Investment Banks Stocks List

Symbol Grade Name
ASB Associated Banc-Corp
ATLC Atlanticus Holdings Corporation
BGCP BGC Partners, Inc.
CHMG Chemung Financial Corp
COWN Cowen Group, Inc.
CRAI CRA International,Inc.
CSGP CoStar Group, Inc.
FIBK First Interstate BancSystem, Inc.
HBAN Huntington Bancshares Incorporated
IBTX Independent Bank Group, Inc
INTL INTL FCStone Inc.
NTRS Northern Trust Corporation
ORRF Orrstown Financial Services Inc
PBCT People's United Financial, Inc.
SAMG Silvercrest Asset Management Group Inc.
SBCF Seacoast Banking Corporation of Florida
SIVB SVB Financial Group
AUB Atlantic Union Bankshares Corporation
UMBF UMB Financial Corporation
BAC Bank of America Corporation
BAP Credicorp Ltd.
BCS Barclays PLC
BK Bank of New York Mellon Corporation (The)
BMO Bank Of Montreal
BNS Bank Nova Scotia Halifax Pfd 3
BR Broadridge Financial Solutions, Inc.
C Citigroup, Inc.
CBZ CBIZ, Inc.
CIB BanColombia S.A.
CS Credit Suisse Group
DB Deutsche Bank AG
DUC Duff & Phelps Utility & Corporate Bond Trust, Inc.
EMD Western Asset Emerging Markets Income Fund, Inc.
EV Eaton Vance Corporation
EVR Evercore Partners Inc
FHN First Horizon National Corporation
GHL Greenhill & Co., Inc.
GS Goldman Sachs Group, Inc. (The)
IX Orix Corp Ads
JMP JMP Group Inc
JMPB JMP Group Inc 8.00% Senior Notes due 2023
KEY KeyCorp
LAZ Lazard LTD. Lazard, LTD.
LTS Ladenburg Thalmann Financial Services Inc
JEF Jefferies Financial Group Inc.
MS Morgan Stanley
MUFG Mitsubishi UFJ Financial Group, Inc.
NML Neuberger Berman MLP Income Fund Inc.
NMR Nomura Holdings Inc
OPY Oppenheimer Holdings, Inc. Class A (DE)
PJC Piper Jaffray Companies
PNC PNC Financial Services Group, Inc. (The)
PRK Park National Corporation
RF Regions Financial Corporation
RJF Raymond James Financial, Inc.
RY Royal Bank Of Canada
SF Stifel Financial Corporation
SHG Shinhan Financial Group Co Ltd
STI SunTrust Banks, Inc.
UBS UBS AG
WD Walker & Dunlop, Inc
HSBC HSBC Holdings, plc.
SYE SPDR MFS Systematic Core Equity ETF
SYG SPDR MFS Systematic Growth Equity ETF
SYV SPDR MFS Systematic Value Equity ETF
MC Moelis & Company
DSE Duff & Phelps Select Energy MLP Fund Inc.
NTRSP Northern Trust Corporation
CFG Citizens Financial Group, Inc.
NHLD National Holdings Corporation
GSBD Goldman Sachs BDC, Inc.
RILY B. Riley Financial, Inc.
HLI Houlihan Lokey, Inc.
PJT PJT Partners Inc.
FIEE UBS AG FI Enhanced Europe 50 ETN due February 12, 2026
FIHD UBS AG UBS AG FI Enhanced Global High Yield ETN due March 3, 2026
JSYN Jensyn Acquistion Corp.
CSTR CapStar Financial Holdings, Inc.
GECC Great Elm Capital Corp.
PBCTP People's United Financial, Inc. - Perpetual Preferred Series A Fixed-to-floating Rate
CADE Cadence Bancorporation
CNAC Constellation Alpha Capital Corp.
TCGP The Carlyle Group L.P. - 5.875% Series A Preferred Units
TSCAP TriState Capital Holdings, Inc. - Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
CLPS CLPS Incorporation
PCB Pacific City Financial Corporation
PVT Pivotal Acquisition Corp.
THCB Tuscan Holdings Corp.
