NLR vs. FXU ETF Comparison

Comparison of Market Vectors Uranium & Nuclear Energy ETF (NLR) to First Trust Utilities AlphaDEX Fund (FXU)
NLR

Market Vectors Uranium & Nuclear Energy ETF

NLR Description

The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of the DAXglobal® Nuclear Energy Index. The fund normally invests at least 80% of its total assets in equity securities of U.S. and foreign companies primarily engaged in various aspects of the nuclear energy business. It may also utilize convertible securities and participation notes to seek performance that corresponds to the Nuclear Energy Index. The fund may concentrate its investments in a particular industry or group of industries to the extent that the index concentrates in an industry or group of industries. It is non-diversified.

Grade (RS Rating)

Last Trade

$96.32

Average Daily Volume

207,506

Number of Holdings *

10

* may have additional holdings in another (foreign) market
FXU

First Trust Utilities AlphaDEX Fund

FXU Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$40.41

Average Daily Volume

63,420

Number of Holdings *

39

* may have additional holdings in another (foreign) market
Performance
Period NLR FXU
30 Days 4.24% 3.80%
60 Days 17.08% 6.16%
90 Days 24.35% 13.01%
12 Months 34.44% 36.87%
3 Overlapping Holdings
Symbol Grade Weight in NLR Weight in FXU Overlap
CEG D 7.89% 3.55% 3.55%
PCG A 6.13% 3.5% 3.5%
PEG A 6.94% 0.82% 0.82%
NLR Overweight 7 Positions Relative to FXU
Symbol Grade Weight
BWXT B 6.53%
UEC B 5.24%
SMR B 5.05%
DNN B 4.7%
OKLO B 4.47%
LEU C 2.74%
EU D 1.81%
NLR Underweight 36 Positions Relative to FXU
Symbol Grade Weight
VST B -4.93%
PNW B -4.27%
NRG B -4.16%
NFG A -4.15%
AGR B -4.14%
UGI A -3.97%
EXC C -3.97%
ETR B -3.73%
SRE A -3.63%
CNP B -3.45%
ATO A -3.44%
OGE B -3.43%
EVRG A -3.38%
ED D -3.05%
IDA A -2.81%
XEL A -2.63%
NI A -2.61%
AEE A -2.57%
WTRG B -2.47%
DUK C -2.4%
DTE C -2.31%
CWEN C -2.22%
PPL B -1.68%
WEC A -1.68%
LNT A -1.65%
D C -1.64%
CMS C -1.59%
EIX B -1.58%
AEP D -1.54%
RSG A -0.85%
CLH B -0.84%
SO D -0.8%
FE C -0.77%
AWK D -0.76%
NEE D -0.74%
AES F -0.57%
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