Financial Adviser Stocks List
Symbol | Grade | Name | % Change | |
---|---|---|---|---|
AEG | A | AEGON N.V. | 1.12 | |
AMK | D | AssetMark Financial Holdings, Inc. | 0.03 | |
DHIL | C | Diamond Hill Investment Group, Inc. | -0.01 | |
LPLA | A | LPL Financial Holdings Inc. | 0.49 | |
NML | A | Neuberger Berman Energy Infrastructure & Income Fund, Inc. | 0.27 | |
OBDC | A | Blue Owl Capital Corporation | -0.12 | |
OBDE | B | Blue Owl Capital Corporation III | 0.91 | |
PTMN | B | Portman Ridge Finance Corporation | 0.89 | |
PUK | F | Prudential Public Limited Company | 2.26 | |
SIEB | B | Siebert Financial Corp. | 17.17 |
Related Industries: Asset Management Capital Markets Insurance - Diversified Insurance - Life Internet Software & Services
Related Stock Lists:
Financial Advisors
Business Development Company
Insurance Products
Investment Management
Registered Investment Adviser
Wealth Management
Casualty Insurance
Custodial Services
Direct Lending
Disability
Income Products
Insurance
Investment Advisory Services
Investment Product
Life Insurance
Protection Products
Retirement Products
Riversource
U.S. Securities And Exchange Commission
Advisory And Related Services
Symbol | Grade | Name | Weight | |
---|---|---|---|---|
PBDC | A | Putnam BDC Income ETF | 12.65 | |
GK | C | AdvisorShares Gerber Kawasaki ETF | 4.58 | |
IAI | A | iShares U.S. Broker-Dealers ETF | 3.3 | |
FFND | B | The Future Fund Active ETF | 2.74 | |
KCE | A | SPDR S&P Capital Markets ETF | 2.64 |
Compare ETFs
Related Industries:
Asset Management
Capital Markets
Insurance - Diversified
Insurance - Life
Internet Software & Services
Related Stock Lists:
Disability
Financial Advisors
Investment Management
Business Development Company
Insurance
Retirement Products
Consulting Firm
Critical Illness
Direct Lending
Insurance Products
Investment Advisory Services
Registered Investment Adviser
Riversource
U.S. Securities And Exchange Commission
Wealth Management
Actuarial Science
Advisory And Related Services
Advisory Services
Affinity Groups
Annuities
- Financial Adviser
A financial adviser is a professional who suggests and renders financial services to clients based on their financial situation. In many countries financial advisers have to complete specific training and hold a license to provide advice. In the United States for example a financial adviser carries a Series 65 or 66 license and according to the U.S. Financial Industry Regulatory Authority (FINRA), license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be: brokers, investment advisers, accountants, lawyers, insurance agents and financial planners.
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