ARKF vs. FINX ETF Comparison

Comparison of ARK Fintech Innovation ETF (ARKF) to Global X FinTech Thematic ETF (FINX)
ARKF

ARK Fintech Innovation ETF

ARKF Description

ARKF is an actively managed Exchange Traded Fund (ETF) that seeks long-term growth of capital. It seeks to achieve this investment objective by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of financial technology (“Fintech”) innovation. A company is deemed to be engaged in the theme of Fintech innovation if (i) it derives a significant portion of its revenue or market value from the theme of Fintech innovation, or (ii) it has stated its primary business to be in products and services focused on the theme of Fintech innovation. The Adviser defines “Fintech innovation” as the introduction of a technologically enabled new product or service that potentially changes the way the financial sector works, which ARK believes includes but is not limited to the following business platforms: Transaction Innovations; Blockchain Technology; Risk Transformation; Frictionless Funding Platforms; Customer Facing Platforms; New Intermediaries;

Grade (RS Rating)

Last Trade

$38.56

Average Daily Volume

399,985

Number of Holdings *

28

* may have additional holdings in another (foreign) market
FINX

Global X FinTech Thematic ETF

FINX Description The Global X FinTech Thematic ETF (FINX) seeks to invest in companies on the leading edge of the emerging financial technology sector, which encompasses a range of innovations helping to transform established industries like insurance, investing, fundraising, and third-party lending through unique mobile and digital solutions

Grade (RS Rating)

Last Trade

$33.55

Average Daily Volume

66,793

Number of Holdings *

42

* may have additional holdings in another (foreign) market
Performance
Period ARKF FINX
30 Days 20.36% 11.59%
60 Days 29.12% 17.73%
90 Days 36.13% 23.52%
12 Months 73.40% 56.22%
7 Overlapping Holdings
Symbol Grade Weight in ARKF Weight in FINX Overlap
BILL A 1.48% 2.14% 1.48%
COIN B 10.71% 5.2% 5.2%
INTU B 1.5% 5.35% 1.5%
PYPL B 1.48% 7.2% 1.48%
SOFI A 4.78% 3.09% 3.09%
SQ A 6.13% 5.31% 5.31%
TOST A 5.09% 4.08% 4.08%
ARKF Overweight 21 Positions Relative to FINX
Symbol Grade Weight
SHOP B 11.07%
HOOD B 4.64%
DKNG B 4.25%
PLTR B 3.34%
RBLX B 3.28%
ROKU D 3.27%
MELI C 3.18%
META C 2.52%
PINS F 2.3%
PATH C 2.25%
SE A 1.79%
NU C 1.79%
GLBE B 1.78%
SPOT A 1.67%
RDDT A 1.57%
NVDA A 1.32%
CRWD B 1.31%
Z A 1.03%
ICE D 0.96%
IBTA D 0.56%
AMZN B 0.43%
ARKF Underweight 35 Positions Relative to FINX
Symbol Grade Weight
FI A -7.15%
FIS C -6.47%
SSNC C -4.33%
XRX F -3.95%
GWRE A -3.77%
GPN C -3.4%
AFRM A -3.26%
JKHY D -2.96%
HQY A -1.94%
ACIW B -1.41%
UPST B -1.37%
FOUR A -1.33%
NCNO B -1.09%
MARA B -1.08%
PAYO A -0.88%
ENV B -0.81%
VIRT A -0.74%
VERX A -0.69%
STNE F -0.65%
FLYW B -0.61%
RIOT C -0.57%
LMND A -0.52%
MLNK C -0.41%
DLO C -0.39%
LC B -0.39%
PAGS F -0.38%
CIFR C -0.38%
SPNS F -0.37%
BLND A -0.24%
LPRO C -0.18%
PAY A -0.16%
CTLP B -0.15%
IIIV B -0.14%
TREE F -0.14%
MITK D -0.1%
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