VCLN vs. ACES ETF Comparison

Comparison of Virtus Duff & Phelps Clean Energy ETF (VCLN) to ALPS Clean Energy ETF (ACES)
VCLN

Virtus Duff & Phelps Clean Energy ETF

VCLN Description

The investment seeks capital appreciation. Under normal market conditions, the fund will invest not less than 80% of its net assets (plus the amount of any borrowings for investment purposes) in equity securities of clean energy companies. The sub-adviser defines clean energy companies as those that derive at least 50% of their value from one or more of the following clean energy businesses: (a) the production of clean energy; (b) the provision of clean energy technology and equipment; or (c) the transmission and distribution of clean energy. It is non-diversified.

Grade (RS Rating)

Last Trade

$18.91

Average Daily Volume

2,108

Number of Holdings *

25

* may have additional holdings in another (foreign) market
ACES

ALPS Clean Energy ETF

ACES Description The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$29.80

Average Daily Volume

115,908

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period VCLN ACES
30 Days 8.54% 8.59%
60 Days 13.41% 8.16%
90 Days 9.83% -3.79%
12 Months -13.51% -30.11%
8 Overlapping Holdings
Symbol Grade Weight in VCLN Weight in ACES Overlap
ARRY F 0.95% 2.24% 0.95%
CWEN B 1.91% 2.3% 1.91%
ENPH D 6.82% 4.62% 4.62%
FLNC D 2.54% 1.47% 1.47%
FSLR C 9.25% 6.36% 6.36%
PLUG D 0.69% 2.14% 0.69%
RUN D 2.42% 2.94% 2.42%
SHLS F 0.76% 1.75% 0.76%
VCLN Overweight 17 Positions Relative to ACES
Symbol Grade Weight
ED A 3.41%
NEE A 3.17%
AES B 2.66%
ENLC C 2.6%
XYL A 2.6%
GEV C 2.4%
TEL A 2.37%
GTLS C 2.3%
ABBV D 2.21%
SEDG F 2.0%
SO A 1.94%
MP C 1.83%
CEG B 1.81%
ETR B 1.73%
AY B 1.37%
HUBB C 1.22%
NVT B 0.97%
VCLN Underweight 24 Positions Relative to ACES
Symbol Grade Weight
ITRI B -5.59%
DAR D -5.14%
ALB D -4.71%
TSLA D -4.69%
RIVN D -4.66%
ORA C -4.04%
WOLF F -3.66%
HASI B -3.36%
NEP C -3.33%
LCID D -2.86%
ANDE F -2.1%
GPRE F -1.46%
REX B -1.02%
NKLA F -0.97%
AMRC C -0.83%
CHPT D -0.74%
NOVA D -0.59%
AMSC C -0.53%
CLNE D -0.47%
PLL D -0.27%
AMPS F -0.26%
STEM F -0.24%
SPWR D -0.23%
GEVO D -0.18%
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