Investment Banks Stocks List

Symbol Grade Name
ASB Associated Banc-Corp
ATLC Atlanticus Holdings Corporation
BGCP BGC Partners, Inc.
CHMG Chemung Financial Corp
COWN Cowen Group, Inc.
CRAI CRA International,Inc.
CSGP CoStar Group, Inc.
FIBK First Interstate BancSystem, Inc.
HBAN Huntington Bancshares Incorporated
IBTX Independent Bank Group, Inc
INTL INTL FCStone Inc.
NTRS Northern Trust Corporation
ORRF Orrstown Financial Services Inc
PBCT People's United Financial, Inc.
SAMG Silvercrest Asset Management Group Inc.
SBCF Seacoast Banking Corporation of Florida
SIVB SVB Financial Group
UMBF UMB Financial Corporation
BAC Bank of America Corporation
BAP Credicorp Ltd.
BCS Barclays PLC
BK Bank of New York Mellon Corporation (The)
BMO Bank Of Montreal
BNS Bank Nova Scotia Halifax Pfd 3
BR Broadridge Financial Solutions, Inc.
C Citigroup, Inc.
CBZ CBIZ, Inc.
CIB BanColombia S.A.
CS Credit Suisse Group
DB Deutsche Bank AG
DUC Duff & Phelps Utility & Corporate Bond Trust, Inc.
EMD Western Asset Emerging Markets Income Fund, Inc.
EV Eaton Vance Corporation
EVR Evercore Partners Inc
FHN First Horizon National Corporation
GHL Greenhill & Co., Inc.
GS Goldman Sachs Group, Inc. (The)
IX Orix Corp Ads
JMP JMP Group Inc
JMPB JMP Group Inc 8.00% Senior Notes due 2023
KEY KeyCorp
LAZ Lazard LTD. Lazard, LTD.
LTS Ladenburg Thalmann Financial Services Inc
JEF Jefferies Financial Group Inc.
MS Morgan Stanley
MUFG Mitsubishi UFJ Financial Group, Inc.
NML Neuberger Berman MLP Income Fund Inc.
NMR Nomura Holdings Inc
OPY Oppenheimer Holdings, Inc. Class A (DE)
PJC Piper Jaffray Companies
PNC PNC Financial Services Group, Inc. (The)
PRK Park National Corporation
RF Regions Financial Corporation
RJF Raymond James Financial, Inc.
RY Royal Bank Of Canada
SF Stifel Financial Corporation
SHG Shinhan Financial Group Co Ltd
STI SunTrust Banks, Inc.
UBS UBS AG
WD Walker & Dunlop, Inc
HSBC HSBC Holdings, plc.
SYE SPDR MFS Systematic Core Equity ETF
SYG SPDR MFS Systematic Growth Equity ETF
SYV SPDR MFS Systematic Value Equity ETF
MC Moelis & Company
DSE Duff & Phelps Select Energy MLP Fund Inc.
NTRSP Northern Trust Corporation
CFG Citizens Financial Group, Inc.
NHLD National Holdings Corporation
GSBD Goldman Sachs BDC, Inc.
RILY B. Riley Financial, Inc.
HLI Houlihan Lokey, Inc.
PJT PJT Partners Inc.
FIEE UBS AG FI Enhanced Europe 50 ETN due February 12, 2026
FIHD UBS AG UBS AG FI Enhanced Global High Yield ETN due March 3, 2026
JSYN Jensyn Acquistion Corp.
CSTR CapStar Financial Holdings, Inc.
GECC Great Elm Capital Corp.
PBCTP People's United Financial, Inc. - Perpetual Preferred Series A Fixed-to-floating Rate
CADE Cadence Bancorporation
CNAC Constellation Alpha Capital Corp.
TCGP The Carlyle Group L.P. - 5.875% Series A Preferred Units
TSCAP TriState Capital Holdings, Inc. - Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
CLPS CLPS Incorporation
PCB Pacific City Financial Corporation
THCB Tuscan Holdings Corp.

