UPGR vs. SMOG ETF Comparison

Comparison of Xtrackers US Green Infrastructure Select Equity ETF (UPGR) to VanEck Vectors Low Carbon Energy ETF (SMOG)

UPGR

Xtrackers US Green Infrastructure Select Equity ETF

UPGR Description

The fund, using a "passive" or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the underlying index, which is comprised of companies that have business exposure in the production, generation, or distribution of green energy or are engaged in the establishment of a sustainable infrastructure to enable the use of renewable energy and that fulfill certain sustainability criteria. It is non-diversified.

Grade (RS Rating)

Last Trade

$18.52

Average Daily Volume

198

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMOG

VanEck Vectors Low Carbon Energy ETF

SMOG Description

The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the Ardour Global IndexSM (Extra Liquid). The fund normally invests at least 80% of its total assets in stocks of low carbon energy companies. Such companies may include small- and medium-capitalization companies and foreign issuers. "Low carbon energy companies" refers to companies primarily engaged in alternative energy, including renewable energy, alternative fuels and related enabling technologies (such as advanced batteries). It is non-diversified.

Grade (RS Rating)

Last Trade

$100.27

Average Daily Volume

2,540

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	UPGR	SMOG
30 Days	-1.13%	-3.83%
60 Days	-3.03%	-6.68%
90 Days	-2.99%	-3.18%
12 Months	-0.25%	-1.55%

10 Overlapping Holdings

Symbol	Grade	Weight in UPGR	Weight in SMOG	Overlap
BE	B	2.99%	0.5%	0.5%
ENS	F	2.25%	0.8%	0.8%
FSLR	F	1.88%	4.05%	1.88%
LCID	F	1.47%	0.67%	0.67%
ORA	B	2.42%	0.84%	0.84%
PLUG	F	2.17%	0.36%	0.36%
QS	F	2.06%	0.46%	0.46%
RIVN	F	2.37%	2.14%	2.14%
RUN	F	1.36%	0.41%	0.41%
TSLA	B	3.19%	11.5%	3.19%

UPGR Overweight 32 Positions Relative to SMOG

Symbol	Grade	Weight
PCT	C	3.22%
RYI	C	2.77%
RS	B	2.59%
PH	A	2.58%
ITRI	C	2.58%
IEX	C	2.55%
CWST	A	2.53%
MEG	F	2.5%
WM	B	2.47%
IR	B	2.43%
AZZ	A	2.42%
AMPS	C	2.4%
RSG	A	2.4%
GGG	B	2.38%
CLH	C	2.37%
LII	A	2.33%
ECL	D	2.26%
ARRY	F	2.23%
FLNC	D	2.21%
SHLS	F	2.15%
VLTO	C	2.14%
BLNK	F	2.13%
CARR	C	2.13%
XYL	D	2.11%
GPRE	F	1.99%
AOS	F	1.92%
CHPT	F	1.92%
EOSE	D	1.86%
NVRI	D	1.6%
NEP	F	1.48%
NOVA	F	1.14%
RNEW	B	0.28%

UPGR Underweight 16 Positions Relative to SMOG

Symbol	Grade	Weight
NEE	C	-7.6%
LI	F	-3.8%
OC	A	-3.52%
XPEV	C	-2.18%
EBR	F	-2.06%
ENPH	F	-1.81%
NIO	F	-1.66%
IBP	D	-1.06%
CIG	C	-0.82%
TAC	A	-0.6%
HASI	D	-0.54%
ELP	F	-0.41%
AY	A	-0.34%
DQ	F	-0.29%
JKS	F	-0.2%
SEDG	F	-0.17%