Investment Banks Stocks List

Symbol Grade Name
ASB Associated Banc-Corp
ATLC Atlanticus Holdings Corporation
BGCP BGC Partners, Inc.
CHMG Chemung Financial Corp
COWN Cowen Group, Inc.
CRAI CRA International,Inc.
CSGP CoStar Group, Inc.
FIBK First Interstate BancSystem, Inc.
HBAN Huntington Bancshares Incorporated
IBTX Independent Bank Group, Inc
INTL INTL FCStone Inc.
NTRS Northern Trust Corporation
ORRF Orrstown Financial Services Inc
PBCT People's United Financial, Inc.
SAMG Silvercrest Asset Management Group Inc.
SBCF Seacoast Banking Corporation of Florida
SIVB SVB Financial Group
AUB Atlantic Union Bankshares Corporation
UMBF UMB Financial Corporation
BAC Bank of America Corporation
BAP Credicorp Ltd.
BCS Barclays PLC
BK Bank of New York Mellon Corporation (The)
BMO Bank Of Montreal
BNS Bank Nova Scotia Halifax Pfd 3
BR Broadridge Financial Solutions, Inc.
C Citigroup, Inc.
CBZ CBIZ, Inc.
CIB BanColombia S.A.
CS Credit Suisse Group
DB Deutsche Bank AG
DUC Duff & Phelps Utility & Corporate Bond Trust, Inc.
EMD Western Asset Emerging Markets Income Fund, Inc.
EV Eaton Vance Corporation
EVR Evercore Partners Inc
FHN First Horizon National Corporation
GHL Greenhill & Co., Inc.
GS Goldman Sachs Group, Inc. (The)
IX Orix Corp Ads
JMP JMP Group Inc
JMPB JMP Group Inc 8.00% Senior Notes due 2023
KEY KeyCorp
LAZ Lazard LTD. Lazard, LTD.
LTS Ladenburg Thalmann Financial Services Inc
JEF Jefferies Financial Group Inc.
MS Morgan Stanley
MUFG Mitsubishi UFJ Financial Group, Inc.
NML Neuberger Berman MLP Income Fund Inc.
NMR Nomura Holdings Inc
OPY Oppenheimer Holdings, Inc. Class A (DE)
PJC Piper Jaffray Companies
PNC PNC Financial Services Group, Inc. (The)
PRK Park National Corporation
RF Regions Financial Corporation
RJF Raymond James Financial, Inc.
RY Royal Bank Of Canada
SF Stifel Financial Corporation
SHG Shinhan Financial Group Co Ltd
STI SunTrust Banks, Inc.
UBS UBS AG
WD Walker & Dunlop, Inc
HSBC HSBC Holdings, plc.
SYE SPDR MFS Systematic Core Equity ETF
SYG SPDR MFS Systematic Growth Equity ETF
SYV SPDR MFS Systematic Value Equity ETF
MC Moelis & Company
DSE Duff & Phelps Select Energy MLP Fund Inc.
NTRSP Northern Trust Corporation
CFG Citizens Financial Group, Inc.
NHLD National Holdings Corporation
GSBD Goldman Sachs BDC, Inc.
RILY B. Riley Financial, Inc.
HLI Houlihan Lokey, Inc.
PJT PJT Partners Inc.
FIEE UBS AG FI Enhanced Europe 50 ETN due February 12, 2026
FIHD UBS AG UBS AG FI Enhanced Global High Yield ETN due March 3, 2026
CSTR CapStar Financial Holdings, Inc.
GECC Great Elm Capital Corp.
PBCTP People's United Financial, Inc. - Perpetual Preferred Series A Fixed-to-floating Rate
CADE Cadence Bancorporation
DMTK DermTech, Inc.
TCGP The Carlyle Group L.P. - 5.875% Series A Preferred Units
TSCAP TriState Capital Holdings, Inc. - Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
CLPS CLPS Incorporation
PCB Pacific City Financial Corporation
PVT Pivotal Acquisition Corp.
THCB Tuscan Holdings Corp.
