SUPP vs. GRID ETF Comparison

Comparison of Engine No. 1 Transform Supply Chain ETF (SUPP) to First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID)
SUPP

Engine No. 1 Transform Supply Chain ETF

SUPP Description

The fund is an actively managed exchange-traded fund ("ETF") that invests in U.S.-listed equity, ADR securities, and non-U.S. developed and emerging market-listed securities, which over time may vary as market and investment opportunities change. The fund may also enter into currency-related spot transactions when it transacts in equities denominated in foreign currencies or invest in certain derivative instruments, such as currency futures or forwards that will help the adviser manage risk associated with foreign currency exposure, if any, or futures contracts. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$67.97

Average Daily Volume

993

Number of Holdings *

17

* may have additional holdings in another (foreign) market
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$125.46

Average Daily Volume

118,376

Number of Holdings *

44

* may have additional holdings in another (foreign) market
Performance
Period SUPP GRID
30 Days 2.27% 1.39%
60 Days 3.84% -0.51%
90 Days 5.69% 3.22%
12 Months 31.85% 32.01%
2 Overlapping Holdings
Symbol Grade Weight in SUPP Weight in GRID Overlap
ETN A 5.67% 9.28% 5.67%
NVDA C 6.33% 2.42% 2.42%
SUPP Overweight 15 Positions Relative to GRID
Symbol Grade Weight
WCN A 9.25%
WSC D 7.52%
MLM B 6.91%
TSM B 6.71%
TDG D 6.36%
VMC B 5.45%
PTC A 5.27%
TT A 5.17%
WM A 3.96%
MU D 3.16%
WMS D 2.82%
CSX B 2.54%
SAIA B 1.37%
LRCX F 1.27%
URI B 1.04%
SUPP Underweight 42 Positions Relative to GRID
Symbol Grade Weight
JCI C -9.12%
ABBV D -7.75%
PWR A -4.63%
HUBB B -4.04%
TSLA B -2.86%
ORCL B -2.21%
APTV D -2.07%
NVT B -1.81%
CSCO B -1.62%
ENPH F -1.37%
IBM C -1.34%
TXN C -1.31%
QCOM F -1.27%
HON B -1.11%
ITRI B -0.77%
ADI D -0.74%
GEV B -0.61%
AEIS B -0.56%
EMR A -0.55%
ATKR C -0.52%
NXPI D -0.36%
MYRG B -0.33%
FLNC C -0.19%
AMSC B -0.18%
TRMB B -0.12%
SEDG F -0.11%
WLDN D -0.1%
GNRC B -0.08%
AES F -0.06%
MTZ B -0.06%
PLPC B -0.06%
WCC B -0.06%
VMI B -0.05%
LFUS F -0.04%
ENS D -0.03%
BDC B -0.03%
ACA A -0.03%
ESE B -0.02%
DGII B -0.01%
AZZ B -0.01%
STM F -0.01%
EBR F -0.0%
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