TSCBP TriState Capital Holdings, Inc. - Depositary Share, representing a 1/40th Interest in a Share of 6.375% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock
LTSH Ladenburg Thalmann Financial Services Inc 7.75% Senior Notes due 2029

Recent Signals

Date Stock Signal Type
2019-06-14 ASB Hammer Candlestick Bullish
2019-06-14 ASB 20 DMA Support Bullish
2019-06-14 ASB Stochastic Reached Overbought Strength
2019-06-14 ATLC Narrow Range Bar Range Contraction
2019-06-14 ATLC Doji - Bearish? Reversal
2019-06-14 ATLC Stochastic Reached Overbought Strength
2019-06-14 ATLC Pocket Pivot Bullish Swing Setup
2019-06-14 AUB 20 DMA Support Bullish
2019-06-14 AUB Pocket Pivot Bullish Swing Setup
2019-06-14 AUB Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-06-14 AUB Stochastic Reached Overbought Strength
2019-06-14 AUB 200 DMA Support Bullish
2019-06-14 AUB 50 DMA Resistance Bearish
2019-06-14 BAC 20 DMA Support Bullish
2019-06-14 BAP Hammer Candlestick Bullish
2019-06-14 BCS Narrow Range Bar Range Contraction
2019-06-14 BK 20 DMA Resistance Bearish
2019-06-14 BMO Cup with Handle Other
2019-06-14 BNS 20 DMA Support Bullish
2019-06-14 BR 1,2,3 Pullback Bullish Bullish Swing Setup
2019-06-14 BR Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 C Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 C Stochastic Sell Signal Bearish
2019-06-14 C 50 DMA Support Bullish
2019-06-14 CADE Crossed Above 20 DMA Bullish
2019-06-14 CFG Crossed Above 50 DMA Bullish
2019-06-14 CFG 20 DMA Support Bullish
2019-06-14 CHMG 180 Bearish Setup Bearish Swing Setup
2019-06-14 CHMG 20 DMA Resistance Bearish
2019-06-14 CLPS Stochastic Reached Oversold Weakness
2019-06-14 CNAC Three Weeks Tight Range Contraction
2019-06-14 CNAC Narrow Range Bar Range Contraction
2019-06-14 CNAC Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 COWN Narrow Range Bar Range Contraction
2019-06-14 COWN NR7 Range Contraction
2019-06-14 CRAI Narrow Range Bar Range Contraction
2019-06-14 CS Bollinger Band Squeeze Range Contraction
2019-06-14 CS Doji - Bullish? Reversal
2019-06-14 CS Narrow Range Bar Range Contraction
2019-06-14 CSGP NR7 Range Contraction
2019-06-14 CSGP Narrow Range Bar Range Contraction
2019-06-14 CSTR Upper Bollinger Band Walk Strength
2019-06-14 CSTR Stochastic Sell Signal Bearish
2019-06-14 CSTR NR7 Range Contraction
2019-06-14 CSTR NR7-2 Range Contraction
2019-06-14 CSTR Narrow Range Bar Range Contraction
2019-06-14 DB Narrow Range Bar Range Contraction
2019-06-14 DUC Upper Bollinger Band Walk Strength
2019-06-14 EMD Upper Bollinger Band Walk Strength
2019-06-14 EVR MACD Bullish Centerline Cross Bullish
2019-06-14 FHN 50 DMA Support Bullish
2019-06-14 FHN Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 FHN MACD Bullish Centerline Cross Bullish
2019-06-14 FIBK Stochastic Reached Overbought Strength
2019-06-14 FIEE Narrow Range Bar Range Contraction
2019-06-14 FIEE Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 FIHD Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 GECC Bearish Engulfing Bearish
2019-06-14 GHL New 52 Week Low Weakness
2019-06-14 GHL New 52 Week Closing Low Bearish
2019-06-14 GHL Expansion Breakdown Bearish Swing Setup
2019-06-14 GS Crossed Above 20 DMA Bullish
2019-06-14 HBAN 20 DMA Support Bullish
2019-06-14 HLI NR7 Range Contraction
2019-06-14 HSBC Narrow Range Bar Range Contraction
2019-06-14 HSBC NR7 Range Contraction
2019-06-14 HSBC MACD Bearish Signal Line Cross Bearish
2019-06-14 IBTX Bollinger Band Squeeze Range Contraction
2019-06-14 IBTX 20 DMA Support Bullish
2019-06-14 IBTX Pocket Pivot Bullish Swing Setup
2019-06-14 INTL Narrow Range Bar Range Contraction