TECTP Tectonic Financial, Inc. - 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock
TSCBP TriState Capital Holdings, Inc. - Depositary Share, representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock
LTSH Ladenburg Thalmann Financial Services Inc 7.75% Senior Notes due 2029
PAAC Proficient Alpha Acquisition Corp.
PAACR Proficient Alpha Acquisition Corp. - Rights
HKIB AMTD International Inc.
HBT HBT Financial, Inc.

Recent Signals

Date Stock Signal Type
2019-10-21 ASB Doji - Bearish? Reversal
2019-10-21 ASB NR7 Range Contraction
2019-10-21 ATLC Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-10-21 ATLC NR7 Range Contraction
2019-10-21 AUB 50 DMA Support Bullish
2019-10-21 AUB Bollinger Band Squeeze Range Contraction
2019-10-21 AUB MACD Bullish Centerline Cross Bullish
2019-10-21 AUB Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-10-21 AUB 20 DMA Support Bullish
2019-10-21 BAC Upper Bollinger Band Walk Strength
2019-10-21 BAC New 52 Week Closing High Bullish
2019-10-21 BAC Pocket Pivot Bullish Swing Setup
2019-10-21 BCS Calm After Storm Range Contraction
2019-10-21 BK NR7 Range Contraction
2019-10-21 BK Pocket Pivot Bullish Swing Setup
2019-10-21 BK Narrow Range Bar Range Contraction
2019-10-21 BK MACD Bullish Centerline Cross Bullish
2019-10-21 BK Stochastic Reached Overbought Strength
2019-10-21 BMO Stochastic Reached Overbought Strength
2019-10-21 BMO Crossed Above 200 DMA Bullish
2019-10-21 BNS New 52 Week High Strength
2019-10-21 BR Hammer Candlestick Bullish
2019-10-21 BR Crossed Above 20 DMA Bullish
2019-10-21 C Cup with Handle Other
2019-10-21 CBZ New 52 Week High Strength
2019-10-21 CBZ New 52 Week Closing High Bullish
2019-10-21 CBZ Expansion Breakout Bullish Swing Setup
2019-10-21 CFG Cup with Handle Other
2019-10-21 CFG Stochastic Reached Overbought Strength
2019-10-21 CHMG 20 DMA Support Bullish
2019-10-21 CHMG 50 DMA Support Bullish
2019-10-21 CHMG Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-10-21 CIB Crossed Above 20 DMA Bullish
2019-10-21 CIB Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-10-21 CIB NR7 Range Contraction
2019-10-21 CIB Narrow Range Bar Range Contraction
2019-10-21 CIB NR7-2 Range Contraction
2019-10-21 CIB Cup with Handle Other
2019-10-21 CLPS Narrow Range Bar Range Contraction
2019-10-21 CLPS 180 Bearish Setup Bearish Swing Setup
2019-10-21 COWN Doji - Bearish? Reversal
2019-10-21 COWN Shooting Star Candlestick Bearish
2019-10-21 COWN 20 DMA Resistance Bearish
2019-10-21 CRAI Crossed Above 50 DMA Bullish
2019-10-21 CRAI 20 DMA Resistance Bearish
2019-10-21 CRAI Bollinger Band Squeeze Range Contraction
2019-10-21 CS Narrow Range Bar Range Contraction
2019-10-21 CS Cup with Handle Other
2019-10-21 CS Stochastic Sell Signal Bearish
2019-10-21 CSGP 20 DMA Resistance Bearish
2019-10-21 CSTR Cup with Handle Other
2019-10-21 CSTR Stochastic Buy Signal Bullish
2019-10-21 CSTR Crossed Above 50 DMA Bullish
2019-10-21 CSTR Crossed Above 20 DMA Bullish
2019-10-21 CSTR MACD Bullish Centerline Cross Bullish
2019-10-21 CSTR Expansion Pivot Buy Setup Bullish Swing Setup
