ARKQ vs. SMHX ETF Comparison

Comparison of ARK Autonomous Technology & Robotics ETF (ARKQ) to VanEck Fabless Semiconductor ETF (SMHX)

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$71.88

Average Daily Volume

76,579

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMHX

VanEck Fabless Semiconductor ETF

SMHX Description

The fund normally invests at least 80% of its total assets in securities that comprise the fund"s benchmark index. The Fabless Index is composed of U.S.-listed common stocks of companies that derive at least 50% of their revenues from the semiconductor industry and operate as fabless semiconductor companies. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.62

Average Daily Volume

29,332

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKQ	SMHX
30 Days	11.46%	-0.34%
60 Days	20.56%	7.96%
90 Days	26.32%
12 Months	34.27%

4 Overlapping Holdings

Symbol	Grade	Weight in ARKQ	Weight in SMHX	Overlap
AMD	F	1.96%	4.13%	1.96%
NVDA	A	2.13%	22.39%	2.13%
QCOM	F	1.19%	4.39%	1.19%
SNPS	C	1.28%	5.08%	1.28%

ARKQ Overweight 26 Positions Relative to SMHX

Symbol	Grade	Weight
TSLA	B	15.91%
KTOS	C	9.33%
TER	F	7.31%
RKLB	B	6.43%
IRDM	F	5.44%
TRMB	B	4.8%
AVAV	C	4.31%
PLTR	B	3.56%
PATH	C	3.26%
ACHR	B	2.95%
DE	C	2.8%
TSM	C	2.72%
BLDE	D	2.14%
GOOG	B	1.99%
AMZN	B	1.68%
JOBY	B	1.42%
AUR	C	1.27%
TDY	B	1.27%
OKLO	C	1.2%
ISRG	A	1.19%
LMT	D	1.07%
CAT	C	0.96%
DDD	C	0.93%
BWXT	B	0.92%
ANSS	B	0.74%
MTLS	B	0.0%

ARKQ Underweight 17 Positions Relative to SMHX

Symbol	Grade	Weight
AVGO	D	-14.4%
MRVL	B	-4.87%
CDNS	B	-4.6%
ARM	F	-3.9%
RMBS	C	-3.62%
CRUS	F	-2.98%
LSCC	F	-2.92%
PI	D	-2.72%
MPWR	F	-2.57%
POWI	D	-2.25%
SLAB	F	-1.89%
AMBA	B	-1.67%
SIMO	D	-1.55%
ALGM	F	-1.54%
SITM	B	-1.47%
SYNA	D	-1.47%
SMTC	B	-1.4%