SHLD vs. ARKQ ETF Comparison

Comparison of Global X Defense Tech ETF (SHLD) to ARK Autonomous Technology & Robotics ETF (ARKQ)

SHLD

Global X Defense Tech ETF

SHLD Description

The investment seeks to provide investment results that track the performance of the Nasdaq Yewno Aerospace & Defense IndexTM before fees and expenses. Under normal circumstances, the fund seeks to achieve its investment objective by investing at least 80% of its assets in securities of companies in the index that are tied to the protection of national security interests of the United States. From the universe of eligible securities, the index identifies the top 50 eligible companies ranked by total outstanding contracts relating to the protection of U.S. national security interests, and projected revenue amounts.

Grade (RS Rating)

Last Trade

$39.75

Average Daily Volume

288,959

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$73.16

Average Daily Volume

77,565

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHLD	ARKQ
30 Days	3.70%	19.42%
60 Days	7.43%	24.36%
90 Days	8.58%	28.83%
12 Months	46.95%	40.58%

5 Overlapping Holdings

Symbol	Grade	Weight in SHLD	Weight in ARKQ	Overlap
AVAV	D	2.02%	4.31%	2.02%
BWXT	B	4.01%	0.92%	0.92%
KTOS	B	1.35%	9.33%	1.35%
LMT	D	7.91%	1.07%	1.07%
PLTR	B	10.38%	3.56%	3.56%

SHLD Overweight 12 Positions Relative to ARKQ

Symbol	Grade	Weight
RTX	C	7.85%
NOC	D	7.31%
GD	F	6.94%
LDOS	C	4.86%
LHX	C	4.35%
PSN	D	3.92%
HII	D	2.66%
MOG.A	B	2.07%
OSIS	B	0.81%
MRCY	B	0.8%
NPK	B	0.13%
BBAI	C	0.05%

SHLD Underweight 25 Positions Relative to ARKQ

Symbol	Grade	Weight
TSLA	B	-15.91%
TER	D	-7.31%
RKLB	B	-6.43%
IRDM	D	-5.44%
TRMB	B	-4.8%
PATH	C	-3.26%
ACHR	B	-2.95%
DE	A	-2.8%
TSM	B	-2.72%
BLDE	D	-2.14%
NVDA	C	-2.13%
GOOG	C	-1.99%
AMD	F	-1.96%
AMZN	C	-1.68%
JOBY	B	-1.42%
SNPS	B	-1.28%
AUR	C	-1.27%
TDY	B	-1.27%
OKLO	B	-1.2%
QCOM	F	-1.19%
ISRG	A	-1.19%
CAT	B	-0.96%
DDD	C	-0.93%
ANSS	B	-0.74%
MTLS	B	-0.0%