GSIB vs. FKU ETF Comparison

Comparison of Themes Global Systemically Important Banks ETF (GSIB) to First Trust United Kingdom AlphaDex Fund (FKU)

GSIB

Themes Global Systemically Important Banks ETF

GSIB Description

The fund is an actively managed exchange-traded fund ("ETF") that will invest in the equity securities of companies that operate in the global banking sector. Under normal circumstances, the fund will invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities that are part of the global banking sector and in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs") that represent such companies in the banking sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$28.55

Average Daily Volume

1,703

Number of Holdings ^*

7

* may have additional holdings in another (foreign) market

FKU

First Trust United Kingdom AlphaDex Fund

FKU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined United Kingdom Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks and/or depositary receipts that comprise the index. It, using an "indexing" investment approach, attempts to replicate, before fees and expenses, the performance of the index. The index is designed by S&P to objectively identify and select securities from the S&P United Kingdom BMI Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$38.57

Average Daily Volume

5,204

Number of Holdings ^*

2

* may have additional holdings in another (foreign) market

Performance

Period	GSIB	FKU
30 Days	-4.93%	-1.88%
60 Days	3.05%	6.37%
90 Days	4.52%	4.34%
12 Months		18.98%

1 Overlapping Holdings

	Symbol	Grade	Weight in GSIB	Weight in FKU	Overlap
	BCS	C	4.51%	2.28%	2.28%

GSIB Overweight 6 Positions Relative to FKU

	Symbol	Grade	Weight
	SMFG	B	3.83%
	GS	B	3.74%
	C	D	3.72%
	JPM	B	3.71%
	SAN	D	3.71%
	WFC	C	3.7%

GSIB Underweight 1 Positions Relative to FKU

	Symbol	Grade	Weight
	LYG	B	-1.47%

GSIB: Top Represented Industries & Keywords

Industries: Banks - Global Capital Markets

Keywords: Investment Banking Bank Banking Cash Management S&P 500 Trade Finance Corporate Banking Financial Products Investment Bank Investment Banking Services Investment Product Payment Processing Primary Dealers Transaction Services Advisory Services Cash Management Services Collection Services Commercial Bank Commercial Banking Consumer Finance

FKU: Top Represented Industries & Keywords

Industries: Banks - Global Banks - Regional - Europe

Keywords: Banking General Insurance Insurance Products Asset Finance Asset Management Bancassurance Bank Banking Solutions Barclays Barclays Bank Of Botswana Business Lending Services Card Services Cash Management Services Clan Barclay Commercial Banking Corporate Banking Credit Card Services Fax Financial Products Investment Bank