ARKX vs. UFO ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to Procure Space ETF (UFO)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$16.42

Average Daily Volume

35,278

Number of Holdings ^*

* may have additional holdings in another (foreign) market

UFO

Procure Space ETF

UFO Description

The investment seeks investment results that correspond generally to the performance, before the fund's fees and expenses, of an equity index called the "S-Network Space Index". The fund invests, under normal circumstances, at least 80% of its net assets in companies of the underlying index that receive at least 50% of their revenues or profits from space-related businesses. The underlying index is designed to serve as an equity benchmark for a globally traded portfolio of companies that are engaged in space-related business, such as those utilizing satellite technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$19.50

Average Daily Volume

14,306

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	UFO
30 Days	-1.02%	2.74%
60 Days	7.11%	4.21%
90 Days	9.18%	16.35%
12 Months	23.64%	23.27%

7 Overlapping Holdings

Symbol	Grade	Weight in ARKX	Weight in UFO	Overlap
GRMN	A	2.38%	4.01%	2.38%
HON	B	1.38%	2.43%	1.38%
IRDM	B	9.25%	5.15%	5.15%
LHX	A	4.61%	2.44%	2.44%
LMT	D	1.3%	2.28%	1.3%
RKLB	A	7.05%	7.21%	7.05%
TRMB	A	6.37%	4.91%	4.91%

ARKX Overweight 18 Positions Relative to UFO

Symbol	Grade	Weight
KTOS	C	9.43%
AVAV	B	8.21%
TER	F	6.2%
AMZN	A	3.73%
BLDE	B	3.62%
PLTR	B	3.28%
ACHR	C	2.77%
DE	B	2.62%
GOOG	A	2.22%
JOBY	D	2.03%
PRNT	B	1.83%
HEI	D	1.56%
TDY	B	1.43%
PATH	C	1.29%
SNPS	B	1.25%
AMD	F	1.18%
ANSS	C	1.04%
DDD	C	0.8%

ARKX Underweight 15 Positions Relative to UFO

Symbol	Grade	Weight
SATS	B	-5.12%
SIRI	C	-4.76%
NPAB	D	-4.45%
GSAT	C	-4.07%
PL	B	-3.66%
LUNR	B	-3.46%
VSAT	F	-3.11%
CMCSA	A	-2.4%
RTX	C	-2.4%
NOC	D	-2.26%
BA	F	-2.19%
RDW	B	-1.9%
BALL	F	-0.69%
CMTL	F	-0.57%
LLAP	F	-0.36%