2019-10-21 DB Narrow Range Bar Range Contraction
2019-10-21 DB Crossed Above 200 DMA Bullish
2019-10-21 DMTK Upper Bollinger Band Walk Strength
2019-10-21 DMTK Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-10-21 DUC 1,2,3 Pullback Bullish Bullish Swing Setup
2019-10-21 DUC Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-10-21 DUC Fell Below 20 DMA Bearish
2019-10-21 EMD Fell Below 20 DMA Bearish
2019-10-21 EMD Expansion Pivot Sell Setup Bearish Swing Setup
2019-10-21 EMD Fell Below 50 DMA Bearish
2019-10-21 EMD 200 DMA Support Bullish
2019-10-21 EMD MACD Bearish Signal Line Cross Bearish
2019-10-21 EV 180 Bullish Setup Bullish Swing Setup
2019-10-21 EV Stochastic Reached Overbought Strength
2019-10-21 EVR 50 DMA Resistance Bearish
2019-10-21 EVR Crossed Above 20 DMA Bullish
2019-10-21 FHN Cup with Handle Other
2019-10-21 FHN Lower Bollinger Band Walk Weakness
2019-10-21 FIBK Upper Bollinger Band Walk Strength
2019-10-21 FIEE Narrow Range Bar Range Contraction
2019-10-21 FIHD New 52 Week High Strength
2019-10-21 FIHD Pocket Pivot Bullish Swing Setup
2019-10-21 FIHD New 52 Week Closing High Bullish
2019-10-21 GECC 200 DMA Support Bullish
2019-10-21 GECC MACD Bullish Centerline Cross Bullish
2019-10-21 GHL Pocket Pivot Bullish Swing Setup
2019-10-21 GHL Upper Bollinger Band Walk Strength
2019-10-21 GS Calm After Storm Range Contraction
2019-10-21 GSBD Crossed Above 200 DMA Bullish
2019-10-21 HBAN NR7-2 Range Contraction
2019-10-21 HBAN Doji - Bearish? Reversal
2019-10-21 HBAN NR7 Range Contraction
2019-10-21 HLI Cup with Handle Other
2019-10-21 HLI Upper Bollinger Band Walk Strength
2019-10-21 HLI Stochastic Sell Signal Bearish
2019-10-21 HLI Pocket Pivot Bullish Swing Setup
2019-10-21 HSBC NR7-2 Range Contraction
2019-10-21 HSBC Narrow Range Bar Range Contraction
2019-10-21 HSBC NR7 Range Contraction
2019-10-21 IBTX MACD Bullish Centerline Cross Bullish
2019-10-21 IBTX Cup with Handle Other
2019-10-21 IBTX 200 DMA Resistance Bearish
2019-10-21 IBTX Pocket Pivot Bullish Swing Setup
2019-10-21 INTL NR7 Range Contraction
2019-10-21 INTL Crossed Above 50 DMA Bullish
2019-10-21 IX 180 Bullish Setup Bullish Swing Setup
2019-10-21 IX Crossed Above 20 DMA Bullish
2019-10-21 JEF Shooting Star Candlestick Bearish
2019-10-21 JEF Crossed Above 50 DMA Bullish
2019-10-21 JEF Narrow Range Bar Range Contraction
2019-10-21 JEF Cup with Handle Other
2019-10-21 JEF NR7 Range Contraction
2019-10-21 JMP Narrow Range Bar Range Contraction
2019-10-21 JMP Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-10-21 JMPB Narrow Range Bar Range Contraction
2019-10-21 KEY Stochastic Reached Overbought Strength
2019-10-21 KEY NR7 Range Contraction
2019-10-21 KEY Cup with Handle Other
2019-10-21 LAZ Narrow Range Bar Range Contraction
2019-10-21 LAZ NR7 Range Contraction
2019-10-21 LTS Pocket Pivot Bullish Swing Setup
2019-10-21 LTS Crossed Above 20 DMA Bullish
2019-10-21 LTSH Doji - Bearish? Reversal
2019-10-21 LTSH Doji - Bullish? Reversal
2019-10-21 LTSH 20 DMA Resistance Bearish
2019-10-21 LTSH Lizard Bearish Bearish Day Trade Setup
