ROKT vs. ARKX ETF Comparison

Comparison of SPDR S&P Kensho Final Frontiers ETF (ROKT) to ARK Space Exploration & Innovation ETF (ARKX)

ROKT

SPDR S&P Kensho Final Frontiers ETF

ROKT Description

The SPDR S&P Kensho Final Frontiers ETF seeks to provide investment results that, before fees and expenses, correspond generally to the total return performance of the S&P Kensho Final Frontiers Index (the "Index") Seeks to track an index utilizing artificial intelligence and a quantitative weighting methodology to capture companies whose products and services are driving innovation behind the exploration of the final frontiers, which includes the areas of outer space and the deep sea May provide an effective way to pursue long-term growth potential by investing in a portfolio of companies involved in the expansion of human understanding and presence in outer space and in the oceans

Grade (RS Rating)

Last Trade

$57.38

Average Daily Volume

1,675

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

68,559

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ROKT	ARKX
30 Days	11.36%	11.51%
60 Days	16.45%	19.11%
90 Days	16.85%	20.66%
12 Months	39.86%	31.44%

7 Overlapping Holdings

Symbol	Grade	Weight in ROKT	Weight in ARKX	Overlap
HEI	A	4.07%	1.56%	1.56%
HON	C	3.91%	1.42%	1.42%
IRDM	D	3.77%	8.3%	3.77%
LHX	C	4.16%	4.58%	4.16%
LMT	D	4.29%	1.2%	1.2%
RKLB	A	11.01%	9.73%	9.73%
TDY	B	4.28%	1.36%	1.36%

ROKT Overweight 23 Positions Relative to ARKX

Symbol	Grade	Weight
MOG.A	B	4.61%
OII	B	4.47%
NOC	D	4.33%
RTX	D	4.03%
ESE	B	3.97%
HXL	F	3.3%
COHR	B	3.24%
BWXT	B	3.11%
LDOS	C	3.05%
BA	F	2.77%
TTMI	C	2.74%
SXI	B	2.69%
FTI	A	2.57%
KBR	F	2.44%
GD	D	2.33%
APH	A	2.3%
TDG	D	2.25%
ADI	D	2.02%
BALL	F	1.98%
HII	F	1.85%
VSAT	F	1.29%
DCO	C	1.19%
PL	B	0.71%

ROKT Underweight 18 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	B	-9.84%
AVAV	C	-7.36%
TRMB	B	-6.82%
TER	F	-5.43%
AMZN	C	-3.85%
PLTR	B	-3.78%
ACHR	B	-3.22%
BLDE	C	-3.2%
GRMN	B	-2.77%
DE	B	-2.28%
JOBY	B	-2.2%
GOOG	C	-2.13%
PRNT	B	-1.77%
PATH	C	-1.25%
SNPS	B	-1.2%
AMD	F	-1.12%
ANSS	B	-0.99%
DDD	C	-0.77%