Recent Signals

Date Stock Signal Type
2019-04-18 ASB Fell Below 50 DMA Bearish
2019-04-18 ATLC Hammer Candlestick Bullish
2019-04-18 ATLC Lower Bollinger Band Walk Weakness
2019-04-18 ATLC Lizard Bullish Bullish Day Trade Setup
2019-04-18 ATLC Calm After Storm Range Contraction
2019-04-18 ATLC NR7 Range Contraction
2019-04-18 ATLC Narrow Range Bar Range Contraction
2019-04-18 BAC Cup with Handle Other
2019-04-18 BAC NR7 Range Contraction
2019-04-18 BAC Spinning Top Other
2019-04-18 BAP Expansion Breakdown Bearish Swing Setup
2019-04-18 BAP 200 DMA Support Bullish
2019-04-18 BAP Hammer Candlestick Bullish
2019-04-18 BAP Lower Bollinger Band Walk Weakness
2019-04-18 BCS Narrow Range Bar Range Contraction
2019-04-18 BCS Fell Below 200 DMA Bearish
2019-04-18 BCS Stochastic Sell Signal Bearish
2019-04-18 BGCP 180 Bearish Setup Bearish Swing Setup
2019-04-18 BK Lower Bollinger Band Walk Weakness
2019-04-18 BK Cup with Handle Other
2019-04-18 BK Calm After Storm Range Contraction
2019-04-18 BK Doji - Bullish? Reversal
2019-04-18 BMO Cup with Handle Other
2019-04-18 BNS Crossed Above 50 DMA Bullish
2019-04-18 BNS NR7-2 Range Contraction
2019-04-18 BNS NR7 Range Contraction
2019-04-18 BR Slingshot Bullish Bullish Swing Setup
2019-04-18 C NR7 Range Contraction
2019-04-18 CADE Stochastic Sell Signal Bearish
2019-04-18 CADE Slingshot Bullish Bullish Swing Setup
2019-04-18 CFG Pocket Pivot Bullish Swing Setup
2019-04-18 CFG Crossed Above 50 DMA Bullish
2019-04-18 CHMG Cup with Handle Other
2019-04-18 CIB 20 DMA Support Bullish
2019-04-18 CLPS 200 DMA Support Bullish
2019-04-18 CLPS Bollinger Band Squeeze Range Contraction
2019-04-18 CLPS Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 COWN NR7 Range Contraction
2019-04-18 COWN 180 Bullish Setup Bullish Swing Setup
2019-04-18 CRAI Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 CRAI 1,2,3 Pullback Bullish Bullish Swing Setup
2019-04-18 CRAI Golden Cross Bullish
2019-04-18 CRAI 20 DMA Support Bullish
2019-04-18 CS New Uptrend Bullish
2019-04-18 CS Upper Bollinger Band Walk Strength
2019-04-18 CS Narrow Range Bar Range Contraction
2019-04-18 CSGP Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 CSGP 1,2,3 Pullback Bullish Bullish Swing Setup
2019-04-18 CSGP Lizard Bullish Bullish Day Trade Setup
2019-04-18 CSGP Doji - Bullish? Reversal
2019-04-18 CSGP 20 DMA Support Bullish
2019-04-18 CSGP Hammer Candlestick Bullish
2019-04-18 DB Narrow Range Bar Range Contraction
2019-04-18 DB MACD Bullish Centerline Cross Bullish
2019-04-18 DB NR7 Range Contraction
2019-04-18 DB Bollinger Band Squeeze Range Contraction
2019-04-18 DSE Bollinger Band Squeeze Range Contraction
2019-04-18 DSE Fell Below 20 DMA Bearish
2019-04-18 DSE Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 DUC Fell Below 20 DMA Bearish
2019-04-18 DUC Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 DUC New Downtrend Bearish
2019-04-18 EMD Expansion Pivot Sell Setup Bearish Swing Setup
2019-04-18 EMD MACD Bearish Signal Line Cross Bearish
2019-04-18 EMD Stochastic Sell Signal Bearish
2019-04-18 EMD Wide Range Bar Range Expansion
2019-04-18 EMD Fell Below 50 DMA Bearish
2019-04-18 EMD Fell Below 20 DMA Bearish
