guggenheim China Technology ETF

CQQQ Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the AlphaShares China Technology Index. The fund invests at least 80% of its assets in common stock, ADRs, ADSs, GDRs and IDRs that comprise the index and depositary receipts or shares representing common stocks included in the index. The index is designed to measure and monitor the performance of the universe of publicly-traded companies which are based in mainland China, Hong Kong or Macau, are in the Information Technology Sector, as defined by GICS and are open to foreign investment. It is non-diversified.

Grade (RS Rating)

Last Trade

$36.02

Average Daily Volume

191,469

Number of Holdings ^*

* may have additional holdings in another (foreign) market

KTEC

KraneShares Hang Seng TECH Index ETF

KTEC Description

KTEC is passively managed to provide exposure to the 30 largest Chinese technology companies listed in Hong Kong. The fund selects companies headquartered and operating primarily in Greater China (Hong Kong, Macau, and Mainland China). Companies should be in the industrials, consumer discretionary, health care, financials, or information technology sectors. These companies should also display strong research and development investment and high revenue growth under the following themes: internet, fintech, cloud computing, e-commerce, and digital technology. KTEC primarily invests in H-shares, but also includes the other major share classes like A, B, and N-shares, red chips, P and S-chips. The index is market-cap-weighted with an 8% cap limit per individual security. Holdings are rebalanced quarterly and reconstituted at least semi-annually.

Grade (RS Rating)

Last Trade

$12.50

Average Daily Volume

8,553

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CQQQ	KTEC
30 Days	11.69%	13.64%
60 Days	13.48%	18.38%
90 Days	19.51%	27.41%
12 Months	-9.55%	5.98%

3 Overlapping Holdings

Symbol	Grade	Weight in CQQQ	Weight in KTEC	Overlap
BIDU	C	6.87%	3.92%	3.92%
BILI	B	3.03%	1.58%	1.58%
WB	C	0.54%	0.02%	0.02%

CQQQ Overweight 6 Positions Relative to KTEC

Symbol	Grade	Weight
PDD	B	9.46%
ATHM	B	1.31%
YY	C	0.8%
GDS	D	0.62%
TUYA	C	0.32%
DADA	F	0.16%

CQQQ Underweight 5 Positions Relative to KTEC

Symbol	Grade	Weight
BABA	C	-7.57%
LI	F	-4.86%
TCOM	A	-3.58%
XPEV	F	-2.45%
NIO	C	-0.3%