CARZ vs. GRID ETF Comparison

Comparison of First Trust NASDAQ Global Auto Index Fund (CARZ) to First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID)

CARZ

First Trust NASDAQ Global Auto Index Fund

CARZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX Global Auto Index(SM). The index is owned and was developed by The NASDAQ OMX Group, Inc. (the "Index Provider"). The index Provider has contracted with Standard & Poor's to calculate and maintain the index. The index is designed to track the performance of the largest and most liquid companies engaged in manufacturing of automobiles. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$55.08

Average Daily Volume

2,417

Number of Holdings ^*

* may have additional holdings in another (foreign) market

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$112.17

Average Daily Volume

46,975

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	CARZ	GRID
30 Days	-5.49%	-1.52%
60 Days	-2.50%	4.43%
90 Days	0.15%	11.05%
12 Months	18.64%	19.99%

8 Overlapping Holdings

Symbol	Grade	Weight in CARZ	Weight in GRID	Overlap
ADI	B	1.57%	0.7%	0.7%
APTV	F	0.5%	3.5%	0.5%
NVDA	D	4.29%	1.99%	1.99%
NXPI	C	0.95%	0.37%	0.37%
QCOM	C	3.04%	1.36%	1.36%
STM	D	0.6%	0.02%	0.02%
TSLA	D	3.98%	1.4%	1.4%
TXN	B	2.52%	1.12%	1.12%

CARZ Overweight 49 Positions Relative to GRID

Symbol	Grade	Weight
GOOGL	A	4.8%
AAPL	F	4.64%
MSFT	C	4.59%
TSM	B	4.31%
AMD	D	4.27%
TM	D	2.95%
INTC	F	2.47%
MU	B	2.04%
GM	A	1.0%
PCAR	D	0.92%
MRVL	C	0.92%
STLA	C	0.91%
F	B	0.85%
HMC	D	0.79%
MCHP	B	0.75%
TEL	C	0.75%
CMI	A	0.69%
LEA	D	0.53%
BIDU	D	0.52%
LCID	F	0.52%
ST	D	0.52%
BWA	B	0.52%
ALGM	D	0.51%
CRUS	C	0.51%
SWKS	C	0.51%
PSNY	F	0.5%
RIVN	F	0.5%
QRVO	B	0.5%
NIO	F	0.49%
LAZR	F	0.49%
SLAB	F	0.49%
RMBS	D	0.48%
NKLA	F	0.48%
MXL	C	0.48%
ON	D	0.47%
WOLF	F	0.47%
AMBA	F	0.47%
SQM	F	0.47%
ALB	F	0.47%
SYNA	D	0.47%
AUR	C	0.47%
SITM	D	0.46%
XPEV	F	0.46%
LSCC	D	0.46%
CHPT	F	0.45%
LI	F	0.44%
INDI	F	0.42%
CRNC	F	0.38%
YNDX	C	0.0%

CARZ Underweight 36 Positions Relative to GRID

Symbol	Grade	Weight
ETN	A	-8.46%
ABBV	C	-8.3%
JCI	A	-7.81%
PWR	A	-4.03%
HUBB	A	-3.79%
ENPH	F	-2.66%
NVT	A	-2.06%
CSCO	D	-1.47%
ORCL	D	-1.46%
IBM	D	-1.25%
GE	A	-1.14%
ATKR	A	-1.12%
HON	D	-1.02%
ITRI	A	-0.67%
SEDG	F	-0.52%
EMR	C	-0.5%
AEIS	D	-0.49%
MYRG	B	-0.43%
FLNC	D	-0.15%
TRMB	C	-0.1%
AMSC	D	-0.08%
WLDN	A	-0.07%
AES	A	-0.07%
GNRC	A	-0.06%
PLPC	D	-0.06%
WCC	D	-0.05%
MTZ	B	-0.04%
LFUS	D	-0.04%
ACA	D	-0.03%
ENS	D	-0.03%
VMI	F	-0.03%
ESE	B	-0.02%
BDC	D	-0.02%
DGII	B	-0.01%
AZZ	B	-0.01%
EBR	D	-0.0%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Specialty Industrial Machinery Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Utilities - Diversified Utilities - Regulated Electric