2019-04-18 EV MACD Bearish Signal Line Cross Bearish
2019-04-18 EVR Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 FHN Calm After Storm Range Contraction
2019-04-18 FHN Fell Below 50 DMA Bearish
2019-04-18 FHN NR7 Range Contraction
2019-04-18 FHN MACD Bullish Centerline Cross Bullish
2019-04-18 FHN Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 FIBK Stochastic Sell Signal Bearish
2019-04-18 FIBK Fell Below 200 DMA Bearish
2019-04-18 FIBK Slingshot Bullish Bullish Swing Setup
2019-04-18 FIEE Stochastic Sell Signal Bearish
2019-04-18 FIEE Bollinger Band Squeeze Range Contraction
2019-04-18 FIEE Narrow Range Bar Range Contraction
2019-04-18 FIEE NR7 Range Contraction
2019-04-18 FIHD Three Weeks Tight Range Contraction
2019-04-18 FIHD Bollinger Band Squeeze Range Contraction
2019-04-18 GECC Upper Bollinger Band Walk Strength
2019-04-18 GECC Doji - Bearish? Reversal
2019-04-18 GECC Bollinger Band Squeeze Range Contraction
2019-04-18 GHL NR7 Range Contraction
2019-04-18 GHL Upper Bollinger Band Walk Strength
2019-04-18 GHL Narrow Range Bar Range Contraction
2019-04-18 GS NR7 Range Contraction
2019-04-18 GSBD Cup with Handle Other
2019-04-18 GSBD 50 DMA Resistance Bearish
2019-04-18 GSBD Bollinger Band Squeeze Range Contraction
2019-04-18 HBAN NR7 Range Contraction
2019-04-18 HBAN Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 HBAN Fell Below 50 DMA Bearish
2019-04-18 HSBC NR7 Range Contraction
2019-04-18 HSBC Narrow Range Bar Range Contraction
2019-04-18 HSBC Stochastic Sell Signal Bearish
2019-04-18 IBTX Stochastic Sell Signal Bearish
2019-04-18 INTL 20 DMA Support Bullish
2019-04-18 INTL Bollinger Band Squeeze Range Contraction
2019-04-18 INTL Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 IX Bollinger Band Squeeze Range Contraction
2019-04-18 JEF NR7 Range Contraction
2019-04-18 JMP Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 JMP Crossed Above 20 DMA Bullish
2019-04-18 JMP Narrow Range Bar Range Contraction
2019-04-18 JMP 1,2,3 Retracement Bearish Bearish Swing Setup
2019-04-18 JMP Jack-in-the-Box Bearish Bearish Swing Setup
2019-04-18 JMP Pocket Pivot Bullish Swing Setup
2019-04-18 JMPB 200 DMA Support Bullish
2019-04-18 JMPB Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 KEY Fell Below 50 DMA Bearish
2019-04-18 KEY Stochastic Sell Signal Bearish
2019-04-18 LAZ Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 LTS NR7 Range Contraction
2019-04-18 LTS NR7-2 Range Contraction
2019-04-18 MC Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 MC Narrow Range Bar Range Contraction
2019-04-18 MS Jack-in-the-Box Bullish Bullish Swing Setup
2019-04-18 MUFG Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 MUFG NR7 Range Contraction
2019-04-18 NHLD Calm After Storm Range Contraction
2019-04-18 NHLD Narrow Range Bar Range Contraction
2019-04-18 NHLD Stochastic Reached Overbought Strength
2019-04-18 NHLD Upper Bollinger Band Walk Strength
2019-04-18 NML Stochastic Reached Oversold Weakness
2019-04-18 NML Fell Below 50 DMA Bearish
2019-04-18 NML Bollinger Band Squeeze Range Contraction
2019-04-18 NMR Upper Bollinger Band Walk Strength
