CARZ vs. LDEM ETF Comparison

Comparison of First Trust NASDAQ Global Auto Index Fund (CARZ) to iShares ESG MSCI EM Leaders ETF (LDEM)

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$57.95

Average Daily Volume

2,228

Number of Holdings ^*

* may have additional holdings in another (foreign) market

LDEM

iShares ESG MSCI EM Leaders ETF

LDEM Description

The investment seeks to track the investment results of the MSCI EM Extended ESG Leaders 5% Issuer Capped Index. The fund generally will invest at least 90% of its assets in the component securities of the underlying index. The underlying index is a free float-adjusted market capitalization-weighted index designed to reflect the equity performance of emerging market companies with favorable environmental, social and governance (ESG) characteristics. It is non-diversified.

Grade (RS Rating)

Last Trade

$47.03

Average Daily Volume

2,112

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CARZ	LDEM
30 Days	0.92%	-4.31%
60 Days	3.59%	-2.67%
90 Days	2.65%	-0.15%
12 Months	11.11%	10.89%

4 Overlapping Holdings

Symbol	Grade	Weight in CARZ	Weight in LDEM	Overlap
BIDU	F	0.42%	0.7%	0.42%
LI	F	0.42%	0.4%	0.4%
NIO	F	0.36%	0.18%	0.18%
XPEV	C	0.51%	0.21%	0.21%

CARZ Overweight 48 Positions Relative to LDEM

Symbol	Grade	Weight
TSLA	B	5.97%
NVDA	C	4.98%
GOOGL	C	4.96%
MSFT	F	4.7%
TSM	B	4.64%
AAPL	C	4.56%
AMD	F	3.87%
TXN	C	3.23%
QCOM	F	3.14%
TM	D	2.73%
MU	D	1.88%
INTC	D	1.84%
ADI	D	1.81%
MRVL	B	1.33%
GM	B	1.11%
PCAR	B	1.02%
NXPI	D	0.98%
CMI	A	0.84%
F	C	0.74%
RMBS	C	0.64%
INDI	C	0.62%
MCHP	D	0.59%
HMC	F	0.58%
SITM	B	0.57%
MXL	C	0.56%
SYNA	C	0.53%
AMBA	B	0.51%
PLUG	F	0.51%
RIVN	F	0.51%
STLA	F	0.51%
LSCC	D	0.5%
BWA	D	0.5%
ALB	C	0.5%
ON	D	0.49%
ALGM	D	0.49%
STM	F	0.48%
SLAB	D	0.48%
AUR	C	0.48%
ST	F	0.47%
LEA	D	0.46%
SQM	F	0.44%
SWKS	F	0.44%
CRUS	D	0.43%
CHPT	F	0.43%
PSNY	F	0.42%
APTV	D	0.39%
QRVO	F	0.33%
LCID	F	0.32%

CARZ Underweight 8 Positions Relative to LDEM

Symbol	Grade	Weight
BABA	D	-4.64%
HDB	C	-2.47%
YUMC	C	-0.53%
UMC	F	-0.43%
CHT	D	-0.42%
BGNE	D	-0.3%
BILI	D	-0.13%
MNSO	F	-0.05%