SUPP vs. SMLL ETF Comparison

Comparison of Engine No. 1 Transform Supply Chain ETF (SUPP) to Harbor Active Small Cap ETF (SMLL)
SUPP

Engine No. 1 Transform Supply Chain ETF

SUPP Description

The fund is an actively managed exchange-traded fund ("ETF") that invests in U.S.-listed equity, ADR securities, and non-U.S. developed and emerging market-listed securities, which over time may vary as market and investment opportunities change. The fund may also enter into currency-related spot transactions when it transacts in equities denominated in foreign currencies or invest in certain derivative instruments, such as currency futures or forwards that will help the adviser manage risk associated with foreign currency exposure, if any, or futures contracts. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$67.97

Average Daily Volume

993

Number of Holdings *

17

* may have additional holdings in another (foreign) market
SMLL

Harbor Active Small Cap ETF

SMLL Description The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.75

Average Daily Volume

3,276

Number of Holdings *

40

* may have additional holdings in another (foreign) market
Performance
Period SUPP SMLL
30 Days 2.27% 12.12%
60 Days 3.84% 15.66%
90 Days 5.69%
12 Months 31.85%
1 Overlapping Holdings
Symbol Grade Weight in SUPP Weight in SMLL Overlap
WSC D 7.52% 1.2% 1.2%
SUPP Overweight 16 Positions Relative to SMLL
Symbol Grade Weight
WCN A 9.25%
MLM B 6.91%
TSM B 6.71%
TDG D 6.36%
NVDA C 6.33%
ETN A 5.67%
VMC B 5.45%
PTC A 5.27%
TT A 5.17%
WM A 3.96%
MU D 3.16%
WMS D 2.82%
CSX B 2.54%
SAIA B 1.37%
LRCX F 1.27%
URI B 1.04%
SUPP Underweight 39 Positions Relative to SMLL
Symbol Grade Weight
LBRT D -6.17%
KNSL B -4.97%
SSNC B -4.74%
JBI F -4.68%
DOCS C -3.71%
PCTY B -3.66%
RS B -3.43%
ZG A -3.13%
FOUR B -3.08%
WTFC A -3.01%
LYFT C -2.71%
FRSH C -2.63%
APAM B -2.61%
RLJ C -2.42%
ATR B -2.37%
WRBY B -2.04%
OSCR D -1.95%
LSTR D -1.85%
PLOW D -1.79%
USPH B -1.77%
HAYW B -1.76%
PECO A -1.56%
MC C -1.51%
MCRI A -1.51%
MORN B -1.49%
SAM C -1.32%
NNN D -1.3%
CHWY B -1.26%
QTWO A -1.26%
NWE B -1.09%
RBC A -1.08%
BECN B -1.08%
FBIN D -1.07%
RL B -1.06%
EWCZ F -1.01%
TRUE B -0.95%
TMCI D -0.91%
CMS C -0.88%
REYN D -0.74%
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