2019-06-14 INTL NR7-2 Range Contraction
2019-06-14 INTL NR7 Range Contraction
2019-06-14 IX Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 JEF Bollinger Band Squeeze Range Contraction
2019-06-14 JMP Lizard Bearish Bearish Day Trade Setup
2019-06-14 JMP 1,2,3 Retracement Bearish Bearish Swing Setup
2019-06-14 JMP MACD Bullish Centerline Cross Bullish
2019-06-14 JMP Shooting Star Candlestick Bearish
2019-06-14 JMP Narrow Range Bar Range Contraction
2019-06-14 JMP Doji - Bearish? Reversal
2019-06-14 JMP Bollinger Band Squeeze Range Contraction
2019-06-14 JMPB Narrow Range Bar Range Contraction
2019-06-14 JMPB Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 JMPB Three Weeks Tight Range Contraction
2019-06-14 JSYN 180 Bearish Setup Bearish Swing Setup
2019-06-14 JSYN Stochastic Sell Signal Bearish
2019-06-14 JSYN Fell Below 50 DMA Bearish
2019-06-14 JSYN Fell Below 20 DMA Bearish
2019-06-14 KEY Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 KEY Stochastic Sell Signal Bearish
2019-06-14 KEY Hammer Candlestick Bullish
2019-06-14 KEY 50 DMA Support Bullish
2019-06-14 LAZ Hammer Candlestick Bullish
2019-06-14 LAZ Fell Below 20 DMA Bearish
2019-06-14 LTS 20 DMA Support Bullish
2019-06-14 LTS Fell Below 50 DMA Bearish
2019-06-14 LTSH Doji - Bearish? Reversal
2019-06-14 MC Bollinger Band Squeeze Range Contraction
2019-06-14 MC Fell Below 20 DMA Bearish
2019-06-14 MS 20 DMA Support Bullish
2019-06-14 MUFG Fell Below 20 DMA Bearish
2019-06-14 NHLD Narrow Range Bar Range Contraction
2019-06-14 NHLD Bollinger Band Squeeze Range Contraction
2019-06-14 NHLD Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-06-14 NHLD Crossed Above 20 DMA Bullish
2019-06-14 NTRSP Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 NTRSP 50 DMA Support Bullish
2019-06-14 OPY Shooting Star Candlestick Bearish
2019-06-14 OPY MACD Bullish Centerline Cross Bullish
2019-06-14 ORRF MACD Bullish Signal Line Cross Bullish
2019-06-14 PBCT Cup with Handle Other
2019-06-14 PBCTP Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 PBCTP NR7 Range Contraction
2019-06-14 PBCTP Narrow Range Bar Range Contraction
2019-06-14 PBCTP Bollinger Band Squeeze Range Contraction
2019-06-14 PBCTP Cup with Handle Other
2019-06-14 PCB Fell Below 20 DMA Bearish
2019-06-14 PCB NR7 Range Contraction
2019-06-14 PCB Bollinger Band Squeeze Range Contraction
2019-06-14 PCB Boomer Sell Setup Bearish Swing Setup
2019-06-14 PJC 20 DMA Resistance Bearish
2019-06-14 PJT Upper Bollinger Band Walk Strength
2019-06-14 PJT Pocket Pivot Bullish Swing Setup
2019-06-14 PJT Crossed Above 50 DMA Bullish
2019-06-14 PJT Volume Surge Other
2019-06-14 PJT Stochastic Sell Signal Bearish
2019-06-14 PJT Expansion Pivot Buy Setup Bullish Swing Setup
2019-06-14 PNC Cup with Handle Other
2019-06-14 PRK Cup with Handle Other
2019-06-14 PVT MACD Bearish Signal Line Cross Bearish
2019-06-14 RF Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-06-14 RILY Slingshot Bullish Bullish Swing Setup
2019-06-14 RILY MACD Bearish Signal Line Cross Bearish
2019-06-14 RJF Fell Below 200 DMA Bearish
2019-06-14 RJF Cup with Handle Other
2019-06-14 RY Cup with Handle Other
2019-06-14 RY 20 DMA Support Bullish
2019-06-14 SAMG Non-ADX 1,2,3,4 Bearish Bearish Swing Setup
2019-06-14 SAMG MACD Bullish Signal Line Cross Bullish
2019-06-14 SAMG Spinning Top Other
2019-06-14 SAMG Crossed Above 20 DMA Bullish
2019-06-14 SBCF Bearish Engulfing Bearish
2019-06-14 SBCF 20 DMA Resistance Bearish
2019-06-14 SF 20 DMA Support Bullish
2019-06-14 SHG 20 DMA Resistance Bearish
2019-06-14 SHG Fell Below 200 DMA Bearish
2019-06-14 SHG MACD Bearish Centerline Cross Bearish
