ARKX vs. ACTV ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to LeaderShares Activist Leaders ETF (ACTV)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$15.22

Average Daily Volume

65,106

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ACTV

LeaderShares Activist Leaders ETF

ACTV Description

The investment seeks to generate long-term capital growth. The fund will be invested in equity securities of companies listed on a U.S. exchange with market capitalizations of at least $1 billion at the time of initial purchase. It may focus its investments in a particular sector, industry or group of industries. The fund may utilize derivatives, such as equity options and total return swap agreements, to seek to achieve its objective and for hedging purposes.

Grade (RS Rating)

Last Trade

$33.99

Average Daily Volume

7,142

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	ACTV
30 Days	4.10%	-0.10%
60 Days	0.86%	0.28%
90 Days	6.14%	3.68%
12 Months	13.50%	18.24%

1 Overlapping Holdings

	Symbol	Grade	Weight in ARKX	Weight in ACTV	Overlap
	TRMB	D	7.4%	0.71%	0.71%

ARKX Overweight 26 Positions Relative to ACTV

Symbol	Grade	Weight
AVAV	B	9.24%
KTOS	B	8.73%
IRDM	D	8.2%
TER	A	5.47%
LHX	A	5.17%
ACHR	F	3.79%
AMZN	A	3.46%
PRNT	D	3.01%
PATH	F	2.95%
DE	B	2.93%
BLDE	B	2.82%
GRMN	A	2.63%
JOBY	C	2.27%
RKLB	D	2.16%
GOOG	B	2.08%
HON	D	1.49%
HEI	A	1.49%
SNPS	D	1.44%
U	F	1.39%
MYNA	B	1.24%
ANSS	D	1.2%
LMT	B	1.16%
PLTR	C	1.08%
TDY	D	1.07%
OSPN	B	0.81%
DDD	F	0.39%

ARKX Underweight 42 Positions Relative to ACTV

Symbol	Grade	Weight
GDDY	A	-3.98%
INVA	B	-3.83%
SWX	A	-3.81%
MRCY	D	-3.8%
NSIT	A	-3.78%
DAN	C	-3.77%
NWL	C	-3.77%
JHG	A	-3.69%
BLMN	F	-3.61%
BBWI	C	-3.55%
ALIT	C	-3.52%
THS	F	-3.52%
FRPT	C	-3.51%
FTRE	D	-3.51%
CNDT	B	-3.44%
IVZ	D	-3.38%
IRWD	F	-3.37%
JBLU	D	-2.96%
VRT	A	-0.86%
SPOT	B	-0.82%
CMG	A	-0.82%
PRMW	A	-0.78%
ROG	C	-0.76%
IFF	B	-0.75%
NYT	B	-0.75%
TDS	C	-0.74%
GTX	C	-0.74%
NBIX	B	-0.74%
KNF	B	-0.73%
FYBR	B	-0.71%
J	C	-0.71%
PAYC	F	-0.71%
KKR	C	-0.71%
BANC	C	-0.7%
IAC	C	-0.69%
X	D	-0.69%
NWS	D	-0.69%
CBRE	D	-0.68%
WCC	C	-0.68%
AAP	D	-0.66%
DBRG	F	-0.65%
BCRX	D	-0.6%