2019-04-18 NMR Stochastic Sell Signal Bearish
2019-04-18 NTRS MACD Bearish Signal Line Cross Bearish
2019-04-18 NTRS Fell Below 50 DMA Bearish
2019-04-18 NTRS 20 DMA Resistance Bearish
2019-04-18 NTRSP 180 Bearish Setup Bearish Swing Setup
2019-04-18 NTRSP Fell Below 50 DMA Bearish
2019-04-18 NTRSP Stochastic Sell Signal Bearish
2019-04-18 OPY Bollinger Band Squeeze Range Contraction
2019-04-18 ORRF Crossed Above 50 DMA Bullish
2019-04-18 ORRF Stochastic Reached Overbought Strength
2019-04-18 ORRF Expansion Pivot Buy Setup Bullish Swing Setup
2019-04-18 ORRF Pocket Pivot Bullish Swing Setup
2019-04-18 ORRF 20 DMA Support Bullish
2019-04-18 PBCT 50 DMA Support Bullish
2019-04-18 PBCTP Slingshot Bullish Bullish Swing Setup
2019-04-18 PBCTP Cup with Handle Other
2019-04-18 PCB Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 PCB 20 DMA Support Bullish
2019-04-18 PJC Golden Cross Bullish
2019-04-18 PJC Cup with Handle Other
2019-04-18 PJT Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 PJT 20 DMA Support Bullish
2019-04-18 PRK 50 DMA Resistance Bearish
2019-04-18 PRK Fell Below 20 DMA Bearish
2019-04-18 PRK Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 PRK Expansion Pivot Sell Setup Bearish Swing Setup
2019-04-18 RF Expansion Pivot Sell Setup Bearish Swing Setup
2019-04-18 RF Fell Below 50 DMA Bearish
2019-04-18 RF Bearish Engulfing Bearish
2019-04-18 RF Stochastic Sell Signal Bearish
2019-04-18 RF 180 Bearish Setup Bearish Swing Setup
2019-04-18 RILY Spinning Top Other
2019-04-18 RILY Bollinger Band Squeeze Range Contraction
2019-04-18 RILY 20 DMA Support Bullish
2019-04-18 RJF Pocket Pivot Bullish Swing Setup
2019-04-18 RY Upper Bollinger Band Walk Strength
2019-04-18 SAMG Crossed Above 20 DMA Bullish
2019-04-18 SBCF Fell Below 50 DMA Bearish
2019-04-18 SBCF Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-04-18 SF Slingshot Bullish Bullish Swing Setup
2019-04-18 SHG Stochastic Sell Signal Bearish
2019-04-18 SHG Cup with Handle Other
2019-04-18 SYE Cup with Handle Other
2019-04-18 SYE Three Weeks Tight Range Contraction
2019-04-18 SYG Crossed Above 20 DMA Bullish
2019-04-18 SYG Cup with Handle Other
2019-04-18 SYG Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-04-18 SYG Narrow Range Bar Range Contraction
2019-04-18 SYG Bollinger Band Squeeze Range Contraction
2019-04-18 SYV Narrow Range Bar Range Contraction
2019-04-18 SYV Cup with Handle Other
2019-04-18 SYV NR7 Range Contraction
2019-04-18 SYV NR7-2 Range Contraction
2019-04-18 TCGP Cup with Handle Other
2019-04-18 TCGP Pocket Pivot Bullish Swing Setup
2019-04-18 TSCAP 200 DMA Support Bullish
2019-04-18 TSCAP MACD Bearish Signal Line Cross Bearish
2019-04-18 TSCAP Fell Below 20 DMA Bearish
2019-04-18 TSCAP 50 DMA Support Bullish
2019-04-18 UMBF Expansion Pivot Sell Setup Bearish Swing Setup
2019-04-18 UMBF 20 DMA Support Bullish
2019-04-18 UMBF Fell Below 50 DMA Bearish
2019-04-18 UMBF Wide Range Bar Range Expansion
2019-04-18 WD Bollinger Band Squeeze Range Contraction
2019-04-18 WD Stochastic Sell Signal Bearish
2019-04-18 WD Upper Bollinger Band Walk Strength

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

More about Investment Banks