2019-10-21 LTSH Shooting Star Candlestick Bearish
2019-10-21 MC Crossed Above 50 DMA Bullish
2019-10-21 MC Stochastic Reached Overbought Strength
2019-10-21 MS Pocket Pivot Bullish Swing Setup
2019-10-21 MUFG Crossed Above 20 DMA Bullish
2019-10-21 MUFG MACD Bullish Signal Line Cross Bullish
2019-10-21 MUFG Cup with Handle Other
2019-10-21 NML 180 Bearish Setup Bearish Swing Setup
2019-10-21 NML Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-10-21 NMR MACD Bullish Signal Line Cross Bullish
2019-10-21 NMR Narrow Range Bar Range Contraction
2019-10-21 NTRS Pocket Pivot Bullish Swing Setup
2019-10-21 NTRSP Crossed Above 50 DMA Bullish
2019-10-21 OPY 50 DMA Resistance Bearish
2019-10-21 ORRF Stochastic Reached Overbought Strength
2019-10-21 PAAC 20 DMA Support Bullish
2019-10-21 PAACR Narrow Range Bar Range Contraction
2019-10-21 PBCT Pocket Pivot Bullish Swing Setup
2019-10-21 PBCTP Stochastic Buy Signal Bullish
2019-10-21 PCB MACD Bullish Centerline Cross Bullish
2019-10-21 PCB Cup with Handle Other
2019-10-21 PCB Narrow Range Bar Range Contraction
2019-10-21 PJC 200 DMA Support Bullish
2019-10-21 PJT 50 DMA Resistance Bearish
2019-10-21 PNC New 52 Week High Strength
2019-10-21 PNC Upper Bollinger Band Walk Strength
2019-10-21 PNC New 52 Week Closing High Bullish
2019-10-21 PRK Pocket Pivot Bullish Swing Setup
2019-10-21 PRK Cup with Handle Other
2019-10-21 PVT Upper Bollinger Band Walk Strength
2019-10-21 RF NR7 Range Contraction
2019-10-21 RF Narrow Range Bar Range Contraction
2019-10-21 RF Cup with Handle Other
2019-10-21 RILY MACD Bullish Signal Line Cross Bullish
2019-10-21 RJF Pocket Pivot Bullish Swing Setup
2019-10-21 RJF Stochastic Reached Overbought Strength
2019-10-21 RJF Cup with Handle Other
2019-10-21 RY New 52 Week High Strength
2019-10-21 RY New 52 Week Closing High Bullish
2019-10-21 SAMG Crossed Above 20 DMA Bullish
2019-10-21 SAMG Pocket Pivot Bullish Swing Setup
2019-10-21 SAMG 50 DMA Resistance Bearish
2019-10-21 SBCF Stochastic Reached Overbought Strength
2019-10-21 SBCF 200 DMA Resistance Bearish
2019-10-21 SHG Gilligan's Island Sell Setup Bearish Swing Setup
2019-10-21 SYE Cup with Handle Other
2019-10-21 SYE Narrow Range Bar Range Contraction
2019-10-21 SYG 180 Bullish Setup Bullish Swing Setup
2019-10-21 SYG Narrow Range Bar Range Contraction
2019-10-21 SYV Narrow Range Bar Range Contraction
2019-10-21 SYV Pocket Pivot Bullish Swing Setup
2019-10-21 THCB Narrow Range Bar Range Contraction
2019-10-21 TSCAP MACD Bearish Signal Line Cross Bearish
2019-10-21 TSCAP Fell Below 20 DMA Bearish
2019-10-21 TSCAP Expansion Pivot Sell Setup Bearish Swing Setup
2019-10-21 TSCAP Fell Below 50 DMA Bearish
2019-10-21 TSCAP Volume Surge Other
2019-10-21 TSCBP Narrow Range Bar Range Contraction
2019-10-21 TSCBP NR7 Range Contraction
2019-10-21 TSCBP 50 DMA Resistance Bearish
2019-10-21 UMBF Crossed Above 200 DMA Bullish
2019-10-21 UMBF Stochastic Reached Overbought Strength
2019-10-21 WD New 52 Week High Strength
2019-10-21 WD New 52 Week Closing High Bullish

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

More about Investment Banks