2019-06-14 SIVB Crossed Above 20 DMA Bullish
2019-06-14 SYE 180 Bullish Setup Bullish Swing Setup
2019-06-14 SYE Crossed Above 50 DMA Bullish
2019-06-14 SYE MACD Bullish Centerline Cross Bullish
2019-06-14 SYE Narrow Range Bar Range Contraction
2019-06-14 SYG Narrow Range Bar Range Contraction
2019-06-14 SYG Cup with Handle Other
2019-06-14 SYG Non-ADX 1,2,3,4 Bullish Bullish Swing Setup
2019-06-14 SYV Narrow Range Bar Range Contraction
2019-06-14 SYV Pocket Pivot Bullish Swing Setup
2019-06-14 SYV Cup with Handle Other
2019-06-14 TCGP 20 DMA Resistance Bearish
2019-06-14 THCB Narrow Range Bar Range Contraction
2019-06-14 THCB Boomer Buy Setup Bullish Swing Setup
2019-06-14 THCB MACD Bullish Centerline Cross Bullish
2019-06-14 THCB 1,2,3 Pullback Bullish Bullish Swing Setup
2019-06-14 TSCAP Stochastic Buy Signal Bullish
2019-06-14 TSCAP Crossed Above 50 DMA Bullish
2019-06-14 UBS NR7 Range Contraction
2019-06-14 UBS Narrow Range Bar Range Contraction
2019-06-14 UBS Bollinger Band Squeeze Range Contraction
2019-06-14 WD 50 DMA Support Bullish

An investment bank is a financial services company or corporate division that engages in advisory-based financial transactions on behalf of individuals, corporations, and governments. Traditionally associated with corporate finance, such a bank might assist in raising financial capital by underwriting or acting as the client's agent in the issuance of securities. An investment bank may also assist companies involved in mergers and acquisitions (M&A) and provide ancillary services such as market making, trading of derivatives and equity securities, and FICC services (fixed income instruments, currencies, and commodities). Most investment banks maintain prime brokerage and asset management departments in conjunction with their investment research businesses. As an industry it is broken up into the Bulge Bracket (upper tier), Middle Market (mid-level businesses), and boutique market (specialized businesses).
Unlike commercial banks and retail banks, investment banks do not take deposits. From the passage of Glass–Steagall Act in 1933 until its repeal in 1999 by the Gramm–Leach–Bliley Act, the United States maintained a separation between investment banking and commercial banks. Other industrialized countries, including G7 countries, have historically not maintained such a separation. As part of the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd–Frank Act of 2010), the Volcker Rule asserts some institutional separation of investment banking services from commercial banking.All investment banking activity is classed as either "sell side" or "buy side". The "sell side" involves trading securities for cash or for other securities (e.g. facilitating transactions, market-making), or the promotion of securities (e.g. underwriting, research, etc.). The "buy side" involves the provision of advice to institutions that buy investment services. Private equity funds, mutual funds, life insurance companies, unit trusts, and hedge funds are the most common types of buy-side entities.
An investment bank can also be split into private and public functions with a Chinese wall separating the two to prevent information from crossing. The private areas of the bank deal with private insider information that may not be publicly disclosed, while the public areas, such as stock analysis, deal with public information. An advisor who provides investment banking services in the United States must be a licensed broker-dealer and subject to U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regulation.

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